0001752724-21-143464.txt : 20210629 0001752724-21-143464.hdr.sgml : 20210629 20210629150203 ACCESSION NUMBER: 0001752724-21-143464 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210430 FILED AS OF DATE: 20210629 PERIOD START: 20211031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUBERGER BERMAN ALTERNATIVE FUNDS CENTRAL INDEX KEY: 0001317474 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-21715 FILM NUMBER: 211057633 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: (212) 476-8800 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER BERMAN INSTITUTIONAL LIQUIDITY FUNDS DATE OF NAME CHANGE: 20090601 FORMER COMPANY: FORMER CONFORMED NAME: LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS DATE OF NAME CHANGE: 20061023 FORMER COMPANY: FORMER CONFORMED NAME: LEHMAN BROTHERS INVESTOR LIQUIDITY SERIES DATE OF NAME CHANGE: 20050211 0001317474 S000035446 Neuberger Berman Long Short Fund C000108850 Class A NLSAX C000108851 Class C NLSCX C000108852 Institutional Class NLSIX NPORT-P 1 primary_doc.xml NPORT-P false 0001317474 XXXXXXXX S000035446 C000108850 C000108852 C000108851 NEUBERGER BERMAN ALTERNATIVE FUNDS 811-21715 0001317474 549300O1DN1L4W2HMC23 1290 AVENUE OF THE AMERICAS NEW YORK 10104 212-476-8800 Neuberger Berman Long Short Fund S000035446 549300UFVFMPQHUEVQ03 2021-10-31 2021-04-30 N 5530820155.20 774399045.19 4756421110.01 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 25209000 0.00000000 0.00000000 54.87000000 N iHeartCommunications Inc 54930076J6KDZL504O62 45174HBD8 -10000000.00000000 PA USD -10755000.00000000 -0.22611538699 Short DBT CORP US N 2 2027-05-01 Fixed 8.38000000 N N N N N N Honeywell International Inc ISRPG12PN4EIEOEMW547 438516106 133600.00000000 NS USD 29798144.00000000 0.626482460463 Long EC CORP US N 1 N N N Equitable Holdings Inc 549300FIBAKMNHPZ4009 29452E101 215000.00000000 NS USD 7359450.00000000 0.154726628063 Long EC CORP US N 1 N N N salesforce.com Inc RCGZFPDMRW58VJ54VR07 79466L302 383200.00000000 NS USD 88258624.00000000 1.855567914587 Long EC CORP US N 1 N N N L3Harris Technologies Inc 549300UTE50ZMDBG8A20 502431109 231100.00000000 NS USD 48353053.00000000 1.016584778379 Long EC CORP US N 1 N N N BlackRock Inc 549300LRIF3NWCU26A80 09247X101 29000.00000000 NS USD 23759700.00000000 0.499528940992 Long EC CORP US N 1 N N N DUCK CREEK TECH RESTRICTED LEG N/A 000000000 1537410.00000000 NS USD 63925507.80000000 1.343983350537 Long EC CORP US N 1 N N N Exact Sciences Corp 549300VM3X1FYD4N9Z14 30063P105 -28800.00000000 NS USD -3796416.00000000 -0.07981665021 Short EC CORP US N 1 N N N N/A N/A 000000000 4400.00000000 NC USD 693000.00000000 0.014569778074 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Call Purchased Sumo Logic Inc Sumo Logic Inc 100.00000000 25.00000000 USD 2021-08-20 XXXX -1030305.80000000 N N N PETSMART INC/PETSMART FI N/A 71677KAB4 27200000.00000000 PA USD 29470384.00000000 0.619591565136 Long DBT CORP US N 2 2029-02-15 Fixed 7.75000000 N N N N N N DoubleVerify Holdings Inc N/A 25862V105 286905.00000000 NS USD 10101925.05000000 0.212385001587 Long EC CORP US N 1 N N N Mondelez International Inc 549300DV9GIB88LZ5P30 609207105 660000.00000000 NS USD 40134600.00000000 0.843798290179 Long EC CORP US N 1 N N N ROCKPOINT GAS STORAGE CA 549300T32FQEHEIVPB75 77381WAA4 12105000.00000000 PA USD 12256312.50000000 0.257679297449 Long DBT CORP CA N 2 2023-03-31 Fixed 7.00000000 N N N N N N AVIDXCHANGE INC PRIVATE EQUITY COMMON STOCK N/A 000000000 68149.00000000 NS USD 5051953.52000000 0.106213335681 Long EC CORP US Y 3 N N N Union Pacific Corp 