13F-HR 1 troob13fhr-111306_2.txt NOVEMBER 13, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Troob Capital Management LLC Address: 777 Westchester Avenue, Suite 203 White Plains, New York 10604 13F File Number: 028-11213 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas Troob Title: Managing Member Phone: (914) 694-5777 Signature, Place, and Date of Signing: /s/ Douglas Troob -------------------------- (Signature) White Plains, New York -------------------------- (City, State) November 10, 2006 -------------------------- (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 19 Form 13F Information Table Value Total: $29,644 (thousands) List of Other Included Managers: None
FORM 13F (SEC USE ONLY) QTR ENDED: 09/30/06 Name of Reporting Managers: Troob Capital Management LLC Item 1: Item 2: Item3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Other Voting Authority Value Principal Sh/ Put/ Discretion Managers (x $1000) Amount Prn Call (a) Sole (b) Shared (c) None AMR Corp COM 001765956 39 470 SH Put SOLE 470 AMR Corp COM 001765956 84 494 SH Put SOLE 494 Atlas Air Worldwide COM 049164205 4,171 95,847 SH SOLE 95,847 BE Aerospace, Inc. COM 073302901 6 492 SH Put SOLE 492 BE Aerospace, Inc. COM 073302101 5,551 263,213 SH Call SOLE 263,213 Ball Corp COM 058498956 18 718 SH SOLE 718 Constar International Inc New COM New 21036U107 1,326 222,177 SH SOLE 222,177 Crown Holdings Inc COM 228368106 2,992 160,853 SH SOLE 160,853 Deere & Co COM 244199955 62 638 SH Put SOLE 638 Exide Technologies COM New 302051206 1,163 311,912 SH SOLE 311,912 Ishares Trust Russell 2000 464287955 378 2,609 SH Put SOLE 2,609 Lyondell Chemical Co COM 552078107 152 6,000 SH SOLE 6,000 NationsHealth Inc COM 63860C100 121 77,306 SH SOLE 77,306 Paxar Corp COM 704227107 6,953 347,989 SH SOLE 347,989 Six Flags Inc COM 83001P109 865 165,316 SH SOLE 165,316 United Rentals Inc COM 911363109 2 14 SH Call SOLE 14 United Rentals Inc COM 911363109 5,615 241,489 SH SOLE 241,489 Weyerhaeuser Co COM 962166104 123 2,000 SH SOLE 2,000 Weyerhaeuser Co COM 962116904 23 570 SH Call SOLE 570 Value Total 29,644 Entry Total: 19