Chief Compliance Officer

0001317348-19-000007.txt : 20191108 0001317348-19-000007.hdr.sgml : 20191108 20191108164218 ACCESSION NUMBER: 0001317348-19-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOK Financial Private Wealth, Inc. CENTRAL INDEX KEY: 0001317348 IRS NUMBER: 841333402 STATE OF INCORPORATION: CO FISCAL YEAR END: 1205 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11128 FILM NUMBER: 191204606 BUSINESS ADDRESS: STREET 1: 370 SEVENTEENTH ST. STREET 2: SUITE 3100 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-539-0100 MAIL ADDRESS: STREET 1: 370 SEVENTEENTH ST. STREET 2: SUITE 3100 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Milestone Group, Inc. DATE OF NAME CHANGE: 20050210 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001317348 XXXXXXXX 09-30-2019 09-30-2019 BOK Financial Private Wealth, Inc.

370 SEVENTEENTH ST. SUITE 3100 DENVER CO 80202

13F HOLDINGS REPORT 028-11128 N Mark Marrone Chief Compliance Officer 918-660-2959 //Mark Marrone Tulsa OK 11-08-2019 0 129 717169 false INFORMATION TABLE 2 BOKFPW13f0930.xml 3M CO COM 88579Y101 247 1500 SH SOLE 0 0 1500 ABBOTT LABORATORIES COM 002824100 301 3601 SH SOLE 0 0 3601 ABBVIE INC COM 00287Y109 247 3258 SH SOLE 0 0 3258 ALPHABET INC-CL A COM 02079K305 775 635 SH SOLE 0 0 635 ALPHABET INC-CL C COM 02079K107 491 403 SH SOLE 0 0 403 AMAZON.COM INC COM 023135106 1359 783 SH SOLE 0 0 783 AMERICA FIRST MULTIFAMILY IN COM 02364V107 188 23000 SH SOLE 0 0 23000 AMGEN INC COM 031162100 243 1256 SH SOLE 0 0 1256 APPLE INC COM 037833100 3646 16281 SH SOLE 0 0 16281 AT&T INC COM 00206R102 621 16417 SH SOLE 0 0 16417 BANK OF AMERICA CORP COM 060505104 313 10723 SH SOLE 0 0 10723 BERKSHIRE HATHAWAY INC-CL A COM 084670108 1559 5 SH SOLE 0 0 5 BERKSHIRE HATHAWAY INC-CL B COM 084670702 1800 8655 SH SOLE 0 0 8655 BOEING CO/THE COM 097023105 247 649 SH SOLE 0 0 649 CATERPILLAR INC COM 149123101 275 2176 SH SOLE 0 0 2176 CENTURYLINK INC COM 156700106 290 23262 SH SOLE 0 0 23262 CHEVRON CORP COM 166764100 363 3063 SH SOLE 0 0 3063 CISCO SYSTEMS INC COM 17275R102 210 4248 SH SOLE 0 0 4248 CITIGROUP INC COM 172967424 405 5867 SH SOLE 0 0 5867 COCA-COLA CO/THE COM 191216100 390 7163 SH SOLE 0 0 7163 COMCAST CORP-CLASS A COM 20030N101 330 7315 SH SOLE 0 0 7315 CULLEN/FROST BANKERS INC COM 229899109 2917 32943 SH SOLE 0 0 32943 EXXON MOBIL CORP COM 30231G102 361 5117 SH SOLE 0 0 5117 FACEBOOK INC-CLASS A COM 30303M102 662 3716 SH SOLE 0 0 3716 FAIRFAX FINANCIAL HLDGS LTD COM 303901102 218 494 SH SOLE 0 0 494 FIRST FINL BANKSHARES INC COM 32020R109 300 8986 SH SOLE 0 0 8986 FORTITUDE GROUP INC COM 34960C100 0 50000 SH SOLE 0 0 50000 GENERAL MOTORS CO COM 37045V100 292 7791 SH SOLE 0 0 7791 GOLDMAN SACHS ACCESS TREASUR COM 381430529 1131 11265 SH SOLE 0 0 11265 HARTFORD FINANCIAL SVCS GRP COM 416515104 1487 24535 SH SOLE 0 0 24535 HOME DEPOT INC COM 437076102 687 2963 SH SOLE 0 0 2963 INTEL CORP COM 458140100 450 8725 SH SOLE 0 0 8725 INVESCO QQQ TRUST SERIES 1 COM 46090E103 491 2598 SH SOLE 0 0 2598 INVESCO S&P 500 HIGH DIVIDEN COM 46138E362 918 21544 SH SOLE 0 0 21544 INVESCO S&P 500 LOW VOLATILI COM 46138E354 1985 