549300LMMRSZZCZ8CL11 907818108 287400.00000000 NS USD 63828666.00000000 1.341947328121 Long EC CORP US N 1 N N N ENTERPRISE PRODUCTS OPER 5493004LGN656HWLDA30 29379VAN3 1730000.00000000 PA USD 1531223.00000000 0.032192755111 Long DBT CORP US N 2 2067-06-01 Variable 2.97000000 N N N N N N Johnson & Johnson 549300G0CFPGEF6X2043 478160104 180300.00000000 NS USD 29340219.00000000 0.616854948739 Long EC CORP US N 1 N N N McDonald's Corp UE2136O97NLB5BYP9H04 580135101 389900.00000000 NS USD 92047592.00000000 1.935227976477 Long EC CORP US N 1 N N N UnitedHealth Group Inc 549300GHBMY8T5GXDE41 91324P102 173200.00000000 NS USD 69072160.00000000 1.452187651228 Long EC CORP US N 1 N N N Magnachip Semiconductor Corp 529900P54J1ATLRBUV29 55933J203 236870.00000000 NS USD 5924118.70000000 0.124549920265 Long EC CORP US N 1 N N N LEGALZOOM.COM INC COMMON STOCK 5493000L8EBF74Y9JZ48 52466B103 2158660.00000000 NS USD 23385627.24000000 0.491664356437 Long EC CORP US Y 3 N N N N/A N/A 000000000 -1700.00000000 NC USD -569500.00000000 -0.01197328804 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Put Written Chewy Inc Chewy Inc 100.00000000 70.00000000 USD 2021-07-16 XXXX -77155.07000000 N N N Amphenol Corp. Class A 549300D3L3G0R4U4VT04 032095101 357800.00000000 NS USD 24094252.00000000 0.506562632759 Long EC CORP US N 1 N N N DRUVA INC SER 4 PFD SHS SERIES 4 PREFERENCE SHARES N/A 000000000 658071.00000000 NS USD 6167967.87000000 0.129676656615 Long EC CORP US Y 3 N N N Ashland Global Holdings Inc 529900E4L9R04SB8HB11 044186104 931000.00000000 NS USD 80261510.00000000 1.687434904178 Long EC CORP US N 1 N N N N/A N/A 000000000 -16500.00000000 NC USD -90750.00000000 -0.00190794712 N/A DE US N 3 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Put Written Under Armour Inc Under Armour Inc 100.00000000 12.50000000 USD 2021-07-16 XXXX 1097402.74000000 N N N NextEra Energy Inc N/A 65339F101 1146000.00000000 NS USD 88826460.00000000 1.867506218342 Long EC CORP US N 1 N N N Whole Earth Brands Inc N/A 96684W100 576200.00000000 NS USD 7778700.00000000 0.163541028434 Long EC CORP US N 1 N N N Campbell Soup Co 5493007JDSMX8Z5Z1902 134429109 -350000.00000000 NS USD -16712500.00000000 -0.35136712274 Short EC CORP US N 1 N N N Iron Mountain Inc SQL3F6CKNNBM3SQGHX24 46284V101 -349900.00000000 NS USD -14037988.00000000 -0.29513761871 Short EC US N 1 N N N Carlyle Group Inc/The 529900NGGVF94UK6PG95 14316J108 -163764.00000000 NS USD -6986172.24000000 -0.14687875775 Short EC CORP US N 1 N N N Air Products and Chemicals Inc 7QEON6Y1RL5XR3R1W237 009158106 208100.00000000 NS USD 60032688.00000000 1.262139886513 Long EC CORP US N 1 N N N nVent Electric PLC N/A 000000000 1059800.00000000 NS USD 32270910.00000000 0.678470414070 Long EC CORP IE N 1 N N N Tradeweb Markets Inc N/A 892672106 380000.00000000 NS USD 30886400.00000000 0.649362183995 Long EC CORP US N 1 N N N SWEETGREEN INC SERIES J PREF N/A 000000000 1.00000000 NS USD 0.00000000 0.000000 N/A DE US Y 3 N/A N/A Call Purchased SWEETGREEN INC SERIES J PREF SWEETGREEN INC SERIES J PREF 1.00000000 1.00000000 USD 2026-01-21 XXXX 0.00000000 N N N Thermo Fisher Scientific Inc HCHV7422L5HDJZCRFL38 883556102 74800.00000000 NS USD 35173204.00000000 0.739488854886 Long EC CORP US N 1 N N N Costco Wholesale Corp 29DX7H14B9S6O3FD6V18 22160K105 40100.00000000 NS USD 14920809.00000000 0.313698233501 Long EC CORP US N 1 N N N Expedia Group Inc CI7MUJI4USF3V0NJ1H64 30212P303 292400.00000000 NS USD 51529652.00000000 1.083370265335 Long EC CORP US N 1 N N N VENTURE GLOBAL LNG, INC. SERIES C COMMON EQUITY 54930011XLBUWMQUC829 