0001567619-19-021354.txt : 20191114
0001567619-19-021354.hdr.sgml : 20191114
20191114103419
ACCESSION NUMBER: 0001567619-19-021354
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd.
CENTRAL INDEX KEY: 0001316466
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11198
FILM NUMBER: 191217392
BUSINESS ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
BUSINESS PHONE: 81.3.5219.5779
MAIL ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
FORMER COMPANY:
FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd.
DATE OF NAME CHANGE: 20050202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001316466
XXXXXXXX
09-30-2019
09-30-2019
Legg Mason Asset Management (Japan) Co., Ltd.
1-5-1 MARUNOUCHI
CHIYODA-KU
TOKYO
M0
100-6536
13F HOLDINGS REPORT
028-11198
N
Mina Kikuchi
Head of Administration Division
81-3-5219-5779
Mina Kikuchi
Tokyo
M0
11-14-2019
1
134
93119
false
1
0000704051
028-01700
LEGG MASON, INC.
INFORMATION TABLE
2
form13fInfoTable.xml
AT&T INC
COM
00206R102
826
21807
SH
DFND
1
21807
0
0
AIR PRODS & CHEMS INC
COM
009158106
491
2211
SH
DFND
1
2211
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1051
11500
SH
DFND
1
11500
0
0
ALLIANT ENERGY CORP
COM
018802108
45
833
SH
DFND
1
833
0
0
ALPHABET INC
CAP STK CL A
02079K305
1027
841
SH
DFND
1
841
0
0
ALTRIA GROUP INC
COM
02209S103
736
17993
SH
DFND
1
17993
0
0
AMAZON COM INC
COM
023135106
1473
848
SH
DFND
1
848
0
0
AMGEN INC
COM
031162100
1162
6000
SH
DFND
1
6000
0
0
APPLE INC
COM
037833100
3565
15914
SH
DFND
1
15914
0
0
APPLIED MATLS INC
COM
038222105
1078
21600
SH
DFND
1
21600
0
0
AUTOZONE INC
COM
053332102
1085
1000
SH
DFND
1
1000
0
0
BANK AMER CORP
COM
060505104
1002
34318
SH
DFND
1
34318
0
0
BAXTER INTL INC
COM
071813109
1035
11823
SH
DFND
1
11823
0
0
BEST BUY INC
COM
086516101
1001
14500
SH
DFND
1
14500
0
0
BIOGEN INC
COM
09062X103
466
2000
SH
DFND
1
2000
0
0
BOEING CO
COM
097023105
1313
3449
SH
DFND
1
3449
0
0
CDW CORP
COM
12514G108
1122
9100
SH
DFND
1
9100
0
0
CMS ENERGY CORP
COM
125896100
691
10801
SH
DFND
1
10801
0
0
CNO FINL GROUP INC
COM
12621E103
559
35300
SH
DFND
1
35300
0
0
CANADIAN NAT RES LTD
COM
136385101
410
15400
SH
DFND
1
15400
0
0
CATERPILLAR INC DEL
COM
149123101
506
4000
SH
DFND
1
4000
0
0
CISCO SYS INC
COM
17275R102
929
18800
SH
DFND
1
18800
0
0
CITIGROUP INC
COM NEW
172967424
650
9400
SH
DFND
1
9400
0
0
CITIZENS FINL GROUP INC
COM
174610105
998
28200
SH
DFND
1
28200
0
0
CITRIX SYS INC
COM
177376100
802
8300
SH
DFND
1
8300
0
0
CLOROX CO DEL
COM
189054109
609
4004
SH
DFND
1
4004
0
0
COHEN & STEERS INC
COM
19247A100
38
678
SH
DFND
1
678
0
0
COMCAST CORP NEW
CL A
20030N101
578
12800
SH
DFND
1
12800
0
0
CONOCOPHILLIPS
COM
20825C104
915
16056
SH
DFND
1
16056
0
0
CONSOLIDATED EDISON INC
COM
209115104
665
7031
SH
DFND
1
7031
0
0
DECKERS OUTDOOR CORP
COM
243537107
840
5700
SH
DFND
1
5700
0
0
DIGITAL RLTY TR INC
COM
253868103
669
5147
SH
DFND
1
5147
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
831
8668
SH
DFND
1
8668
0
0
EASTMAN CHEMICAL CO
COM
277432100
901
12200
SH
DFND
1
12200
0
0
ESSEX PPTY TR INC
COM
297178105
417
1275
SH
DFND
1
1275
0
0
EVERGY INC