34284 SH SOLE 0 0 34284 ISHA CURR HEDGED MSCI EAFE COM 46434V803 9754 325782 SH SOLE 0 0 325782 ISHARES 1-3 YEAR TREASURY BO COM 464287457 1143 13472 SH SOLE 0 0 13472 ISHARES CORE MSCI EAFE ETF COM 46432F842 2208 36159 SH SOLE 0 0 36159 ISHARES CORE MSCI EMERGING COM 46434G103 22764 464382 SH SOLE 0 0 464382 ISHARES CORE S&P 500 ETF COM 464287200 93487 313168 SH SOLE 0 0 313168 ISHARES CORE S&P MIDCAP ETF COM 464287507 79614 412018 SH SOLE 0 0 412018 ISHARES CORE S&P SMALL-CAP E COM 464287804 1448 18597 SH SOLE 0 0 18597 ISHARES EDGE MSCI MIN VOL GL COM 464286525 271 2859 SH SOLE 0 0 2859 ISHARES EDGE MSCI MIN VOL US COM 46429B697 321 5000 SH SOLE 0 0 5000 ISHARES EDGE MSCI USA MOMENT COM 46432F396 299 2506 SH SOLE 0 0 2506 ISHARES EDGE MSCI USA QUALIT COM 46432F339 66420 718831 SH SOLE 0 0 718831 ISHARES GLOBAL REIT ETF COM 46434V647 2036 72512 SH SOLE 0 0 72512 ISHARES INTERNATIONAL DEVELO COM 464288422 275 7141 SH SOLE 0 0 7141 ISHARES MICRO-CAP ETF COM 464288869 694 7877 SH SOLE 0 0 7877 ISHARES MSCI ACWI EX US ETF COM 464288240 1062 23061 SH SOLE 0 0 23061 ISHARES MSCI EAFE ETF COM 464287465 12108 185677 SH SOLE 0 0 185677 ISHARES MSCI EAFE GROWTH ETF COM 464288885 14596 181293 SH SOLE 0 0 181293 ISHARES MSCI EAFE SMALL-CAP COM 464288273 3734 65253 SH SOLE 0 0 65253 ISHARES MSCI EMERGING MARKET COM 464287234 4151 101571 SH SOLE 0 0 101571 ISHARES RESIDENTIAL REAL EST COM 464288562 499 6281 SH SOLE 0 0 6281 ISHARES RUSSELL 1000 ETF COM 464287622 33185 201685 SH SOLE 0 0 201685 ISHARES RUSSELL 1000 GROWTH COM 464287614 1018 6377 SH SOLE 0 0 6377 ISHARES RUSSELL 1000 VALUE E COM 464287598 605 4719 SH SOLE 0 0 4719 ISHARES RUSSELL 2000 ETF COM 464287655 4433 29292 SH SOLE 0 0 29292 ISHARES RUSSELL 3000 ETF COM 464287689 7816 44981 SH SOLE 0 0 44981 ISHARES RUSSELL MID-CAP ETF COM 464287499 223 3994 SH SOLE 0 0 3994 ISHARES RUSSELL MID-CAP VALU COM 464287473 329 3671 SH SOLE 0 0 3671 ISHARES RUSSELL TOP 200 GROW COM 464289438 203 2327 SH SOLE 0 0 2327 ISHARES S&P 500 GROWTH ETF COM 464287309 252 1402 SH SOLE 0 0 1402 ISHARES S&P 500 VALUE ETF COM 464287408 365 3065 SH SOLE 0 0 3065 ISHARES SELECT DIVIDEND ETF COM 464287168 297 2914 SH SOLE 0 0 2914 ISHARES US REAL ESTATE ETF COM 464287739 1182 12634 SH SOLE 0 0 12634 JOHNSON & JOHNSON COM 478160104 1096 8474 SH SOLE 0 0 8474 JPMORGAN CHASE & CO COM 46625H100 1211 10288 SH SOLE 0 0 10288 KB HOME COM 48666K109 257 7571 SH SOLE 0 0 7571 KIMBERLY-CLARK CORP COM 494368103 327 2304 SH SOLE 0 0 2304 LLOYDS BANKING GROUP PLC-ADR COM 539439109 32 12200 SH SOLE 0 0 12200 MAGNA INTERNATIONAL INC COM 559222401 232 4350 SH SOLE 0 0 4350 MASTERCARD INC - A COM 57636Q104 404 1489 SH SOLE 0 0 1489 MCDONALD'S CORP COM 580135101 344 1600 SH SOLE 0 0 1600 MERCK & CO. INC. COM 58933Y105 448 5327 SH SOLE 0 0 5327 MICROSOFT CORP COM 594918104 2228 16027 SH SOLE 0 0 16027 MIZUHO FINANCIAL GROUP-ADR COM 60687Y109 32 10411 SH SOLE 0 0 10411 NIKE INC -CL B COM 654106103 228 2425 SH SOLE 0 0 2425 NORTHROP GRUMMAN CORP COM 666807102 239 637 SH SOLE 0 0 637 PEPSICO INC COM 713448108 422 3078 SH SOLE 0 0 3078 PFIZER INC COM 717081103 510 14206 SH SOLE 0 0 14206 