000000000 329.00000000 NS USD 1612100.00000000 0.033893130206 Long EC CORP US Y 3 N N N Williams-Sonoma Inc 549300IARG6YWVTZ1I92 969904101 -37800.00000000 NS USD -6454350.00000000 -0.13569761488 Short EC CORP US N 1 N N N DOUBLEVERIFY HOLDINGS RESTRICT N/A 000000000 429950.00000000 NS USD 13414440.00000000 0.282028014125 Long EC CORP US Y 2 N N N Uber Technologies Inc 549300B2FTG34FILDR98 90353T100 269500.00000000 NS USD 14760515.00000000 0.310328178658 Long EC CORP US N 1 N N N fuboTV Inc N/A 35953D104 -70000.00000000 NS USD -1411200.00000000 -0.02966936626 Short EC CORP US N 1 N N N DRUVA INC SER 5 PFD SHS N/A 000000000 480112.00000000 NS USD 4499993.75000000 0.094608817132 Long EC CORP US Y 3 N N N WEC Energy Group Inc 549300IGLYTZUK3PVP70 92939U106 556500.00000000 NS USD 54075105.00000000 1.136886405751 Long EC CORP US N 1 N N N N/A N/A 000000000 4150.00000000 NC USD 4544250.00000000 0.095539269860 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Call Purchased Tapestry Inc Tapestry Inc 100.00000000 37.50000000 USD 2021-05-21 XXXX 3399039.67000000 N N N NIKE Inc 787RXPR0UX0O0XUXPZ81 654106103 252900.00000000 NS USD 33539598.00000000 0.705143578002 Long EC CORP US N 1 N N N One Spa World, LLC N/A 000000000 25000000.00000000 PA USD 25500000.00000000 0.536117375022 Long LON CORP US Y 3 2027-03-18 Floating 7.68000000 N N N N N N Splunk Inc 549300XGDSGBP6UEI867 848637104 372400.00000000 NS USD 47078808.00000000 0.989794782907 Long EC CORP US N 1 N N N State Street Global Advisors 5493008BJIBKQ5KTIF74 857492706 506680.00000000 NS USD 506680.00000000 0.010652547120 Long STIV RF US N 2 N N N/A N/A 000000000 -1180.00000000 NC USD -202960.00000000 -0.00426707382 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Put Written Uber Technologies Inc Uber Technologies Inc 100.00000000 50.00000000 USD 2021-06-18 XXXX -5636.34000000 N N N Citigroup Inc 6SHGI4ZSSLCXXQSBB395 172967424 855000.00000000 NS USD 60910200.00000000 1.280588883768 Long EC CORP US N 1 N N N GameStop Corp 549300505KLOET039L77 36467W109 -32000.00000000 NS USD -5554880.00000000 -0.11678696800 Short EC CORP US N 1 N N N Spotify Technology SA 549300B4X0JHWV0DTD60 000000000 122100.00000000 NS USD 30783852.00000000 0.647206193228 Long EC CORP LU N 1 N N N DNB RESTRICTED BOOK ENTRY SHS N/A 000000000 2584217.00000000 NS USD 61400995.92000000 1.290907480642 Long EC CORP US N 1 N N N N/A N/A 000000000 9005.00000000 NC USD 112562.50000000 0.002366537726 N/A DE KY N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Put Purchased Triterras Inc Triterras Inc 100.00000000 5.00000000 USD 2021-05-21 XXXX -981866.48000000 N N N Guidewire Software Inc 549300WXSG0J8IXZCK32 40171V100 -122000.00000000 NS USD -12872220.00000000 -0.27062826655 Short EC CORP US N 1 N N N Under Armour Inc 549300D4549QKWETZ406 904311107 326300.00000000 NS USD 7932353.00000000 0.166771461494 Long EC CORP US N 1 N N N Franklin Resources Inc RIFQSET379FOGTEFKS80 354613101 -498300.00000000 NS USD -14949000.00000000 -0.31429092702 Short EC CORP US N 1 N N N Marriott International Inc/MD 225YDZ14ZO8E1TXUSU86 571903202 196000.00000000 NS USD 29109920.00000000 0.612013094020 Long EC CORP US N 1 N N N Kroger Co/The 6CPEOKI6OYJ13Q6O7870 501044101 -665600.00000000 NS USD -24321024.00000000 -0.51133033508 Short EC CORP US N 1 N N N Medtronic PLC 549300GX3ZBSQWUXY261 000000000 452300.00000000 NS USD 59215116.00000000 1.244951080453 Long EC CORP IE N 1 N N N Shake Shack Inc 529900J74GJAHYP80N79 819047101 -110000.00000000 NS USD -11962500.00000000 -0.25150212151 Short EC CORP US N 1 N N N OneSpaWorld