0001140361-14-021367.txt : 20140515
0001140361-14-021367.hdr.sgml : 20140515
20140515132609
ACCESSION NUMBER: 0001140361-14-021367
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd.
CENTRAL INDEX KEY: 0001316466
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11198
FILM NUMBER: 14845612
BUSINESS ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
BUSINESS PHONE: 81.3.5219.5779
MAIL ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
FORMER COMPANY:
FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd.
DATE OF NAME CHANGE: 20050202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001316466
XXXXXXXX
03-31-2014
03-31-2014
Legg Mason Asset Management (Japan) Co., Ltd.
1-5-1 MARUNOUCHI
CHIYODA-KU
TOKYO
M0
100-6536
13F HOLDINGS REPORT
028-11198
N
Mina Kikuchi
Head of Administration Division
81-3-5219-5779
Mina Kikuchi
Tokyo
M0
05-15-2014
1
132
169738
false
1
0000704051
028-01700
LEGG MASON, INC.
INFORMATION TABLE
2
form13fInfoTable.xml
ABBVIE INC
COM
00287Y109
1943
37800
SH
DFND
1
37800
0
0
ALASKA AIR GROUP INC
COM
011659109
1251
13400
SH
DFND
1
13400
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
594
3900
SH
DFND
1
3900
0
0
ALLIANT TECHSYSTEMS INC
COM
018804104
1166
8200
SH
DFND
1
8200
0
0
ALLSTATE CORP
COM
020002101
951
16800
SH
DFND
1
16800
0
0
ALTRIA GROUP INC
COM
02209S103
1397
37300
SH
DFND
1
37300
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
1429
24750
SH
DFND
1
24750
0
0
AMGEN INC
COM
031162100
1481
12000
SH
DFND
1
12000
0
0
APPLE INC
COM
037833100
4402
8200
SH
DFND
1
8200
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
699
16100
SH
DFND
1
16100
0
0
ASPEN TECHNOLOGY INC
COM
045327103
1466
34600
SH
DFND
1
34600
0
0
AVERY DENNISON CORP
COM
053611109
2585
51000
SH
DFND
1
51000
0
0
BED BATH & BEYOND INC
COM
075896100
902
13100
SH
DFND
1
13100
0
0
BOEING CO
COM
097023105
3088
24600
SH
DFND
1
24600
0
0
BRINKER INTL INC
COM
109641100
1647
31400
SH
DFND
1
31400
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
1849
174200
SH
DFND
1
174200
0
0
CVS CAREMARK CORPORATION
COM
126650100
3504
46800
SH
DFND
1
46800
0
0
CABOT OIL & GAS CORP
COM
127097103
1366
40300
SH
DFND
1
40300
0
0
CANADIAN NATL RY CO
COM
136375102
636
11300
SH
DFND
1
11300
0
0
CARDINAL HEALTH INC
COM
14149Y108
1197
17100
SH
DFND
1
17100
0
0
CELGENE CORP
COM
151020104
1006
7200
SH
DFND
1
7200
0
0
CLOROX CO DEL
COM
189054109
793
9000
SH
DFND
1
9000
0
0
COMCAST CORP NEW
CL A
20030N101
2107
42100
SH
DFND
1
42100
0
0
COMPUTER SCIENCES CORP
COM
205363104
700
11500
SH
DFND
1
11500
0
0
CORELOGIC INC
COM
21871D103
586
19500
SH
DFND
1
19500
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1258
36300
SH
DFND
1
36300
0
0
DEXCOM INC
COM
252131107
1419
34300
SH
DFND
1
34300
0
0
DIRECTV
COM
25490A309
2522
33000
