-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OHthwWpV0fCe19rUhcSK/TT8UvCI7hhQt9qyIN31zfzDRcpnJysbruVJC7Wek8UX 3/dhvA4kGYMcuJmjVnMSYw== 0001013594-07-000494.txt : 20071114 0001013594-07-000494.hdr.sgml : 20071114 20071114142243 ACCESSION NUMBER: 0001013594-07-000494 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Troob Capital Management LLC CENTRAL INDEX KEY: 0001317574 IRS NUMBER: 421532035 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11213 FILM NUMBER: 071243385 BUSINESS ADDRESS: STREET 1: 777 WESTCHESTER AVENUE, SUITE 203 CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: (914) 694-5777 MAIL ADDRESS: STREET 1: 777 WESTCHESTER AVENUE, SUITE 203 CITY: WHITE PLAINS STATE: NY ZIP: 10604 13F-HR 1 troob13fhr-111407_1.txt NOVEMBER 14, 2007 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Troob Capital Management LLC Address: 777 Westchester Avenue, Suite 203 White Plains, New York 10604 13F File Number: 028-11213 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas Troob Title: Managing Member Phone: (914) 694-5777 Signature, Place, and Date of Signing: /s/ Douglas Troob - ------------------------------------- (Signature) White Plains, New York - ------------------------------------- (City, State) November 7, 2007 - ------------------------------------- (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 23 Form 13F Information Table Value Total: $16,962 (thousands) List of Other Included Managers: None FORM 13F QTR ENDED: 9/30/07 Name of Reporting Managers: Troob Capital Management LLC (SEC USE ONLY)
Item 1: Item 2: Item3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Other Voting Authority Value Principal Sh/ Put/ Discretion Managers (x $1000) Amount Prn Call (a) Sole (b) Shared (c) None Bowater, Inc. COM 102183100 458 30,723 SH Sole 30,723 CVS/Caremark Corp COM 126650900 228 617 SH Calls Sole 617 CVS/Caremark Corp COM 126650100 991 25,000 SH Sole 25,000 Celanese Corp COM SER A 150870103 1,004 25,746 SH Sole 25,746 Chiquita Brands Int COM 170032809 71 4,503 SH Sole 4,503 Comcast Corp New COM 20030N900 99 510 SH Calls Sole 510 Constar International Inc New COM 21036U107 662 143,268 SH Sole 143,268 Domtar Corporation COM 257559104 246 30,000 SH Sole 30,000 Ford Motor Co COM PAR $.01 345370860 594 70,000 SH Sole 70,000 Goodyear Tire & Rubber Co. COM 382550101 3,110 102,265 SH Sole 102,265 Hayz Lemmerz Intl COM NEW 420781304 2,404 577,988 SH Sole 577,988 Ishares Russell 2000 COM 464287955 134 819 SH Puts Sole 819 Ishares Russell 2000 COM 464287955 37 176 SH Puts Sole 176 Materials Select SPDR SBI MATERIALS 81369Y900 32 180 SH Calls Sole 180 Nalco Holdings COM 62985Q101 1,743 58,787 SH Sole 58,787 Norfolk Southern Corporation COM 655844108 805 15,500 SH Sole 15,500 Northwest Airlines Corp COM 667280408 1,489 83,675 SH Sole 83,675 Orbcomm Inc COM 68555P100 758 100,620 SH Sole 100,620 Orbcomm Inc COM 68555P900 4 847 SH Calls Sole 847 Pilgrim's Pride Corp. COM 721467108 1,934 55,696 SH Sole 55,696 Sally Beauty Holdings COM 79546E904 24 751 SH Calls Sole 751 Superior Industries Intl COM 868168955 10 121 SH Puts Sole 121 Time Warner Inc COM 887317905 125 497 SH Calls Sole 497 Value Total: 16,962 Entry Total: 23
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