0001140361-17-031641.txt : 20170814 0001140361-17-031641.hdr.sgml : 20170814 20170814113934 ACCESSION NUMBER: 0001140361-17-031641 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd. CENTRAL INDEX KEY: 0001316466 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11198 FILM NUMBER: 171028347 BUSINESS ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 BUSINESS PHONE: 81.3.5219.5779 MAIL ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 FORMER COMPANY: FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd. DATE OF NAME CHANGE: 20050202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001316466 XXXXXXXX 06-30-2017 06-30-2017 Legg Mason Asset Management (Japan) Co., Ltd.

1-5-1 MARUNOUCHI CHIYODA-KU TOKYO M0 100-6536

13F HOLDINGS REPORT 028-11198 N Mina Kikuchi 81-3-5219-5779 Mina Kikuchi Tokyo M0 08-14-2017 1 125 121771 false 1 0000704051 028-01700 LEGG MASON, INC. INFORMATION TABLE 2 form13fInfoTable.xml AT&T INC COM 00206R102 1162 30800 SH DFND 1 30800 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1406 23700 SH DFND 1 23700 0 0 ALLIANT ENERGY CORP COM 018802108 269 6700 SH DFND 1 6700 0 0 ALPHABET INC CAP STK CL A 02079K305 1395 1500 SH DFND 1 1500 0 0 ALTRIA GROUP INC COM 02209S103 2100 28200 SH DFND 1 28200 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 656 54400 SH DFND 1 54400 0 0 AMGEN INC COM 031162100 1482 8600 SH DFND 1 8600 0 0 ANTHEM INC COM 036752103 584 3100 SH DFND 1 3100 0 0 APPLE INC COM 037833100 3659 25400 SH DFND 1 25400 0 0 APPLIED MATLS INC COM 038222105 1450 35100 SH DFND 1 35100 0 0 AVERY DENNISON CORP COM 053611109 601 6800 SH DFND 1 6800 0 0 BANK AMER CORP COM 060505104 1808 74500 SH DFND 1 74500 0 0 BARRICK GOLD CORP COM 067901108 683 42900 SH DFND 1 42900 0 0 BAXTER INTL INC COM 071813109 1175 19400 SH DFND 1 19400 0 0 BEST BUY INC COM 086516101 1319 23000 SH DFND 1 23000 0 0 BIG LOTS INC COM 089302103 909 18800 SH DFND 1 18800 0 0 BIOGEN INC COM 09062X103 815 3000 SH DFND 1 3000 0 0 BOEING CO COM 097023105 1879 9500 SH DFND 1 9500 0 0 CBS CORP NEW CL B 124857202 1129 17700 SH DFND 1 17700 0 0 CDW CORP COM 12514G108 795 12700 SH DFND 1 12700 0 0 CIGNA CORPORATION COM 125509109 1072 6400 SH DFND 1 6400 0 0 CMS ENERGY CORP COM 125896100 685 14800 SH DFND 1 14800 0 0 CNO FINL GROUP INC COM 12621E103 644 30800 SH DFND 1 30800 0 0 CVS HEALTH CORP COM 126650100 1352 16800 SH DFND 1 16800 0 0 CAMPBELL SOUP CO COM 134429109 501 9600 SH DFND 1 9600 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 1169 14400 SH DFND 1 14400 0 0 CHEMOURS CO COM 163851108 698 18400 SH DFND 1 18400 0 0 CINCINNATI FINL CORP COM 172062101 297 4100 SH DFND 1 4100 0 0 CISCO SYS INC COM 17275R102 968 30900 SH DFND 1 30900 0 0 CITIGROUP INC COM NEW 172967424 890 13300 SH DFND 1 13300 0 0 CITIZENS FINL GROUP INC COM 174610105 1424 39900 SH DFND 1 39900 0 0 CITRIX SYS INC COM 177376100 916 11500 SH DFND 1 11500 0 0 CLOROX CO DEL COM 