Holdings Limited 5493007W8PZ8W6UC2X76 000000000 52600.00000000 NS USD 187782.00000000 0.003947968349 N/A DE US N 1 N/A N/A Call Purchased OneSpaWorld Holdings Ltd OneSpaWorld Holdings Ltd 1.00000000 11.50000000 USD 2024-03-19 XXXX 187782.00000000 N N N Gates Industrial Corp PLC N/A 000000000 819226.00000000 NS USD 14131648.50000000 0.297106756806 Long EC CORP GB N 1 N N N CME Group Inc LCZ7XYGSLJUHFXXNXD88 12572Q105 298500.00000000 NS USD 60294015.00000000 1.267634080445 Long EC CORP US N 1 N N N PayPal Holdings Inc 5493005X2GO78EFZ3E94 70450Y103 56800.00000000 NS USD 14898072.00000000 0.313220206021 Long EC CORP US N 1 N N N Texas Roadhouse Inc 5299002Y1CNRPDGXTQ75 882681109 -72400.00000000 NS USD -7748248.00000000 -0.16290079916 Short EC CORP US N 1 N N N Allegion PLC 984500560CAC2E6FB757 000000000 -35700.00000000 NS USD -4797366.00000000 -0.10086083399 Short EC CORP IE N 1 N N N Alphabet, Inc. Class A 5493006MHB84DD0ZWV18 02079K305 47200.00000000 NS USD 111085200.00000000 2.335478659915 Long EC CORP US N 1 N N N Clear Channel Worldwide Holdings Inc 3VZDKVXEPWXFPZ736G54 18453HAA4 -5000000.00000000 PA USD -5090000.00000000 -0.10701323289 Short DBT CORP US N 2 2027-08-15 Fixed 5.13000000 N N N N N N BOYD GAMING CORP 254900787YGRYS2A1Z35 103304BU4 -7000000.00000000 PA USD -7194460.00000000 -0.15125784352 Short DBT CORP US N 2 2027-12-01 Fixed 4.75000000 N N N N N N AUDACY CAPITAL CORP 549300S5JUSXRHNCHD80 29365DAA7 -5000000.00000000 PA USD -5152750.00000000 -0.10833250212 Short DBT CORP US N 2 2027-05-01 Fixed 6.50000000 N N N N N N Asbury Automotive Group Inc 549300JH4DTA7U42GL91 043436104 196900.00000000 NS USD 39106309.00000000 0.822179283446 Long EC CORP US N 1 N N N Visa, Inc. Class A 549300JZ4OKEHW3DPJ59 92826C839 198700.00000000 NS USD 46408372.00000000 0.975699395125 Long EC CORP US N 1 N N N N/A N/A 000000000 267.00000000 NC USD 177555.00000000 0.003732953745 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Call Purchased Adobe Inc Adobe Inc 100.00000000 520.00000000 USD 2021-05-21 XXXX -114573.89000000 N N N ASML Holding NV 724500Y6DUVHQD6OXN27 000000000 34100.00000000 NS USD 22100210.00000000 0.464639473437 Long EC CORP NL N 1 N N N N/A N/A 000000000 -564.00000000 NC USD 249764.58000000 0.005251103176 N/A DE US N 1 Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 Short E-mini Russell 2000 Index RTYM1 Index 2021-06-18 -64024064.58000000 USD 249764.58000000 N N N N/A N/A 000000000 -250.00000000 NC USD -53125.00000000 -0.00111691119 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Put Written O'Reilly Automotive Inc O'Reilly Automotive Inc 100.00000000 420.00000000 USD 2021-08-20 XXXX 650878.00000000 N N N Domino's Pizza Inc 5299004V0Y8MI5D9FF45 25754A201 -56000.00000000 NS USD -23651040.00000000 -0.49724445024 Short EC CORP US N 1 N N N Procter & Gamble Co/The 2572IBTT8CCZW6AU4141 742718109 175900.00000000 NS USD 23468578.00000000 0.493408330700 Long EC CORP US N 1 N N N APX Group Inc 549300OMQVKPRU98OE64 00213MAS3 23530000.00000000 PA USD 24147662.50000000 0.507685546369 Long DBT CORP US N 2 2023-09-01 Fixed 7.63000000 N N N N N Workday Inc 549300J0DYC0N31V7G13 98138H101 195400.00000000 NS USD 48263800.00000000 1.014708304494 Long EC CORP US N 1 N N N CDW Corp/DE N/A 12514G108 253400.00000000 NS USD 45188822.00000000 0.950059318862 Long EC CORP US N 1 N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 594918104 403000.00000000 NS USD 101628540.00000000 2.136659846751 Long EC CORP US N 1 N N N CINEMARK USA INC 54930008H2137JSCPQ09 172441BD8 910000.00000000 PA USD 942987.50000000 0.019825567967 