SH
DFND
1
33000
0
0
DONNELLEY R R & SONS CO
COM
257867101
641
35800
SH
DFND
1
35800
0
0
DOW CHEM CO
COM
260543103
933
19200
SH
DFND
1
19200
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
687
12600
SH
DFND
1
12600
0
0
DRIL-QUIP INC
COM
262037104
1290
11500
SH
DFND
1
11500
0
0
ELECTRONIC ARTS INC
COM
285512109
624
21500
SH
DFND
1
21500
0
0
ENERPLUS CORP
COM
292766102
2052
102400
SH
DFND
1
102400
0
0
EXXON MOBIL CORP
COM
30231G102
1407
14400
SH
DFND
1
14400
0
0
FACEBOOK INC
CL A
30303M102
1621
26900
SH
DFND
1
26900
0
0
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
727
23100
SH
DFND
1
23100
0
0
FIFTH THIRD BANCORP
COM
316773100
3088
134500
SH
DFND
1
134500
0
0
FIRST AMERN FINL CORP
COM
31847R102
531
20000
SH
DFND
1
20000
0
0
FOOT LOCKER INC
COM
344849104
1231
26200
SH
DFND
1
26200
0
0
GENERAC HLDGS INC
COM
368736104
1546
26200
SH
DFND
1
26200
0
0
HANOVER INS GROUP INC
COM
410867105
646
10500
SH
DFND
1
10500
0
0
HEWLETT PACKARD CO
COM
428236103
1586
49000
SH
DFND
1
49000
0
0
HILLSHIRE BRANDS CO
COM
432589109
630
16900
SH
DFND
1
16900
0
0
HOME DEPOT INC
COM
437076102
1979
25000
SH
DFND
1
25000
0
0
INGRAM MICRO INC
CL A
457153104
642
21700
SH
DFND
1
21700
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
651
6800
SH
DFND
1
6800
0
0
INTUIT
COM
461202103
638
8200
SH
DFND
1
8200
0
0
JPMORGAN CHASE & CO
COM
46625H100
2696
44400
SH
DFND
1
44400
0
0
JUNIPER NETWORKS INC
COM
48203R104
1062
41200
SH
DFND
1
41200
0
0
KEURIG GREEN MTN INC
COM
49271M100
1373
13000
SH
DFND
1
13000
0
0
KEYCORP NEW
COM
493267108
1669
117200
SH
DFND
1
117200
0
0
KIMBERLY CLARK CORP
COM
494368103
1279
11600
SH
DFND
1
11600
0
0
KROGER CO
COM
501044101
1066
24400
SH
DFND
1
24400
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
709
6000
SH
DFND
1
6000
0
0
LAM RESEARCH CORP
COM
512807108
622
11300
SH
DFND
1
11300
0
0
LEXMARK INTL NEW
CL A
529771107
750
16200
SH
DFND
1
16200
0
0
LOCKHEED MARTIN CORP
COM
539830109
2155
13200
SH
DFND
1
13200
0
0
LORILLARD INC
COM
544147101
704
13000
SH
DFND
1
13000
0
0
LOWES COS INC
COM
548661107
1384
28300
SH
DFND
1
28300
0
0
MACYS INC
COM
55616P104
1886
31800
SH
DFND
1
31800
0
0
MAGNA INTL INC
COM
559222401
896
9300
SH
DFND
1
9300
0
0
MARATHON PETE CORP
COM
56585A102
1585
18200
SH
DFND
1
18200
0
0
MASTERCARD INC
CL A
57636Q104
1547
20700
SH
DFND
1
20700
0
0
MCKESSON CORP
COM
58155Q103
1113
6300
SH
DFND
1
6300
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
624
7500
SH
DFND
1
7500
0
0
MEDTRONIC INC
COM
585055106
1311
21300
SH
DFND
1
21300
0
0
METHANEX CORP
COM
59151K108
787
12300
SH
DFND
1
12300
0
0
MYRIAD GENETICS INC
COM
62855J104
633
18500
SH
DFND
1
18500
0
0
NETAPP INC
COM
64110D104
484
13100
SH
DFND
1
13100
0
0
NEUSTAR INC
CL A
64126X201
911
28000
SH
DFND
1
28000
0
0
