Chief Financial Officer

0001315863-22-000763.txt : 20221114 0001315863-22-000763.hdr.sgml : 20221114 20221114160336 ACCESSION NUMBER: 0001315863-22-000763 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 221384989 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001317195 XXXXXXXX 09-30-2022 09-30-2022 Empyrean Capital Partners, LP

10250 CONSTELLATION BOULEVARD SUITE 2950 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-11141 N Peter Bergren Chief Financial Officer 310.843.3000 /s/ Peter Bergren Los Angeles CA 11-14-2022 0 128 3216043 false INFORMATION TABLE 2 empyrean3rdq22.inftbl.xml EMPYREAN CAPITAL PARTNERS, LP 3RD Q 2022 AERCAP HOLDINGS NV SHS N00985106 51375 1213681 SH SOLE 1213681 0 0 AGNICO EAGLE MINES LTD COM 008474108 4681 110847 SH SOLE 110847 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 9634 1300189 SH SOLE 1300189 0 0 ALIGHT INC COM CL A 01626W101 68227 9307850 SH SOLE 9307850 0 0 ALTC ACQUISITION CORP COM CL A 02156V109 47308 4847126 SH SOLE 4847126 0 0 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 3626 4000000 PRN SOLE 0 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 5 75000 SH SOLE 75000 0 0 API GROUP CORP COM STK 00187Y100 64876 4888917 SH SOLE 4888917 0 0 ARDAGH METAL PACKAGING S A SHS L02235106 19360 4000000 SH SOLE 4000000 0 0 ARGUS CAPITAL CORP *W EXP 08/31/202 04026L113 56 375000 SH SOLE 375000 0 0 ARTEMIS STRATEGIC INVT CORP *W EXP 09/30/202 04303A111 11 100000 SH SOLE 100000 0 0 ASHLAND INC COM 044186104 82241 865967 SH SOLE 865967 0 0 AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633U127 71 706250 SH SOLE 706250 0 0 AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 52651 5367099 SH SOLE 5367099 0 0 AUSTERLITZ ACQUISITION CORP SHS CL A G0633D109 36481 3718760 SH SOLE 3718760 0 0 AVALARA INC NOTE 0.250% 8/0 05338GAB2 25607 26518000 PRN SOLE 0 0 0 AVALON ACQUISITION INC *W EXP 12/31/202 05338E119 10 100000 SH SOLE 100000 0 0 BARRICK GOLD CORP COM 067901108 1977 127572 SH SOLE 127572 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 28040 1880634 SH SOLE 1880634 0 0 BRISTOW GROUP INC COM 11040G103 38763 1650172 SH SOLE 1650172 0 0 CANNAE HLDGS INC COM 13765N107 24388 1180456 SH SOLE 1180456 0 0 CAPITAL ONE FINL CORP COM 14040H105 19446 210985 SH SOLE 210985 0 0 CATCHA INVESTMENT CORP SHS CL A G1962Y102 18315 1850000 SH SOLE 1850000 0 0 CHEFS WHSE INC NOTE 1.875%12/0 163086AB7 3383 3400000 PRN SOLE 0 0 0 CHEGG INC NOTE 9/0 163092AF6 15241 20000000 PRN SOLE 0 0 0 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 57 665000 SH SOLE 665000 0 0 CHURCHILL CAPITAL CORP V COM CL A 17144T107 38067 3845200 SH SOLE 3845200 0 0 CHURCHILL CAPITAL CORP VI *W EXP 02/17/202 17143W119 78 560000 SH SOLE 560000 0 0 CHURCHILL CAPITAL CORP VI COM CL A 17143W101 43494 4424157 SH SOLE 4424157 0 0 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 18798 1912322 SH SOLE 1912322 0 0 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 5514 6500000 PRN SOLE 0 0 0 COUPA SOFTWARE INC NOTE 0.375% 6/1 22266LAF3 7684 10000000 PRN SOLE 0 0 0 CRUCIBLE ACQUISITION CORP COM CL A 22877P108 201 20200 SH SOLE 20200 0 0 CURO GROUP HOLDINGS CORP COM 23131L107 10098 2518190 SH SOLE 2518190 0 0 D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 1 34388 SH SOLE 34388 0 0 DENBURY INC COM 24790A101 69938 810784 SH SOLE 810784 0 0 DRAFTKINGS INC NEW NOTE 3/1 26142RAB0 5240 8000000 PRN SOLE 0 0 0 DRAGONEER GROWTH OPT CORP II CL A SHS G28315102 10183 