Long DBT CORP US N 2 2026-03-15 Fixed 5.88000000 N N N N N N Becton Dickinson and Co ICE2EP6D98PQUILVRZ91 075887109 110475.00000000 NS USD 27487284.75000000 0.577898468496 Long EC CORP US N 1 N N N N/A N/A 000000000 -4000.00000000 NC USD -440000.00000000 -0.00925065274 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Call Written Fintech Acquisition Corp V Fintech Acquisition Corp V 100.00000000 12.50000000 USD 2021-08-20 XXXX 29202.55000000 N N N Dollar Tree Inc 549300PMSTQITB1WHR43 256746108 193700.00000000 NS USD 22256130.00000000 0.467917568382 Long EC CORP US N 1 N N N SPDR S&P Retail ETF 549300HHG63HQV071458 78464A714 -353500.00000000 NS USD -32811870.00000000 -0.68984367113 Short EC RF US N 1 N N N Whole Earth Brands Inc N/A 96684W126 301400.00000000 NS USD 632940.00000000 0.013307063974 N/A DE US N 1 N/A N/A Call Purchased Whole Earth Brands Inc Whole Earth Brands Inc 0.50000000 11.50000000 USD 2025-06-25 XXXX 199526.80000000 N N N Independence Holdings Corp N/A 000000000 1082400.00000000 NS USD 10845648.00000000 0.228021189654 Long EC CORP KY N 1 N N N Adobe Inc FU4LY2G4933NH2E1CP29 00724F101 181700.00000000 NS USD 92365378.00000000 1.941909176326 Long EC CORP US N 1 N N N Waste Management Inc 549300YX8JIID70NFS41 94106L109 503100.00000000 NS USD 69412707.00000000 1.459347383138 Long EC CORP US N 1 N N N IHS Markit Ltd 549300HLPTRASHS0E726 000000000 793800.00000000 NS USD 85397004.00000000 1.795404612520 Long EC CORP BM N 1 N N N UBER TECHNOLOGIES INC 549300B2FTG34FILDR98 90353TAG5 5555000.00000000 PA USD 6035007.55000000 0.126881270821 Long DBT CORP US N 2 2028-01-15 Fixed 6.25000000 N N N N N N N/A N/A 000000000 -1100.00000000 NC USD -682000.00000000 -0.01433851175 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Put Written Shake Shack Inc Shake Shack Inc 100.00000000 105.00000000 USD 2021-06-18 XXXX 883182.12000000 N N N O'Reilly Automotive Inc 549300K2RLMQL149Q332 67103H107 22600.00000000 NS USD 12495088.00000000 0.262699363891 Long EC CORP US N 1 N N N N/A N/A 000000000 -4400.00000000 NC USD -924000.00000000 -0.01942637076 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Put Written Sumo Logic Inc Sumo Logic Inc 100.00000000 17.50000000 USD 2021-08-20 XXXX 353941.97000000 N N N N/A N/A 000000000 -267.00000000 NC USD -13083.00000000 -0.00027505974 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Put Written Adobe Inc Adobe Inc 100.00000000 410.00000000 USD 2021-05-21 XXXX 285366.55000000 N N N Walt Disney Co/The 549300GZKULIZ0WOW665 254687106 67000.00000000 NS USD 12463340.00000000 0.262031887247 Long EC CORP US N 1 N N N N/A N/A 000000000 1200.00000000 NC USD 642000.00000000 0.013497543324 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Call Purchased Floor & Decor Holdings Inc Floor & Decor Holdings Inc 100.00000000 120.00000000 USD 2021-07-16 XXXX -195604.76000000 N N N N/A N/A 000000000 -1334.00000000 NC USD -1460730.00000000 -0.03071069542 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Put Written Alteryx Inc Alteryx Inc 100.00000000 90.00000000 USD 2021-05-21 XXXX -468970.59000000 N N N Walmart Inc Y87794H0US1R65VBXU25 931142103 293700.00000000 NS USD 41091567.00000000 0.863917766101 Long EC CORP US N 1 N N N SWEETGREEN INC SERIES I COMMON STOCK N/A 000000000 59031.00000000 NS USD 1009430.10000000 0.021222471195 Long EC CORP US Y 3 N N N N/A N/A 000000000 14705587.00000000 OU Notional Amount USD -6180299.21000000 -0.12993591330 N/A DE GB N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 TRSWAP: JPNBLQGS INDEX JPNBLQGS TRSWAP: JPNBLQGS INDEX Y equity-performance