COM
30034W106
562
8442
SH
DFND
1
8442
0
0
EVERSOURCE ENERGY
COM
30040W108
646
7555
SH
DFND
1
7555
0
0
EXELON CORP
COM
30161N101
807
16700
SH
DFND
1
16700
0
0
EXXON MOBIL CORP
COM
30231G102
797
11281
SH
DFND
1
11281
0
0
FTI CONSULTING INC
COM
302941109
535
5046
SH
DFND
1
5046
0
0
FACEBOOK INC
CL A
30303M102
570
3200
SH
DFND
1
3200
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
297
2177
SH
DFND
1
2177
0
0
F5 NETWORKS INC
COM
315616102
646
4600
SH
DFND
1
4600
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
516
11600
SH
DFND
1
11600
0
0
FIFTH THIRD BANCORP
COM
316773100
630
23000
SH
DFND
1
23000
0
0
FORTINET INC
COM
34959E109
906
11800
SH
DFND
1
11800
0
0
FRANKLIN RES INC
COM
354613101
830
28742
SH
DFND
1
28742
0
0
GENUINE PARTS CO
COM
372460105
439
4406
SH
DFND
1
4406
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
494
32500
SH
DFND
1
32500
0
0
HOLLYFRONTIER CORP
COM
436106108
961
17900
SH
DFND
1
17900
0
0
HOME DEPOT INC
COM
437076102
1416
6100
SH
DFND
1
6100
0
0
HUMANA INC
COM
444859102
793
3100
SH
DFND
1
3100
0
0
IDEXX LABS INC
COM
45168D104
1088
4000
SH
DFND
1
4000
0
0
IMPERIAL OIL LTD
COM NEW
453038408
750
28800
SH
DFND
1
28800
0
0
INGREDION INC
COM
457187102
434
5300
SH
DFND
1
5300
0
0
INSPERITY INC
COM
45778Q107
770
7800
SH
DFND
1
7800
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
821
5641
SH
DFND
1
5641
0
0
JOHNSON & JOHNSON
COM
478160104
1085
8386
SH
DFND
1
8386
0
0
KELLOGG CO
COM
487836108
707
10981
SH
DFND
1
10981
0
0
KIMBERLY CLARK CORP
COM
494368103
1573
11067
SH
DFND
1
11067
0
0
LEAR CORP
COM NEW
521865204
505
4281
SH
DFND
1
4281
0
0
LEGGETT & PLATT INC
COM
524660107
226
5496
SH
DFND
1
5496
0
0
LOCKHEED MARTIN CORP
COM
539830109
585
1498
SH
DFND
1
1498
0
0
LOWES COS INC
COM
548661107
869
7900
SH
DFND
1
7900
0
0
MGIC INVT CORP WIS
COM
552848103
964
76600
SH
DFND
1
76600
0
0
MANPOWERGROUP INC
COM
56418H100
615
7300
SH
DFND
1
7300
0
0
MASIMO CORP
COM
574795100
863
5800
SH
DFND
1
5800
0
0
MCDONALDS CORP
COM
580135101
732
3407
SH
DFND
1
3407
0
0
MCKESSON CORP
COM
58155Q103
930
6800
SH
DFND
1
6800
0
0
MERCK & CO INC
COM
58933Y105
893
10600
SH
DFND
1
10600
0
0
MERCURY GENL CORP NEW
COM
589400100
78
1393
SH
DFND
1
1393
0
0
METHANEX CORP
COM
59151K108
419
11800
SH
DFND
1
11800
0
0
METLIFE INC
COM
59156R108
873
18500
SH
DFND
1
18500
0
0
MICROSOFT CORP
COM
594918104
1317
9467
SH
DFND
1
9467
0
0
NATIONAL HEALTH INVS INC
COM
63633D104
95
1152
SH
DFND
1
1152
0
0
NEXTERA ENERGY INC
COM
65339F101
838
3594
SH
DFND
1
3594
0
0
NORTHWESTERN CORP
COM NEW
668074305
129
1712
SH
DFND
1
1712
0
0
NUCOR CORP
COM
670346105
428
8400
SH
DFND
1
8400
0
0
OGE ENERGY CORP
COM
670837103
324
7134
SH
DFND
1
7134
0
0
OCCIDENTAL PETE CORP
COM
674599105
650
14603
SH
DFND
1
14603
0
0
OLD REP INTL CORP
COM
680223104
170
7179
SH
DFND
1
7179
0
0
PEOPLES UTD FINL INC
COM
712704105
237
15152
SH
DFND
1
15152
0
0
PEPSICO INC
COM
713448108
792
5775
SH
DFND
1
5775
0
0
PHILIP MORRIS INTL INC
COM
718172109
1566
20612
SH
DFND
1
20612
0
0
PHILLIPS 66
COM
718546104
490
4781
SH
DFND
1
4781
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
23
405
SH