PHILLIPS EDISON GROCERY CENT COM 71844V102 2304 207599 SH SOLE 0 0 207599 PROCTER & GAMBLE CO/THE COM 742718109 491 3944 SH SOLE 0 0 3944 SCHWAB EMERGING MARKETS EQUI COM 808524706 810 32237 SH SOLE 0 0 32237 SCHWAB INTL EQUITY ETF COM 808524805 1510 47393 SH SOLE 0 0 47393 SCHWAB INTL SMALL-CAP EQUITY COM 808524888 1560 49066 SH SOLE 0 0 49066 SCHWAB SHORT-TERM US TREAS COM 808524862 3697 73069 SH SOLE 0 0 73069 SCHWAB US BROAD MARKET ETF COM 808524102 21059 296526 SH SOLE 0 0 296526 SCHWAB US DVD EQUITY ETF COM 808524797 1225 22355 SH SOLE 0 0 22355 SCHWAB US LARGE-CAP ETF COM 808524201 3559 50178 SH SOLE 0 0 50178 SCHWAB US LARGE-CAP VALUE COM 808524409 772 13612 SH SOLE 0 0 13612 SCHWAB US MID CAP ETF COM 808524508 297 5256 SH SOLE 0 0 5256 SCHWAB US REIT ETF COM 808524847 4699 99608 SH SOLE 0 0 99608 SCHWAB US SMALL-CAP ETF COM 808524607 666 9554 SH SOLE 0 0 9554 SOLAR WIND ENERGY TOWER INC COM 83416V105 0 100000 SH SOLE 0 0 100000 SOLAREDGE TECHNOLOGIES INC COM 83417M104 527 6300 SH SOLE 0 0 6300 SPDR DR INTERNATIONAL RL EST COM 78463X863 1312 33206 SH SOLE 0 0 33206 SPDR GOLD SHARES COM 78463V107 312 2250 SH SOLE 0 0 2250 SPDR S&P 500 ETF TRUST COM 78462F103 339 1142 SH SOLE 0 0 1142 TEXAS INSTRUMENTS INC COM 882508104 281 2175 SH SOLE 0 0 2175 TOPBUILD CORP COM 89055F103 251 2600 SH SOLE 0 0 2600 TORTOISE NORTH AMERICAN PIPE COM 56167N720 28757 1229085 SH SOLE 0 0 1229085 UNITED MICROELECTRON-SP ADR COM 910873405 43 20558 SH SOLE 0 0 20558 UNITEDHEALTH GROUP INC COM 91324P102 311 1430 SH SOLE 0 0 1430 VANGUARD FTSE ALL-WORLD EX-U COM 922042775 11599 232439 SH SOLE 0 0 232439 VANGUARD FTSE DEVELOPED ETF COM 921943858 28607 696374 SH SOLE 0 0 696374 VANGUARD FTSE EMERGING MARKE COM 922042858 7574 188133 SH SOLE 0 0 188133 VANGUARD GROWTH ETF COM 922908736 9883 59437 SH SOLE 0 0 59437 VANGUARD HIGH DVD YIELD ETF COM 921946406 881 9932 SH SOLE 0 0 9932 VANGUARD REAL ESTATE ETF COM 922908553 32086 344090 SH SOLE 0 0 344090 VANGUARD RUSSELL 3000 COM 92206C599 1125 8323 SH SOLE 0 0 8323 VANGUARD S&P 500 ETF COM 922908363 34216 125518 SH SOLE 0 0 125518 VANGUARD SHORT-TERM BOND ETF COM 921937827 811 10039 SH SOLE 0 0 10039 VANGUARD SHORT-TERM TREASURY COM 92206C102 43600 715581 SH SOLE 0 0 715581 VANGUARD SMALL-CAP ETF COM 922908751 21393 139017 SH SOLE 0 0 139017 VANGUARD SMALL-CAP VALUE ETF COM 922908611 204 1580 SH SOLE 0 0 1580 VANGUARD TOTAL INTL BOND ETF COM 92203J407 361 6138 SH SOLE 0 0 6138 VANGUARD VALUE ETF COM 922908744 735 6582 SH SOLE 0 0 6582 VERIZON COMMUNICATIONS INC COM 92343V104 382 6328 SH SOLE 0 0 6328 VISA INC-CLASS A SHARES COM 92826C839 485 2820 SH SOLE 0 0 2820 VODAFONE GROUP PLC-SP ADR COM 92857W308 341 17105 SH SOLE 0 0 17105 WALMART INC COM 931142103 695 5854 SH SOLE 0 0 5854 WALT DISNEY CO/THE COM 254687106 342 2625 SH SOLE 0 0 2625 WELLS FARGO & CO COM 949746101 380 7529 SH SOLE 0 0 7529 WEYERHAEUSER CO COM 962166104 353 12735 SH SOLE 0 0 12735 WISDOMTREE US SMALLCAP DIVID COM 97717W604 325 11874 SH SOLE 0 0 11874 WORLD ACCEPTANCE CORP COM 981419104 235 1843 SH SOLE 0 0 1843 XTRACKERS MSCI EAFE HEDGED E COM 233051200 44773 1384438 SH SOLE 0 0 1384438