189054109 786 5900 SH DFND 1 5900 0 0 COMCAST CORP NEW CL A 20030N101 709 18200 SH DFND 1 18200 0 0 COMPASS MINERALS INTL INC COM 20451N101 229 3500 SH DFND 1 3500 0 0 CONSOLIDATED EDISON INC COM 209115104 1034 12800 SH DFND 1 12800 0 0 CORELOGIC INC COM 21871D103 517 11900 SH DFND 1 11900 0 0 DIGITAL RLTY TR INC COM 253868103 937 8300 SH DFND 1 8300 0 0 DOMINION ENERGY INC COM 25746U109 1042 13600 SH DFND 1 13600 0 0 EBAY INC COM 278642103 591 16900 SH DFND 1 16900 0 0 EDISON INTL COM 281020107 954 12200 SH DFND 1 12200 0 0 EMERSON ELEC CO COM 291011104 978 16400 SH DFND 1 16400 0 0 ESSEX PPTY TR INC COM 297178105 772 3000 SH DFND 1 3000 0 0 EVERSOURCE ENERGY COM 30040W108 650 10700 SH DFND 1 10700 0 0 EXELON CORP COM 30161N101 852 23600 SH DFND 1 23600 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 939 14700 SH DFND 1 14700 0 0 EXXON MOBIL CORP COM 30231G102 445 5500 SH DFND 1 5500 0 0 FACEBOOK INC CL A 30303M102 2039 13500 SH DFND 1 13500 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 506 4000 SH DFND 1 4000 0 0 F5 NETWORKS INC COM 315616102 814 6400 SH DFND 1 6400 0 0 FOOT LOCKER INC COM 344849104 493 10000 SH DFND 1 10000 0 0 GENERAL MLS INC COM 370334104 970 17500 SH DFND 1 17500 0 0 GENUINE PARTS CO COM 372460105 575 6200 SH DFND 1 6200 0 0 GILEAD SCIENCES INC COM 375558103 461 6500 SH DFND 1 6500 0 0 HANOVER INS GROUP INC COM 410867105 967 10900 SH DFND 1 10900 0 0 HOME DEPOT INC COM 437076102 1473 9600 SH DFND 1 9600 0 0 HUMANA INC COM 444859102 626 2600 SH DFND 1 2600 0 0 INGREDION INC COM 457187102 918 7700 SH DFND 1 7700 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1184 7700 SH DFND 1 7700 0 0 JOHNSON & JOHNSON COM 478160104 2395 18100 SH DFND 1 18100 0 0 KELLOGG CO COM 487836108 965 13900 SH DFND 1 13900 0 0 KIMBERLY CLARK CORP COM 494368103 955 7400 SH DFND 1 7400 0 0 LEAR CORP COM NEW 521865204 1265 8900 SH DFND 1 8900 0 0 LOCKHEED MARTIN CORP COM 539830109 1249 4500 SH DFND 1 4500 0 0 LOWES COS INC COM 548661107 861 11100 SH DFND 1 11100 0 0 MGIC INVT CORP WIS COM 552848103 1213 108300 SH DFND 1 108300 0 0 MANPOWERGROUP INC COM 56418H100 1139 10200 SH DFND 1 10200 0 0 MARATHON OIL CORP COM 565849106 824 69500 SH DFND 1 69500 0 0 MCDONALDS CORP COM 580135101 475 3100 SH DFND 1 3100 0 0 MERCK & CO INC COM 58933Y105 962 15000 SH DFND 1 15000 0 0 MICROSOFT CORP COM 594918104 779 11300 SH DFND 1 11300 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 981 11300 SH DFND 1 11300 0 0 NEUSTAR INC CL A 64126X201 788 23600 SH DFND 1 23600 0 0 NEXTERA ENERGY INC COM 65339F101 1247 8900 SH DFND 1 8900 0 0 NORTHROP GRUMMAN CORP COM 666807102 1335 5200 SH DFND 1 5200 0 0 NORTHWEST NAT GAS CO COM 667655104 66 1100 SH DFND 1 1100 0 0 NORTHWESTERN CORP COM NEW 668074305 207 3400 SH DFND 1 3400 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 1002 57500 SH DFND 1 57500 0 0 NUCOR CORP COM 670346105 683 11800 SH DFND 1 11800 0 0 OGE ENERGY