0001578563-19-000015.txt : 20190417 0001578563-19-000015.hdr.sgml : 20190417 20190417164440 ACCESSION NUMBER: 0001578563-19-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190415 FILED AS OF DATE: 20190417 DATE AS OF CHANGE: 20190417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pedder Simon CENTRAL INDEX KEY: 0001316736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37590 FILM NUMBER: 19753447 MAIL ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerecor Inc. CENTRAL INDEX KEY: 0001534120 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 450705648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 410-522-8707 MAIL ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-04-15 0 0001534120 Cerecor Inc. CERC 0001316736 Pedder Simon C/O CERECOR INC. 540 GAITHER ROAD, SUITE 400 ROCKVILLE MD 20850 1 1 0 0 Executive Chairman of Board Stock Option (Right to Buy) 5.17 2019-04-15 4 A 0 300000 0 A 2029-04-15 Common Stock 300000 300000 D Stock Option (Right to Buy) 5.84 2019-03-29 2029-03-29 Common Stock 882 882 D Stock Option (Right to Buy) 3.23 2018-12-31 2028-12-31 Common Stock 1504 1504 D Stock Option (Right to Buy) 4.67 2018-09-28 2028-09-28 Common Stock 990 990 D Stock Option (Right to Buy) 4.34 2018-06-29 2028-06-29 Common Stock 1012 1012 D Stock Option (Right to Buy) 3.71 2019-05-15 2028-05-14 Common Stock 8357 8357 D Stock Option (Right to Buy) 4.14 2028-04-06 Common Stock 16714 16714 D One-third of the shares subject to the stock option will vest on the first anniversary of the date of grant, and the remaining two-thirds of the shares subject to the stock option will vest in equal monthly installments over the following 24 months. The stock options will vest in full on May 15, 2019, subject to the grantee's continued service on such vesting date. The grant shall vest one-third on each of the first, second and third anniversaries of the date of grant, provided Dr. Pedder is then a director of the Company. /s/ Donald R. Reynolds, by Power of Attorney 2019-04-17