leg 2021-07-19 0.00000000 USD 0.00000000 USD 14705587.00000000 USD -6180299.21000000 N N N N/A N/A 000000000 9000.00000000 NC USD 585000.00000000 0.012299163309 N/A DE KY N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Put Purchased Triterras Inc Triterras Inc 100.00000000 5.00000000 USD 2021-08-20 XXXX 31976.69000000 N N N Brookfield Infrastructure Partners LP 549300WEH5R2OODI7Y90 000000000 755300.00000000 NS USD 40612481.00000000 0.853845361053 Long EC CORP BM N 1 N N N Invitae Corp 549300MYI59DZW1WIX92 46185L103 -73600.00000000 NS USD -2568640.00000000 -0.05400362879 Short EC CORP US N 1 N N N N/A N/A 000000000 -418.00000000 NC USD -8596526.67000000 -0.18073518873 N/A DE US N 1 Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 Short E-mini NASDAQ 100 Index NQM1 Index 2021-06-18 -107189473.33000000 USD -8596526.67000000 N N N Whole Earth Brands Inc N/A 000000000 1000000.00000000 NS USD 13350000.00000000 0.280673213982 Long EC CORP US Y 2 N N N N/A N/A 000000000 -2723.00000000 NC USD -35022385.47000000 -0.73631801432 N/A DE US N 1 Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 Short E-mini S&P 500 Index ESM1 Index 2021-06-18 -533322174.53000000 USD -35022385.47000000 N N N Paya Holdings Inc N/A 70434P103 1759300.00000000 NS USD 19633788.00000000 0.412784897423 Long EC CORP US N 1 N N N N/A N/A 000000000 -3013.00000000 NC USD -587535.00000000 -0.01235245968 N/A DE KY N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Call Written Triterras Inc Triterras Inc 100.00000000 7.50000000 USD 2023-01-20 XXXX 12002.66000000 N N N N/A N/A 000000000 28432161.00000000 OU Notional Amount USD -11749377.36000000 -0.24702138621 N/A DE GB N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 TRSWAP: JPNBLQGS INDEX JPNBLQGS TRSWAP: JPNBLQGS INDEX Y equity-performance leg 2021-07-19 0.00000000 USD 0.00000000 USD 28432161.00000000 USD -11749377.36000000 N N N N/A N/A 000000000 -4000.00000000 NC USD -60000.00000000 -0.00126145264 N/A DE US N 1 Goldman Sachs and Co. 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FOR8UP27PHTHYVLBNG30 Call Written Paya Holdings Inc Paya Holdings Inc 100.00000000 15.00000000 USD 2021-08-20 XXXX 572074.21000000 N N N FANATICS SERIES E PREF SHARES N/A 000000000 2076345.00000000 NS USD 72402150.15000000 1.522198066054 Long EP CORP US Y 3 N N N N/A N/A 000000000 168361281.40753300 OU Notional Amount USD -54082548.86000000 -1.13704290703 N/A DE GB N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 S&P 500 Equal Weight Total Return Index SPXEWTR Index Y equity-performance leg 2022-05-04 0.00000000 USD 0.00000000 USD 168361281.40753300 USD -54082548.86000000 N N N Sailpoint Technologies Holdings Inc 529900809B15HNZH5H79 78781P105 -136200.00000000 NS USD -6650646.00000000 -0.13982458336 Short EC CORP US N 1 N N N Enterprise Products Partners LP K4CDIF4M54DJZ6TB4Q48 293792107 2602100.00000000 NS USD 59874321.00000000 1.258810345324 Long US N 1 N N N Univar Solutions Inc 549300VSXHFQVR770L55 91336L107 154300.00000000 NS USD 3602905.00000000 0.075748234159 Long EC CORP US N 1 N N N AVIDXCHANGE INC SERIES F PREFF COMMON STOCK N/A 000000000 272596.00000000 NS USD 20207814.08000000 0.424853342725 Long EC CORP US Y 3 N N N Equifax Inc 5493004MCF8JDC86VS77 294429105 331100.00000000 NS USD 75898053.00000000 1.595696664457 Long EC CORP US N 1 N N N Anaplan Inc N/A 03272L108 1178400.00000000 NS USD 70291560.00000000 1.477824573860 Long EC CORP US N 1 N N N Western Union Co/The 28ID94QU1140NC23S047 959802109 -668000.00000000 NS USD -17207680.00000000 -0.36177789144 Short EC CORP US N 1 N N N UNIVISION