1040144 SH SOLE 1040144 0 0 ENHABIT INC COM 29332G102 4618 328896 SH SOLE 328896 0 0 ENOVA INTL INC COM 29357K103 31319 1070000 SH SOLE 1070000 0 0 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 11052 12346000 PRN SOLE 0 0 0 FAR PEAK ACQUISITION CORP SHS CL A G3312L103 19780 2000000 SH SOLE 2000000 0 0 FERGUSON PLC NEW SHS G3421J106 89271 867298 SH SOLE 867298 0 0 FIFTH WALL ACQUISITN CORP II CLASS A ORD SHS G34142102 22622 2299000 SH SOLE 2299000 0 0 FORTRESS CAPITAL ACQUISITION SHS CL A G36427105 30945 3110000 SH SOLE 3110000 0 0 FRONTIER COMMUNICATIONS PARE COM 35909D109 124829 5327728 SH SOLE 5327728 0 0 FTAI INFRASTRUCTURE INC COMMON STOCK 35953C106 6584 2743143 SH SOLE 2743143 0 0 GLOBAL BUSINESS TRAVEL GROUP *W EXP 99/99/999 37890B118 1830 1165660 SH SOLE 1165660 0 0 GOGORO INC *W EXP 04/04/202 G9491K113 81 123929 SH SOLE 123929 0 0 GORES HLDGS VIII INC CL A 382863108 19740 2000000 SH SOLE 2000000 0 0 HAEMONETICS CORP MASS NOTE 3/0 405024AB6 8372 10500000 PRN SOLE 0 0 0 HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 4593 462526 SH SOLE 462526 0 0 HERBALIFE NUTRITION LTD NOTE 2.625% 3/1 42703MAD5 9497 10500000 PRN SOLE 0 0 0 HERCULES CAPITAL INC COM 427096508 5790 500000 SH Put SOLE 500000 0 0 HESS CORP COM 42809H107 58555 537250 SH SOLE 537250 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 128638 780000 SH Put SOLE 780000 0 0 JACOBS SOLUTIONS INC COM 46982L108 109481 1009136 SH SOLE 1009136 0 0 JAWS JUGGERNAUT ACQUISITN CO CLASS A ORD SHS G50735102 10538 1072061 SH SOLE 1072061 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 48 477350 SH SOLE 477350 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 33144 3334400 SH SOLE 3334400 0 0 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 17394 20800000 PRN SOLE 0 0 0 KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 1 100000 SH SOLE 100000 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 17513 1123323 SH SOLE 1123323 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 32513 1970486 SH SOLE 1970486 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 16304 428258 SH SOLE 428258 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 28399 753088 SH SOLE 753088 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 1765 1619492 SH SOLE 1619492 0 0 LUX HEALTH TECH ACQUISITION COM CL A 55068A100 30051 3000649 SH SOLE 3000649 0 0 MACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 55405YAB6 22659 24595000 PRN SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 109750 1104904 SH SOLE 1104904 0 0 MARBLEGATE ACQUISITION CORP *W EXP 08/31/202 56608A113 5 160000 SH SOLE 160000 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 16088 185000 SH SOLE 185000 0 0 NELNET INC CL A 64031N108 38017 480073 SH SOLE 480073 0 0 NEOGEN CORP COM 640491106 1302 93200 SH SOLE 93200 0 0 NEW GOLD INC CDA COM 644535106 2200 2500000 SH SOLE 2500000 0 0 NEWMARK GROUP INC CL A 65158N102 35143 4360150 SH SOLE 4360150 0 0 NISOURCE INC COM 65473P105 69197 2747000 SH SOLE 2747000 0 0 NOVAGOLD RES INC COM NEW 66987E206 7973 1700000 SH SOLE 1700000 0 0 NOVOCURE LTD NOTE 11/0 67011XAB9 14708 16500000 PRN SOLE 0 0 0 OAK STR HEALTH INC NOTE 3/1 67181AAB3 9736 12605000 PRN SOLE 0 0 0 PAGERDUTY INC NOTE 1.250% 7/0 69553PAB6 18268 19250000 PRN SOLE 0 0 0 PAYSAFE LIMITED *W EXP 03/30/202 G6964L115 150 1001670 SH SOLE 1001670 0 0 PERIPHAS CAPITAL PARTNERING COM CL A 713895100 21482 867420 SH SOLE 867420 0 0 PG&E CORP COM 69331C108 66250 