0001540277-18-000008.txt : 20180628
0001540277-18-000008.hdr.sgml : 20180628
20180628183929
ACCESSION NUMBER: 0001540277-18-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180626
FILED AS OF DATE: 20180628
DATE AS OF CHANGE: 20180628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pappas James C
CENTRAL INDEX KEY: 0001462171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32552
FILM NUMBER: 18926693
MAIL ADDRESS:
STREET 1: 920 1/2 KNOX STREET
CITY: HOUSTON
STATE: TX
ZIP: 77007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAMBA, INC.
CENTRAL INDEX KEY: 0001316898
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 202122262
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 3001 DALLAS PARKWAY
STREET 2: SUITE 700
CITY: FRISCO
STATE: TX
ZIP: 75034
BUSINESS PHONE: 469-294-9800
MAIL ADDRESS:
STREET 1: 3001 DALLAS PARKWAY
STREET 2: SUITE 700
CITY: FRISCO
STATE: TX
ZIP: 75034
FORMER COMPANY:
FORMER CONFORMED NAME: Services Acquisition Corp. International
DATE OF NAME CHANGE: 20050207
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-06-26
0001316898
JAMBA, INC.
JMBA
0001462171
Pappas James C
1177 WEST LOOP SOUTH, SUITE 1650
HOUSTON
TX
77027
1
0
0
0
Common Stock
2018-06-26
4
A
0
10436
0
A
23339
D
Common Stock
407133
I
By: JCP Investment Partnership, LP
The securities reported in this column include 5,218 restricted stock units ("RSUs") for Reporting Person's board service during fiscal year 2018 which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. The RSUs vest over a one year period in four equal installments, with 25% vesting on each three month period following the Company's 2018 annual stockholder meeting, or the date of the Company's 2019 annual stockholder meeting if the meeting is held before such date, subject to the Reporting Person's continued board service.
The securities reported in this column include 5,218 shares of common stock issued for Reporting Person's board service during fiscal year 2017.
The number of securities reported in this column includes 5,218 restricted stock units held by the Reporting Person as of the date of this filing.
Shares owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and as the sole member of JCP Investment Holdings, LLC, the general partner of JCP Investment Partners, LP, which serves as the general partner of JCP Partnership, may be deemed to beneficially own the shares owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
/s/ Josh Nicosia, as attorney-in-fact for James C. Pappas
2018-06-28