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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. )*
KaloBios Pharmaceuticals, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
48344T100
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 48344T100 |
13 G |
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Names of Reporting Persons. | |||||
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Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
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(b) |
x (1) | ||||
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(3) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
CUSIP No. 48344T100 |
13 G |
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Names of Reporting Persons. | |||||
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Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
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(b) |
x (1) | ||||
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(3) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
CUSIP No. 48344T100 |
13 G |
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Names of Reporting Persons. | |||||
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Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
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(b) |
x (1) | ||||
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(3) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
CUSIP No. 48344T100 |
13 G |
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Names of Reporting Persons. | |||||
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Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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SEC Use Only | |||||
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4 |
Citizenship or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(3) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
CUSIP No. 48344T100 |
13 G |
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1 |
Names of Reporting Persons. | |||||
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Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(3) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
CUSIP No. 48344T100 |
13 G |
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1 |
Names of Reporting Persons. | |||||
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Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
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(b) |
x (1) | ||||
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(3) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
CUSIP No. 48344T100 |
13 G |
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1 |
Names of Reporting Persons. | |||||
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Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
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(b) |
x (1) | ||||
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(3) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
CUSIP No. 48344T100 |
13 G |
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Names of Reporting Persons. | |||||
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Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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SEC Use Only | |||||
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4 |
Citizenship or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(3) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
CUSIP No. 48344T100 |
13 G |
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1 |
Names of Reporting Persons. | |||||
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2 |
Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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3 |
SEC Use Only | |||||
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4 |
Citizenship or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(3) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
CUSIP No. 48344T100 |
13 G |
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1 |
Names of Reporting Persons. | |||||
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2 |
Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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3 |
SEC Use Only | |||||
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4 |
Citizenship or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes 1,000 shares held by Di Bona directly.
(3) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(4) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
CUSIP No. 48344T100 |
13 G |
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1 |
Names of Reporting Persons. | |||||
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2 |
Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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3 |
SEC Use Only | |||||
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4 |
Citizenship or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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|
12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Alloy Ventures 2000, L.P., a California limited partnership (Ventures), Alloy Partners 2000, L.P., a California limited partnership (Partners), Alloy Corporate 2000, L.P., a California limited partnership (Corporate), Alloy Investors 2000, L.P., a California limited partnership (Investors), Alloy Ventures 2000, LLC, a California limited liability company (GP 2000), Alloy Annex I, L.P. a California limited partnership (Annex), Alloy Annex I, LLC, a California limited liability company (GP Annex), Craig Taylor (Taylor), John Shoch (Shoch), Douglas Kelly (Kelly), Tony Di Bona (Di Bona) and Daniel Rubin (Rubin and together with Ventures, Partners, Corporate, Investors, GP 2000, Annex, GP Annex, Taylor, Shoch, Kelly and Di Bona collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 871,003 shares held by Ventures; (ii) 44,644 shares held by Partners; (iii) 104,688 shares held by Corporate; (iv) 179,607 shares held by Investors; and (v) 491,752 shares held by Annex. GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(3) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
|
Introductory Note: This Statement on Schedule 13G is filed on behalf of the Reporting Persons, in respect of shares of Common Stock, par value $0.001 per share (Common Stock), of KaloBios Pharmaceuticals, Inc. (the Issuer). | ||||||||
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Item 1 | ||||||||
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(a) |
Name of Issuer: | ||||||
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Address of Issuers Principal Executive Offices: South San Francisco, CA | ||||||
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Item 2 | ||||||||
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(a) |
Name of Person(s) Filing: Alloy Partners 2000, L.P. (Partners) Alloy Corporate 2000, L.P. (Corporate) Alloy Investors 2000, L.P. (Investors) Alloy Ventures 2000, LLC (GP 2000) Alloy Annex I, L.P. (Annex) Alloy Annex I, LLC (GP Annex) Craig Taylor (Taylor) John Shoch (Shoch) Douglas Kelly (Kelly) Tony Di Bona (Di Bona) Daniel Rubin (Rubin) | ||||||
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(b) |
Address of Principal Business Office: 400 Hamilton, 4th Floor Palo Alto, CA 94301 | ||||||
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(c) |
Citizenship: | ||||||
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Entities: |
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Ventures |
- |
