0001578563-19-000015.txt : 20190417
0001578563-19-000015.hdr.sgml : 20190417
20190417164440
ACCESSION NUMBER: 0001578563-19-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190415
FILED AS OF DATE: 20190417
DATE AS OF CHANGE: 20190417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pedder Simon
CENTRAL INDEX KEY: 0001316736
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37590
FILM NUMBER: 19753447
MAIL ADDRESS:
STREET 1: 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerecor Inc.
CENTRAL INDEX KEY: 0001534120
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 450705648
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 540 GAITHER ROAD
STREET 2: SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 410-522-8707
MAIL ADDRESS:
STREET 1: 540 GAITHER ROAD
STREET 2: SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-04-15
0
0001534120
Cerecor Inc.
CERC
0001316736
Pedder Simon
C/O CERECOR INC.
540 GAITHER ROAD, SUITE 400
ROCKVILLE
MD
20850
1
1
0
0
Executive Chairman of Board
Stock Option (Right to Buy)
5.17
2019-04-15
4
A
0
300000
0
A
2029-04-15
Common Stock
300000
300000
D
Stock Option (Right to Buy)
5.84
2019-03-29
2029-03-29
Common Stock
882
882
D
Stock Option (Right to Buy)
3.23
2018-12-31
2028-12-31
Common Stock
1504
1504
D
Stock Option (Right to Buy)
4.67
2018-09-28
2028-09-28
Common Stock
990
990
D
Stock Option (Right to Buy)
4.34
2018-06-29
2028-06-29
Common Stock
1012
1012
D
Stock Option (Right to Buy)
3.71
2019-05-15
2028-05-14
Common Stock
8357
8357
D
Stock Option (Right to Buy)
4.14
2028-04-06
Common Stock
16714
16714
D
One-third of the shares subject to the stock option will vest on the first anniversary of the date of grant, and the remaining two-thirds of the shares subject to the stock option will vest in equal monthly installments over the following 24 months.
The stock options will vest in full on May 15, 2019, subject to the grantee's continued service on such vesting date.
The grant shall vest one-third on each of the first, second and third anniversaries of the date of grant, provided Dr. Pedder is then a director of the Company.
/s/ Donald R. Reynolds, by Power of Attorney
2019-04-17