DFND
1
405
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
27
456
SH
DFND
1
456
0
0
PROCTER & GAMBLE CO
COM
742718109
843
6776
SH
DFND
1
6776
0
0
PRUDENTIAL FINL INC
COM
744320102
679
7540
SH
DFND
1
7540
0
0
QORVO INC
COM
74736K101
448
6031
SH
DFND
1
6031
0
0
REALTY INCOME CORP
COM
756109104
694
9049
SH
DFND
1
9049
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
740
60000
SH
DFND
1
60000
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
263
6147
SH
DFND
1
6147
0
0
SMUCKER J M CO
COM NEW
832696405
230
2089
SH
DFND
1
2089
0
0
SOUTHERN CO
COM
842587107
751
12156
SH
DFND
1
12156
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
19
546
SH
DFND
1
546
0
0
SOUTHWEST AIRLS CO
COM
844741108
643
11900
SH
DFND
1
11900
0
0
SPIRIT AIRLS INC
COM
848577102
255
7000
SH
DFND
1
7000
0
0
SPIRE INC
COM
84857L101
87
994
SH
DFND
1
994
0
0
STARBUCKS CORP
COM
855244109
495
5595
SH
DFND
1
5595
0
0
STATE STR CORP
COM
857477103
527
8900
SH
DFND
1
8900
0
0
STEEL DYNAMICS INC
COM
858119100
734
24600
SH
DFND
1
24600
0
0
TJX COS INC NEW
COM
872540109
451
8084
SH
DFND
1
8084
0
0
T MOBILE US INC
COM
872590104
1156
14669
SH
DFND
1
14669
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
170
10970
SH
DFND
1
10970
0
0
TARGET CORP
COM
87612E106
653
6100
SH
DFND
1
6100
0
0
TERADYNE INC
COM
880770102
927
16000
SH
DFND
1
16000
0
0
3M CO
COM
88579Y101
617
3752
SH
DFND
1
3752
0
0
TRIPADVISOR INC
COM
896945201
569
14700
SH
DFND
1
14700
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
768
6404
SH
DFND
1
6404
0
0
UNIVERSAL CORP VA
COM
913456109
45
812
SH
DFND
1
812
0
0
UNUM GROUP
COM
91529Y106
580
19500
SH
DFND
1
19500
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
802
9400
SH
DFND
1
9400
0
0
VARIAN MED SYS INC
COM
92220P105
596
5000
SH
DFND
1
5000
0
0
VEEVA SYS INC
CL A COM
922475108
993
6500
SH
DFND
1
6500
0
0
VENTAS INC
COM
92276F100
639
8742
SH
DFND
1
8742
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
805
13331
SH
DFND
1
13331
0
0
W P CAREY INC
COM
92936U109
385
4299
SH
DFND
1
4299
0
0
WEC ENERGY GROUP INC
COM
92939U106
693
7280
SH
DFND
1
7280
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
786
14200
SH
DFND
1
14200
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
135
4623
SH
DFND
1
4623
0
0
XCEL ENERGY INC
COM
98389B100
648
9983
SH
DFND
1
9983
0
0
XILINX INC
COM
983919101
785
8179
SH
DFND
1
8179
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
894
29875
SH
DFND
1
29875
0
0
YELP INC
CL A
985817105
643
18500
SH
DFND
1
18500
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
1035
15500
SH
DFND
1
15500
0
0
ESSENT GROUP LTD
COM
G3198U102
825
17300
SH
DFND
1
17300
0
0
EVEREST RE GROUP LTD
COM
G3223R108
1118
4200
SH
DFND
1
4200
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
474
12499
SH
DFND
1
12499
0
0
ICON PLC
SHS
G4705A100
891
6048
SH
DFND
1
6048
0
0
INVESCO LTD
SHS
G491BT108
459
27084
SH
DFND
1
27084
0
0
LAZARD LTD
SHS A
G54050102
182
5186
SH
DFND
1
5186
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
400
3650
SH
DFND
1
3650
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
390
3565
SH
DFND
1
3565
0
0