0001209191-13-019067.txt : 20130329
0001209191-13-019067.hdr.sgml : 20130329
20130329183733
ACCESSION NUMBER: 0001209191-13-019067
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130315
FILED AS OF DATE: 20130329
DATE AS OF CHANGE: 20130329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mozzato Luciano
CENTRAL INDEX KEY: 0001453419
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32586
FILM NUMBER: 13728650
MAIL ADDRESS:
STREET 1: 10205 WESTHEIMER, SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dresser-Rand Group Inc.
CENTRAL INDEX KEY: 0001316656
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 201780492
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PAUL CLARK DRIVE
CITY: OLEAN
STATE: NY
ZIP: 14760
BUSINESS PHONE: (716) 375-3000
MAIL ADDRESS:
STREET 1: PAUL CLARK DRIVE
CITY: OLEAN
STATE: NY
ZIP: 14760
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2013-03-15
2013-03-18
0
0001316656
Dresser-Rand Group Inc.
DRC
0001453419
Mozzato Luciano
10205 WESTHEIMER, SUITE 1000
HOUSTON
TX
77042
0
1
0
0
Exec. VP, Services Worldwide
Common Stock
2013-03-15
4
M
0
2630
0.00
A
15852
D
Common Stock
2013-03-15
4
F
0
720
60.87
D
15132
D
Common Stock
2013-03-15
4
S
0
384
60.87
D
14748
D
Vesting of restricted stock unit grant dated 03/15/2012 pursuant to the Dresser-Rand Group Inc. 2008 Stock Incentive Plan. This grant resulted from the Company's determination to make the incentive payment for 2011 under the Company's Annual Incentive Plan in the form of restricted stock units that fully vested on the first anniversary of the grant date, rather than in cash.
The original Form 4, filed with the SEC on behalf of the reporting person on March 18, 2013, erroneously overstated the number of shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units and did not reflect the number of shares sold by the reporting person to the Company to cover the tax withholding in excess of the federal required rate in accordance with the 2008 Stock Incentive Plan. This amendment to the original Form 4 corrects these errors and reflects the corrected amount of securities beneficially owned following each reported transaction.
/s/ Kelli A. Mowry, Attorney-in-Fact
2013-03-29