COMMUNICATIONS 549300YQDE2JSGTL8V47 914906AS1 -6000000.00000000 PA USD -6120960.00000000 -0.12868835324 Short DBT CORP US N 2 2025-02-15 Fixed 5.13000000 N N N N N N LIVE NATION ENTERTAINMEN 5493007B9BM9ZXJINO78 538034AR0 9235000.00000000 PA USD 9318647.86000000 0.195917216841 Long DBT CORP US N 2 2027-10-15 Fixed 4.75000000 N N N N N N Utz Brands Inc N/A 918090101 764493.00000000 NS USD 22399644.90000000 0.470934855891 Long EC CORP US N 1 N N N Keurig Dr Pepper Inc DYTQ8KRTKO7Y2BVU5K74 49271V100 2189200.00000000 NS USD 78482820.00000000 1.650039350696 Long EC CORP US N 1 N N N N/A N/A 000000000 39318224.00000000 OU Notional Amount USD -21901844.30000000 -0.46046899114 N/A DE US N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 EQUITYTRS--USD-LIBOR-BBA-20211029 JPNBGCND Dollar Tree Inc -2831.00000000 USD -115662.11000000 USD McDonald's Corp -8066.23000000 USD -677111.94000000 USD Ross Stores Inc -4940.36000000 USD -230017.77000000 USD Expedia Group Inc -1857.31000000 USD -116384.43000000 USD Home Depot Inc/The -9244.60000000 USD -1063950.20000000 USD Persimmon PLC -8191.32000000 GBP -126162.07000000 GBP Marriott International Inc/MD -3352.13000000 USD -177025.60000000 USD Dollar General Corp -2933.56000000 USD -224005.49000000 USD Hilton Worldwide Holdings Inc -3890.10000000 USD -178020.38000000 USD O'Reilly Automotive Inc -1024.61000000 USD -201428.85000000 USD TJX Cos Inc/The -14497.35000000 USD -365997.34000000 USD DR Horton Inc -5711.92000000 USD -199628.30000000 USD eBay Inc -11884.80000000 USD -235764.81000000 USD Honda Motor Co Ltd -19978.11000000 JPY -210056.65000000 JPY Compass Group PLC -26209.41000000 GBP -202675.29000000 GBP AutoZone Inc -357.22000000 USD -185969.87000000 USD Yum! Brands Inc -4249.76000000 USD -180607.65000000 USD Ford Motor Co -48326.97000000 USD -198301.49000000 USD adidas AG -2076.49000000 EUR -228085.37000000 EUR Toyota Motor Corp -26607.60000000 JPY -703471.69000000 JPY Magna International Inc -5461.48000000 CAD -183464.74000000 CAD Amazon.com Inc -4224.52000000 USD -5208519.21000000 USD Lowe's Cos Inc -8820.96000000 USD -615539.95000000 USD Best Buy Co Inc -3434.88000000 USD -142007.18000000 USD Kering SA -947.09000000 EUR -269946.80000000 EUR Hermes International -483.56000000 EUR -215893.05000000 EUR Bandai Namco Holdings Inc -4925.08000000 JPY -128594.71000000 JPY NIKE Inc -13862.41000000 USD -653700.40000000 USD Panasonic Corp -34280.76000000 JPY -143752.10000000 JPY Industria de Diseno Textil SA -14211.16000000 EUR -180012.57000000 EUR LVMH Moet Hennessy Louis Vuitton SE -3031.23000000 EUR -811745.87000000 EUR Fast Retailing Co Ltd -707.08000000 JPY -206355.89000000 JPY Chipotle Mexican Grill Inc -411.94000000 USD -218547.55000000 USD Cie Financiere Richemont SA -6714.29000000 CHF -244888.90000000 CHF VF Corp -4297.01000000 USD -133936.35000000 USD Daimler AG -12289.46000000 EUR -389176.06000000 EUR Booking Holdings Inc -518.22000000 USD -454417.93000000 USD Aptiv PLC -4473.74000000 USD -228892.89000000 USD Oriental Land Co Ltd/Japan -3195.12000000 JPY -160852.84000000 JPY Volkswagen AG -2559.14000000 EUR -237160.18000000 EUR CarMax Inc -2832.52000000 USD -134195.45000000 USD Sony Group Corp -14303.36000000 JPY -507195.24000000 JPY Lennar Corp -4790.03000000 USD -176452.87000000 USD Michelin -3126.33000000 EUR -160904.75000000 EUR Toyota Industries Corp -4683.17000000 JPY -133308.86000000 JPY General Motors Co -15886.17000000 USD -323219.75000000 USD Starbucks Corp -13969.64000000 USD -568700.44000000 USD Bayerische Motoren Werke AG -5026.16000000 EUR -179262.87000000 