CORP COM 670837103 324 9300 SH DFND 1 9300 0 0 OLD REP INTL CORP COM 680223104 174 8900 SH DFND 1 8900 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 479 14500 SH DFND 1 14500 0 0 OWENS & MINOR INC NEW COM 690732102 171 5300 SH DFND 1 5300 0 0 OWENS CORNING NEW COM 690742101 1312 19600 SH DFND 1 19600 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 427 24200 SH DFND 1 24200 0 0 PEPSICO INC COM 713448108 2044 17700 SH DFND 1 17700 0 0 PRAXAIR INC COM 74005P104 1060 8000 SH DFND 1 8000 0 0 PRICE T ROWE GROUP INC COM 74144T108 965 13000 SH DFND 1 13000 0 0 PROCTER AND GAMBLE CO COM 742718109 2013 23100 SH DFND 1 23100 0 0 QUALCOMM INC COM 747525103 2016 36500 SH DFND 1 36500 0 0 REALTY INCOME CORP COM 756109104 894 16200 SH DFND 1 16200 0 0 SCANA CORP NEW COM 80589M102 610 9100 SH DFND 1 9100 0 0 SIRIUS XM HLDGS INC COM 82968B103 1338 244600 SH DFND 1 244600 0 0 SMUCKER J M CO COM NEW 832696405 888 7500 SH DFND 1 7500 0 0 SOUTHERN CO COM 842587107 1025 21400 SH DFND 1 21400 0 0 SOUTHWEST AIRLS CO COM 844741108 1044 16800 SH DFND 1 16800 0 0 STATE STR CORP COM 857477103 1364 15200 SH DFND 1 15200 0 0 STEEL DYNAMICS INC COM 858119100 1243 34700 SH DFND 1 34700 0 0 SUN LIFE FINL INC COM 866796105 665 18600 SH DFND 1 18600 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 294 11300 SH DFND 1 11300 0 0 TARGET CORP COM 87612E106 1601 30600 SH DFND 1 30600 0 0 TERADYNE INC COM 880770102 682 22700 SH DFND 1 22700 0 0 3M CO COM 88579Y101 1249 6000 SH DFND 1 6000 0 0 TIME WARNER INC COM NEW 887317303 673 6700 SH DFND 1 6700 0 0 TORO CO COM 891092108 977 14100 SH DFND 1 14100 0 0 TYSON FOODS INC CL A 902494103 721 11500 SH DFND 1 11500 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1317 7100 SH DFND 1 7100 0 0 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 24 300 SH DFND 1 300 0 0 V F CORP COM 918204108 1071 18600 SH DFND 1 18600 0 0 VENTAS INC COM 92276F100 1035 14900 SH DFND 1 14900 0 0 VEREIT INC COM 92339V100 550 67500 SH DFND 1 67500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1152 25800 SH DFND 1 25800 0 0 VISTEON CORP COM NEW 92839U206 878 8600 SH DFND 1 8600 0 0 W P CAREY INC COM 92936U109 172 2600 SH DFND 1 2600 0 0 WEC ENERGY GROUP INC COM 92939U106 915 14900 SH DFND 1 14900 0 0 WAL-MART STORES INC COM 931142103 2468 32600 SH DFND 1 32600 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 517 6600 SH DFND 1 6600 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 1078 6000 SH DFND 1 6000 0 0 XCEL ENERGY INC COM 98389B100 959 20900 SH DFND 1 20900 0 0 XEROX CORP COM NEW 984121608 931 32375 SH DFND 1 32375 0 0 ASSURED GUARANTY LTD COM G0585R106 631 15100 SH DFND 1 15100 0 0 EVEREST RE GROUP LTD COM G3223R108 586 2300 SH DFND 1 2300 0 0 ICON PLC SHS G4705A100 1222 12500 SH DFND 1 12500 0 0 LOGITECH INTL S A SHS H50430232 1311 35762 SH DFND 1 35762 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 957 89948 SH DFND 1 89948 0 0