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California, United States of America |
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Partners |
- |
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California, United States of America |
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Corporate |
- |
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California, United States of America |
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Investors |
- |
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California, United States of America |
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GP 2000 |
- |
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California, United States of America |
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Annex |
- |
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California, United States of America |
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GP Annex |
- |
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California, United States of America |
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Individuals: |
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Taylor |
- |
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United States of America |
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Shoch |
- |
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United States of America |
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Kelly |
- |
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United States of America |
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Di Bona |
- |
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United States of America |
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Rubin |
- |
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United States of America |
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(d) |
Title of Class of Securities: | |
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(e) |
CUSIP Number: | |
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| ||
Item 3 |
Not applicable. | ||
Item 4 |
Ownership. |
The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013: |
Reporting Persons |
|
Shares Held |
|
Sole Voting |
|
Shared |
|
Sole |
|
Shared |
|
Beneficial |
|
Percentage |
|
Ventures |
|
871,003 |
|
0 |
|
1,691,694 |
|
0 |
|
1,691,694 |
|
1,691,694 |
|
5.1 |
% |
Partners |
|
44,644 |
|
0 |
|
1,691,694 |
|
0 |
|
1,691,694 |
|
1,691,694 |
|
5.1 |
% |
Corporate |
|
104,688 |
|
0 |
|
1,691,694 |
|
0 |
|
1,691,694 |
|
1,691,694 |
|
5.1 |
% |
Investors |
|
179,607 |
|
0 |
|
1,691,694 |
|
0 |
|
1,691,694 |
|
1,691,694 |
|
5.1 |
% |
GP 2000 |
|
0 |
|
0 |
|
1,691,694 |
|
0 |
|
1,691,694 |
|
1,691,694 |
|
5.1 |
% |
Annex |
|
491,752 |
|
0 |
|
1,691,694 |
|
0 |
|
1,691,694 |
|
1,691,694 |
|
5.1 |
% |
GP Annex |
|
0 |
|
0 |
|
1,691,694 |
|
0 |
|
1,691,694 |
|
1,691,694 |
|
5.1 |
% |
Taylor |
|
0 |
|
0 |
|
1,691,694 |
|
0 |
|
1,691,694 |
|
1,691,694 |
|
5.1 |
% |
Shoch |
|
0 |
|
0 |
|
1,691,694 |
|
0 |
|
1,691,694 |
|
1,691,694 |
|
5.1 |
% |
Kelly |
|
0 |
|
0 |
|
1,691,694 |
|
0 |
|
1,691,694 |
|
1,691,694 |
|
5.1 |
% |
Di Bona |
|
1,000 |
|
1,000 |
|
1,691,694 |
|
1,000 |
|
1,691,694 |
|
1,692,694 |
|
5.1 |
% |
Rubin |
|
0 |
|
0 |
|
491,752 |
|
0 |
|
491,752 |
|
491,752 |
|
1.5 |
% |
GP 2000 serves as the sole general partner of Ventures, Partners, Corporate and Investors and owns no securities of the Issuer directly. Taylor, Shoch, Kelly and Di Bona are managing directors of GP 2000 and share voting and dispositive power over the shares held by Ventures, Partners, Corporate and Investors; however, they disclaim beneficial ownership of the shares held by Ventures, Partners, Corporate and Investors except to the extent of their pecuniary interests therein. GP Annex serves as the sole general partner of Annex and owns no securities of the Issuer directly. Taylor, Shoch, Kelly, Di Bona and Rubin are managing directors of GP Annex and share voting and dispositive power over the shares held by Annex; however, they disclaim beneficial ownership of the shares held by Annex except to the extent of their pecuniary interests therein.
(1) This percentage is calculated based upon 32,921,962 shares of Common Stock outstanding as of September 30, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 12, 2013.
Item 5 |
Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof, the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o | |
| |
Item 6 |
Ownership of More than Five Percent on Behalf of Another Person. |
|
See Items 2(a) and 4. |
| |
Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
|
Not applicable. |
|
|
Item 8 |
Identification and Classification of Members of the Group. |
|
Not applicable. |
| |
Item 9 |
Notice of Dissolution of Group. |
|
Not applicable. |
|
|
Item 10 |
Certification. |
|
Not applicable. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2014 |
| |
|
| |
Alloy Ventures 2000, L.P. |
| |
By: Alloy Ventures 2000, LLC |
| |
Its: General Partner |
| |
|
| |
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
| ||
Alloy Partners 2000, L.P. | ||
By: Alloy Ventures 2000, LLC | ||
Its: General Partner | ||
|
|
|
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
|
|
|
Alloy Corporate 2000, L.P. | ||
By: Alloy Ventures 2000, LLC | ||
Its: General Partner | ||
|
|
|
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
| ||
Alloy Investors 2000, L.P. | ||
By: Alloy Ventures 2000, LLC | ||
Its: General Partner | ||
|
|
|
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
|
|
|
Alloy Ventures 2000, LLC |
| |
|
| |
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
|
|
|
Alloy Annex I L.P. | ||
By: Alloy Annex I, LLC | ||
Its: General Partner | ||
|
|
|
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
|
|
|
Alloy Annex I, LLC |
| |
|
| |
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
|
|
|
/s/ Craig Taylor |
| |
Craig Taylor |
| |
|
|
|
/s/ John Shoch |
| |
John Shoch |
| |
|
| |
/s/ Douglas Kelly |
| |
Douglas Kelly |
| |
|
| |
/s/ Tony Di Bona |
| |
Tony Di Bona |
| |
|
| |
/s/ Daniel Rubin |
| |
Daniel Rubin |
|
EXHIBIT A
JOINT FILING STATEMENT
We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Common Stock of KaloBios Pharmaceuticals, Inc. is filed on behalf of each of us.
Dated: February 14, 2014 |
| |
|
| |
Alloy Ventures 2000, L.P. |
| |
By: Alloy Ventures 2000, LLC |
| |
Its: General Partner |
| |
|
| |
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
| ||
Alloy Partners 2000, L.P. | ||
By: Alloy Ventures 2000, LLC | ||
Its: General Partner | ||
|
|
|
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
|
|
|
Alloy Corporate 2000, L.P. | ||
By: Alloy Ventures 2000, LLC | ||
Its: General Partner | ||
|
|
|
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
| ||
Alloy Investors 2000, L.P. | ||
By: Alloy Ventures 2000, LLC | ||
Its: General Partner | ||
|
|
|
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
|
|
|
Alloy Ventures 2000, LLC |
| |
|
| |
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
|
|
|
Alloy Annex I L.P. | ||
By: Alloy Annex I, LLC | ||
Its: General Partner | ||
|
|
|
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
|
|
|
Alloy Annex I, LLC |
| |
|
| |
By: |
/s/ Tony Di Bona - attorney-in-fact |
|
|
Managing Director |
|
|
|
|
/s/ Craig Taylor |
| |
Craig Taylor |
| |
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|
/s/ John Shoch |
| |
John Shoch |
| |
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| |
/s/ Douglas Kelly |
| |
Douglas Kelly |
| |
|
| |
/s/ Tony Di Bona |
| |
Tony Di Bona |
| |
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| |
/s/ Daniel Rubin |
| |
Daniel Rubin |
|