EUR Denso Corp -6797.48000000 JPY -156099.70000000 JPY Target Corp -5773.34000000 USD -425474.65000000 USD Y equity-performance leg 2021-10-29 0.00000000 USD 0.00000000 USD 39318224.00000000 USD -21901844.30000000 N N N Tesla Inc 54930043XZGB27CTOV49 88160R101 -15700.00000000 NS USD -11138208.00000000 -0.23417203276 Short EC CORP US N 1 N N N N/A N/A 000000000 18811485.90000000 OU Notional Amount USD -6603632.16000000 -0.13883615447 N/A DE GB N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 TRSWAP: JPNBLQGS INDEX JPNBLQGS TRSWAP: JPNBLQGS INDEX Y equity-performance leg 2021-07-19 0.00000000 USD 0.00000000 USD 18811485.90000000 USD -6603632.16000000 N N N N/A N/A 000000000 1180.00000000 NC USD 234820.00000000 0.004936905176 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Call Purchased Uber Technologies Inc Uber Technologies Inc 100.00000000 60.00000000 USD 2021-06-18 XXXX -1705.93000000 N N N N/A N/A 000000000 9177959.60000000 OU Notional Amount USD -1588641.53000000 -0.03339993438 N/A DE GB N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 MSCI Daily TR World Gross Industrial Index GDWUIND Index Y equity-performance leg 2022-05-15 0.00000000 USD 0.00000000 USD 9177959.60000000 USD -1588641.53000000 N N N Brookfield Asset Management, Inc. Class A C6J3FGIWG6MBDGTE8F80 112585104 1124100.00000000 NS USD 51236478.00000000 1.077206513362 Long EC CORP CA N 1 N N N JPMorgan Chase & Co 8I5DZWZKVSZI1NUHU748 46625H100 327100.00000000 NS USD 50311251.00000000 1.057754345890 Long EC CORP US N 1 N N N Amazon.com Inc ZXTILKJKG63JELOEG630 023135106 34300.00000000 NS USD 118932506.00000000 2.500462075355 Long EC CORP US N 1 N N N Whole Earth Brands Inc N/A 000000000 701800.00000000 NS USD 1459744.00000000 0.030689965548 N/A DE US Y 2 N/A N/A Call Purchased Whole Earth Brands Inc Whole Earth Brands Inc 1.00000000 1.00000000 USD 2099-12-31 XXXX 1459744.00000000 N N N N/A N/A 000000000 26970908.30000000 OU Notional Amount USD -12358786.72000000 -0.25983373705 N/A DE GB N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 TRSWAP: JPNBLQGS INDEX JPNBLQGS TRSWAP: JPNBLQGS INDEX Y equity-performance leg 2021-07-19 0.00000000 USD 0.00000000 USD 26970908.30000000 USD -12358786.72000000 N N N N/A N/A 000000000 1334.00000000 NC USD 19343.00000000 0.000406671309 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Call Purchased Alteryx Inc Alteryx Inc 100.00000000 150.00000000 USD 2021-05-21 XXXX -1076585.62000000 N N N Apollo Global Management Inc 54930054P2G7ZJB0KM79 03768E105 100000.00000000 NS USD 5537000.00000000 0.116411055117 Long EC CORP US N 1 N N N Baxter International Inc J5OIVXX3P24RJRW5CK77 071813109 212800.00000000 NS USD 18234832.00000000 0.383372951600 Long EC CORP US N 1 N N N Enbridge Inc 98TPTUM4IVMFCZBCUR27 29250N105 1158700.00000000 NS USD 44691059.00000000 0.939594244629 Long EC CORP CA N 1 N N N Zoom Video Communications Inc 549300T9GCHU0ODOM055 98980L101 -27500.00000000 NS USD -8788175.00000000 -0.18476444361 Short EC CORP US N 1 N N N N/A N/A 000000000 3950.00000000 NC USD 444375.00000000 0.009342633667 N/A DE US N 1 Goldman Sachs and Co. FOR8UP27PHTHYVLBNG30 Call Purchased SPDR S&P Insurance ETF SPDR S&P Insurance ETF 100.00000000 41.00000000 USD 2021-09-17 XXXX 75185.48000000 N N N FANATICS SERIES F PREFERRED N/A 000000000 52193.00000000 NS USD 1819969.91000000 0.038263431010 Long EC CORP US Y 3 N N N Repay Holdings Corp N/A 76029L100 993155.00000000 NS USD 22693591.75000000 0.477114856425 Long EC CORP US N 1 N N N 2021-06-29 NEUBERGER BERMAN ALTERNATIVE FUNDS John McGovern John McGovern Treasurer