The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLERGAN PLC | SHS | G0177J108 | 214,317 | 1,273,500 | SH | SOLE | 1,273,500 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 57,687 | 2,961,368 | SH | SOLE | 2,961,368 | 0 | 0 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R119 | 10,350 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | NOTE 4.750% 8/2 | 03762UAB1 | 10,250 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | NOTE 5.375% 10/1 | 03762UAC9 | 10,756 | 10,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 114,419 | 1,485,000 | SH | SOLE | 1,485,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 33,300 | 40,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 1,300 | 43,104 | SH | SOLE | 43,104 | 0 | 0 | ||
BAKER HUGHES A GE CO | CL A | 05722G100 | 4,548 | 196,022 | SH | SOLE | 196,022 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 1,976 | 114,000 | SH | SOLE | 114,000 | 0 | 0 | ||
BLACKSTONE MTG TR INC | NOTE 4.375% 5/0 | 09257WAB6 | 23,128 | 22,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
CAESARS ENTMT CORP | NOTE 5.000% 10/0 | 127686AA1 | 181 | 106,164 | PRN | SOLE | 0 | 0 | 0 | ||
CALAMP CORP | NOTE 2.000% 8/0 | 128126AD1 | 16,324 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 153,121 | 1,542,000 | SH | SOLE | 1,542,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 2,843 | 6,750,000 | PRN | SOLE | 0 | 0 | 0 | ||
CONDUENT INC | COM | 206787103 | 12,962 | 2,084,000 | SH | SOLE | 2,084,000 | 0 | 0 | ||
CREE INC | NOTE 0.875% 9/0 | 225447AB7 | 7,510 | 6,851,000 | PRN | SOLE | 0 | 0 | 0 | ||
CURO GROUP HLDGS CORP | COM | 23131L107 | 17,184 | 1,294,000 | SH | SOLE | 1,294,000 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 14,018 | 270,296 | SH | SOLE | 270,296 | 0 | 0 | ||
EAGLE MATERIALS INC | COM | 26969P108 | 91,121 | 1,012,343 | SH | SOLE | 1,012,343 | 0 | 0 | ||
ELDORADO RESORTS INC | COM | 28470R102 | 5,287 | 132,600 | SH | SOLE | 132,600 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 1,038 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
EZCORP INC | NOTE 2.375% 5/0 | 302301AE6 | 8,865 | 11,160,000 | PRN | SOLE | 0 | 0 | 0 | ||
FIVE9 INC | NOTE 0.125% 5/0 | 338307AB7 | 7,219 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
FORESTAR GROUP INC | COM | 346232101 | 2,194 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 118 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
FOUNDATION BLDG MATLS INC | COM | 350392106 | 1,626 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
FOX CORP | CL B COM | 35137L204 | 43,861 | 1,390,662 | SH | SOLE | 1,390,662 | 0 | 0 | ||
GAIN CAP HLDGS INC | NOTE 5.000% 8/1 | 36268WAF7 | 6,078 | 6,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
GRANITE PT MTG TR INC | NOTE 6.375%10/0 | 38741LAC1 | 6,781 | 6,536,000 | PRN | SOLE | 0 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 5,100 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 31,950 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 237 | 166,666 | SH | SOLE | 166,666 | 0 | 0 | ||
HESS CORP | COM | 42809H107 | 55,763 | 922,000 | SH | SOLE | 922,000 | 0 | 0 | ||
HILTON GRAND VACATIONS INC | COM | 43283X105 | 67,823 | 2,119,468 | SH | SOLE | 2,119,468 | 0 | 0 | ||
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 6,998 | 6,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
INTELSAT S A | COM | L5140P101 | 1,787 | 78,361 | SH | SOLE | 78,361 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 5,682 | 4,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 1,475 | 143,800 | SH | SOLE | 143,800 | 0 | 0 | ||
LF CAP ACQUISITION CORP | *W EXP 06/22/202 | 50200K116 | 105 | 256,062 | SH | SOLE | 256,062 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 27,779 | 662,029 | SH | SOLE | 662,029 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 18,208 | 438,000 | SH | SOLE | 438,000 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 20,408 | 2,168,753 | SH | SOLE | 2,168,753 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 18,630 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 95,968 | 872,758 | SH | SOLE | 872,758 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 19,744 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 76 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | *W EXP 12/06/202 | 609754114 | 92 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NETFIN ACQUISITION CORP | *W EXP 08/01/202 | G6455A115 | 60 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NEWMONT GOLDCORP CORPORATION | COM | 651639106 | 1,244 | 32,798 | SH | SOLE | 32,798 | 0 | 0 | ||
NEWPARK RES INC | NOTE 4.000%12/0 | 651718AE8 | 23,516 | 21,100,000 | PRN | SOLE | 0 | 0 | 0 | ||
NEXGEN ENERGY LTD | COM | 65340P106 | 12,596 | 9,702,000 | SH | SOLE | 9,702,000 | 0 | 0 | ||
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 10,094 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
NOVAGOLD RES INC | COM NEW | 66987E206 | 27,538 | 4,536,750 | SH | SOLE | 4,536,750 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 20,012 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 5,740 | 7,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 8,480 | 848,000 | SH | SOLE | 848,000 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 1,000 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 43,965 | 5,615,000 | SH | SOLE | 5,615,000 | 0 | 0 | ||
PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 22,761 | 22,471,000 | PRN | SOLE | 0 | 0 | 0 | ||
REDWOOD TR INC | NOTE 4.750% 8/1 | 758075AC9 | 5,772 | 5,750,000 | PRN | SOLE | 0 | 0 | 0 | ||
REDWOOD TR INC | NOTE 5.625% 7/1 | 758075AD7 | 3,307 | 3,250,000 | PRN | SOLE | 0 | 0 | 0 | ||
RINGCENTRAL INC | NOTE 3/1 | 76680RAD9 | 30,768 | 19,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 74,951 | 2,676,808 | SH | SOLE | 2,676,808 | 0 | 0 | ||
SERITAGE GROWTH PPTYS | CL A | 81752R100 | 106,225 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 73,005 | 246,000 | SH | Put | SOLE | 246,000 | 0 | 0 | |
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 5,389 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
T MOBILE US INC | COM | 872590104 | 16,958 | 215,282 | SH | SOLE | 215,282 | 0 | 0 | ||
TEAM INC | NOTE 5.000% 8/0 | 878155AE0 | 10,533 | 9,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
TFS FINL CORP | COM | 87240R107 | 32,235 | 1,788,868 | SH | SOLE | 1,788,868 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 52 | 343,500 | SH | SOLE | 343,500 | 0 | 0 | ||
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 318 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 928298AP3 | 24,473 | 26,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
VOCERA COMMUNICATIONS INC | NOTE 1.500% 5/1 | 92857FAB3 | 13,391 | 12,900,000 | PRN | SOLE | 0 | 0 | 0 | ||
WABTEC CORP | COM | 929740108 | 7,186 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WW INTL INC | COM | 98262P101 | 79,341 | 2,097,846 | SH | SOLE | 2,097,846 | 0 | 0 | ||
ZILLOW GROUP INC | NOTE 2.000%12/0 | 98954MAB7 | 3,480 | 3,500,000 | PRN | SOLE | 0 | 0 | 0 |