0001209191-13-019067.txt : 20130329 0001209191-13-019067.hdr.sgml : 20130329 20130329183733 ACCESSION NUMBER: 0001209191-13-019067 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130329 DATE AS OF CHANGE: 20130329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mozzato Luciano CENTRAL INDEX KEY: 0001453419 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32586 FILM NUMBER: 13728650 MAIL ADDRESS: STREET 1: 10205 WESTHEIMER, SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dresser-Rand Group Inc. CENTRAL INDEX KEY: 0001316656 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 201780492 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PAUL CLARK DRIVE CITY: OLEAN STATE: NY ZIP: 14760 BUSINESS PHONE: (716) 375-3000 MAIL ADDRESS: STREET 1: PAUL CLARK DRIVE CITY: OLEAN STATE: NY ZIP: 14760 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2013-03-15 2013-03-18 0 0001316656 Dresser-Rand Group Inc. DRC 0001453419 Mozzato Luciano 10205 WESTHEIMER, SUITE 1000 HOUSTON TX 77042 0 1 0 0 Exec. VP, Services Worldwide Common Stock 2013-03-15 4 M 0 2630 0.00 A 15852 D Common Stock 2013-03-15 4 F 0 720 60.87 D 15132 D Common Stock 2013-03-15 4 S 0 384 60.87 D 14748 D Vesting of restricted stock unit grant dated 03/15/2012 pursuant to the Dresser-Rand Group Inc. 2008 Stock Incentive Plan. This grant resulted from the Company's determination to make the incentive payment for 2011 under the Company's Annual Incentive Plan in the form of restricted stock units that fully vested on the first anniversary of the grant date, rather than in cash. The original Form 4, filed with the SEC on behalf of the reporting person on March 18, 2013, erroneously overstated the number of shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units and did not reflect the number of shares sold by the reporting person to the Company to cover the tax withholding in excess of the federal required rate in accordance with the 2008 Stock Incentive Plan. This amendment to the original Form 4 corrects these errors and reflects the corrected amount of securities beneficially owned following each reported transaction. /s/ Kelli A. Mowry, Attorney-in-Fact 2013-03-29