0001209191-20-058853.txt : 20201117 0001209191-20-058853.hdr.sgml : 20201117 20201117180825 ACCESSION NUMBER: 0001209191-20-058853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201113 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flynn Timothy John CENTRAL INDEX KEY: 0001316551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36161 FILM NUMBER: 201322295 MAIL ADDRESS: STREET 1: 11111 SANTA MONICA BOULEVARD STREET 2: SUITE 2000 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Container Store Group, Inc. CENTRAL INDEX KEY: 0001411688 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOME FURNITURE, FURNISHINGS & EQUIPMENT STORES [5700] IRS NUMBER: 260565401 FISCAL YEAR END: 0403 BUSINESS ADDRESS: STREET 1: 500 Freeport Parkway CITY: Coppell STATE: TX ZIP: 75019 BUSINESS PHONE: 972-538-6000 MAIL ADDRESS: STREET 1: 500 Freeport Parkway CITY: Coppell STATE: TX ZIP: 75019 FORMER COMPANY: FORMER CONFORMED NAME: TCS Holdings, Inc. DATE OF NAME CHANGE: 20120611 FORMER COMPANY: FORMER CONFORMED NAME: TCS Holdings DATE OF NAME CHANGE: 20070906 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-13 0 0001411688 Container Store Group, Inc. TCS 0001316551 Flynn Timothy John 11111 SANTA MONICA BOULEVARD SUITE 2000 LOS ANGELES CA 90025 1 0 1 0 Common Stock, par value $0.01 2020-11-13 4 S 0 135036 10.09 D 26274502 I See footnote. Common Stock, par value $0.01 2020-11-16 4 S 0 54495 9.75 D 26220007 I See footnote. Common Stock, par value $0.01 2020-11-17 4 S 0 386001 9.92 D 25834006 I See footnote Common Stock, par value $0.01 56138 D Stock Option (Right to Buy) 18.00 2023-10-31 Common Stock 13603 13603 D Stock Option (Right to Buy) 21.53 2024-10-27 Common Stock 10132 10132 D Stock Option (Right to Buy) 17.28 2025-08-03 Common Stock 11821 11821 D Stock Option (Right to Buy) 5.35 2026-08-01 Common Stock 30675 30675 D Stock Option (Right to Buy) 4.10 2027-09-12 Common Stock 42919 42919 D Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 102,860 were sold by GEI V, 30,855 were sold by GEI Side V, and 1,321 were sold by TCS. This transaction was executed in multiple trades at prices ranging from $10.00 to $10.37. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,013,791 are owned by GEI V, 6,003,647 are owned by GEI Side V, and 257,064 are owned by TCS. Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 41,510 were sold by GEI V, 12,452 were sold by GEI Side V, and 533 were sold by TCS. This transaction was executed in multiple trades at prices ranging from $9.67 to $10.065. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 19,972,281 are owned by GEI V, 5,991,195 are owned by GEI Side V, and 256,531 are owned by TCS. Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 294,024 were sold by GEI V, 88,200 were sold by GEI Side V, and 3,777 were sold by TCS. This transaction was executed in multiple trades at prices ranging from $9.75 to $10.195. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 19,678,257 are owned by GEI V, 5,902,995 are owned by GEI Side V, and 252,754 are owned by TCS. Represents shares of restricted Common Stock awarded to the reporting person as compensation for services as a member of the Issuer's Board of Directors. The options on this row are fully vested. The options reported on this row are held by Mr. Flynn for the benefit of LGP. Mr. Flynn disclaims beneficial ownership of these securities. /s/ Andrew C. Goldberg, attorney-in-fact 2020-11-17