5300000 SH SOLE 5300000 0 0 PG&E CORP COM 69331C108 6250 500000 SH Put SOLE 500000 0 0 PLBY GROUP INC COM 72814P109 637 158185 SH SOLE 158185 0 0 POST HOLDINGS PARTNERING COR *W EXP 04/12/202 737465112 44 416666 SH SOLE 416666 0 0 POST HOLDINGS PARTNERING COR COM SER A 737465104 12113 1250000 SH SOLE 1250000 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 21975 22365000 PRN SOLE 0 0 0 PRIMAVERA CAPITAL ACQUIST CO SHS CL A G7255E109 4975 500000 SH SOLE 500000 0 0 PRIVETERRA ACQUISITION CORP CL A 74275N102 13790 1400000 SH SOLE 1400000 0 0 PROGRESS SOFTWARE CORP NOTE 1.000% 4/1 743312AB6 16065 17000000 PRN SOLE 0 0 0 PROSPECTOR CAPITAL CORP CL A G7273A105 10589 1063200 SH SOLE 1063200 0 0 REDFIN CORP NOTE 0.500% 4/0 75737FAE8 6238 12600000 PRN SOLE 0 0 0 REGAL REXNORD CORPORATION COM 758750103 37885 269910 SH SOLE 269910 0 0 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 29 970999 SH SOLE 970999 0 0 SCION TECH GROWTH I CL A SHS G31067104 29069 2913000 SH SOLE 2913000 0 0 SCION TECH GROWTH II *W EXP 01/28/202 G31070116 24 600000 SH SOLE 600000 0 0 SCION TECH GROWTH II CL A SHS G31070108 18265 1837500 SH SOLE 1837500 0 0 SIERRA LAKE ACQUISITION CORP *W EXP 12/17/202 826332116 7 166988 SH SOLE 166988 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 13553 765726 SH SOLE 765726 0 0 SMART GLOBAL HLDGS INC NOTE 2.250% 2/1 83205YAB0 13984 13500000 PRN SOLE 0 0 0 SOCIAL CAP SUVRETTA HLDS CP CLASS A ORD SHS G8253Y105 8179 832915 SH SOLE 832915 0 0 SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253U103 5635 575000 SH SOLE 575000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 32092 3209198 SH SOLE 3209198 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 24082 2405752 SH SOLE 2405752 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 467906 1310000 SH Put SOLE 1310000 0 0 SPORTS VENTURES ACQUISIN COR CL A SHS G8372A103 5295 531943 SH SOLE 531943 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 25240 32000000 PRN SOLE 0 0 0 ST ENERGY TRANSITION I LTD *W EXP 12/02/202 G8465L115 28 353524 SH SOLE 353524 0 0 ST ENERGY TRANSITION I LTD CL A ORD SHS G8465L107 7092 707049 SH SOLE 707049 0 0 STRIDE INC NOTE 1.125% 9/0 86333MAA6 4085 4000000 PRN SOLE 0 0 0 SUPER MICRO COMPUTER INC COM 86800U104 11166 202768 SH SOLE 202768 0 0 SUPERNOVA PARTN ACQ CO III L SHS CL A G8T90F102 9905 1000000 SH SOLE 1000000 0 0 TCV ACQUISITION CORP CL A SHS G8704C124 27551 2811326 SH SOLE 2811326 0 0 TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 13343 1332271 SH SOLE 1332271 0 0 TERADATA CORP DEL COM 88076W103 36867 1186946 SH SOLE 1186946 0 0 TPG PACE BEN FIN CORP CL A COM G8990D125 8016 800000 SH SOLE 800000 0 0 TPG PACE BENEFICIAL II CORP COMMON STOCK G89826104 19560 2000000 SH SOLE 2000000 0 0 TRILOGY METALS INC NEW COM 89621C105 635 1045700 SH SOLE 1045700 0 0 TWITTER INC NOTE 3/1 90184LAN2 12454 13500000 PRN SOLE 0 0 0 VECTOR ACQUISITION CORP II CL A SHS G9460A104 2670 269471 SH SOLE 269471 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 45631 49000000 PRN SOLE 0 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9461D107 14880 1500000 SH SOLE 1500000 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9460M108 14880 1500000 SH SOLE 1500000 0 0 WAVERLEY CAPITAL ACQUIS CORP SHS CL A G06536109 15866 1624000 SH SOLE 1624000 0 0 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 20013 19000000 PRN SOLE 0 0 0 XPO LOGISTICS INC COM 983793100 44159 991898 SH SOLE 991898 0 0