0001316900-20-000002.txt : 20200213 0001316900-20-000002.hdr.sgml : 20200213 20200213094923 ACCESSION NUMBER: 0001316900-20-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Theratechnologies Inc. CENTRAL INDEX KEY: 0001512717 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A8 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86385 FILM NUMBER: 20607365 BUSINESS ADDRESS: STREET 1: 2015 PEEL STREET STREET 2: 5TH FLOOR CITY: MONTREAL STATE: A8 ZIP: H3A 1T8 BUSINESS PHONE: 514-336-7800 MAIL ADDRESS: STREET 1: 2015 PEEL STREET STREET 2: 5TH FLOOR CITY: MONTREAL STATE: A8 ZIP: H3A 1T8 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEWARDSHIP PARTNERS INVESTMENT COUNSEL, INC. CENTRAL INDEX KEY: 0001316900 IRS NUMBER: 562206053 STATE OF INCORPORATION: NC FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2514 PLANTATION CENTER DRIVE CITY: MATTHEWS STATE: NC ZIP: 28105 BUSINESS PHONE: 704-644-5548 MAIL ADDRESS: STREET 1: 2514 PLANTATION CENTER DRIVE CITY: MATTHEWS STATE: NC ZIP: 28105 SC 13G/A 1 13g.htm FORM 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 5)*

 

Theratechnologies, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

88338H100

(CUSIP Number)

12/31/2019

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x

Rule 13d-1(b)

o

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No. 88338H100

 

 

1.

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Stewardship Partners Investment Counsel, Inc.
56-2206053

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
North Carolina

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

5.

SOLE VOTING POWER
6,819,301

 

6.

SHARED VOTING POWER
0

 

7.

SOLE DISPOSITIVE POWER
6,819,301

 

8.

SHARED DISPOSITIVE POWER
0

 

 

9.

AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
6,819,301

 

 

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)  o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.86%

 

 

12.

TYPE OF REPORTING PERSON (see instructions)
IA

 

2


 

CUSIP No. 88338H100

 

Item 1.

 

(a)

Name of Issuer
Theratechnologies, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
2310 Alfred-Nobel Blvd.
Montreal, Quebec, Canada H45-2B4

 

Item 2.

 

(a)

Name of Person Filing
Stewardship Partners Investment Counsel, Inc.

 

(b)

Address of Principal Business Office or, if none, residence
2514 Plantation Center Dr.
Matthews, NC 28105

 

(c)

Citizenship
North Carolina

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
88338H100

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

x

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);

 

(k)

o

Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§ 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

3


 

CUSIP No. 88338H100

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

6,819,301

 

(b)

Percent of class:   

8.86%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

6,819,301

 

 

(ii)

Shared power to vote or to direct the vote    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of   

6,819,301

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0

Instruction.  For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

Instruction. Dissolution of a group requires a response to this item.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Stewardship Partners is a registered investment advisor. Shares reported include shares held in accounts managed under investment management agreements.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

N/A

 

Item 8.

Identification and Classification of Members of the Group

 

N/A

 

Item 9.

Notice of Dissolution of Group

 

N/A

 

4


 

CUSIP No. 88338H100

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

02/11/2020

 

Date

 


/s/ Timothy P. Burns

 

Signature

 


Timothy P. Burns, CFO

 

Name/Title

 

5