NEXTERA ENERGY INC
COM
65339F101
670
7000
SH
DFND
1
7000
0
0
NIKE INC
CL B
654106103
835
11300
SH
DFND
1
11300
0
0
NORTHROP GRUMMAN CORP
COM
666807102
2258
18300
SH
DFND
1
18300
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
861
5800
SH
DFND
1
5800
0
0
OPEN TEXT CORP
COM
683715106
640
13400
SH
DFND
1
13400
0
0
OSHKOSH CORP
COM
688239201
860
14600
SH
DFND
1
14600
0
0
OWENS ILL INC
COM NEW
690768403
677
20000
SH
DFND
1
20000
0
0
PACKAGING CORP AMER
COM
695156109
1732
24600
SH
DFND
1
24600
0
0
PATTERSON UTI ENERGY INC
COM
703481101
2310
72900
SH
DFND
1
72900
0
0
PEPSICO INC
COM
713448108
1670
20000
SH
DFND
1
20000
0
0
PETSMART INC
COM
716768106
1262
18300
SH
DFND
1
18300
0
0
PFIZER INC
COM
717081103
685
21300
SH
DFND
1
21300
0
0
PHILLIPS 66
COM
718546104
1576
20450
SH
DFND
1
20450
0
0
PROCTER & GAMBLE CO
COM
742718109
1693
21000
SH
DFND
1
21000
0
0
PROTECTIVE LIFE CORP
COM
743674103
2136
40600
SH
DFND
1
40600
0
0
QUALCOMM INC
COM
747525103
1270
16100
SH
DFND
1
16100
0
0
RAYTHEON CO
COM NEW
755111507
3320
33600
SH
DFND
1
33600
0
0
REPUBLIC SVCS INC
COM
760759100
557
16300
SH
DFND
1
16300
0
0
ROCKWELL AUTOMATION INC
COM
773903109
984
7900
SH
DFND
1
7900
0
0
SM ENERGY CO
COM
78454L100
942
13200
SH
DFND
1
13200
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
717
17900
SH
DFND
1
17900
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
840
8100
SH
DFND
1
8100
0
0
SANDISK CORP
COM
80004C101
691
8500
SH
DFND
1
8500
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
2231
36400
SH
DFND
1
36400
0
0
SONOCO PRODS CO
COM
835495102
608
14800
SH
DFND
1
14800
0
0
SOUTHWEST AIRLS CO
COM
844741108
1028
43500
SH
DFND
1
43500
0
0
SUNTRUST BKS INC
COM
867914103
1807
45400
SH
DFND
1
45400
0
0
SYMANTEC CORP
COM
871503108
1446
72400
SH
DFND
1
72400
0
0
SYNOPSYS INC
COM
871607107
615
16000
SH
DFND
1
16000
0
0
TJX COS INC NEW
COM
872540109
1292
21300
SH
DFND
1
21300
0
0
TEXAS INSTRS INC
COM
882508104
1396
29600
SH
DFND
1
29600
0
0
TIME WARNER INC
COM NEW
887317303
660
10100
SH
DFND
1
10100
0
0
TIME WARNER CABLE INC
COM
88732J207
2922
21300
SH
DFND
1
21300
0
0
TYSON FOODS INC
CL A
902494103
832
18900
SH
DFND
1
18900
0
0
URS CORP NEW
COM
903236107
918
19500
SH
DFND
1
19500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
902
11000
SH
DFND
1
11000
0
0
VCA ANTECH INC
COM
918194101
677
21000
SH
DFND
1
21000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
791
6000
SH
DFND
1
6000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1434
27000
SH
DFND
1
27000
0
0
VALMONT INDS INC
COM
920253101
536
3600
SH
DFND
1
3600
0
0
VECTREN CORP
COM
92240G101
670
17000
SH
DFND
1
17000
0
0
VERISIGN INC
COM
92343E102
610
11300
SH
DFND
1
11300
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2726
57300
SH
DFND
1
57300
0
0
VERINT SYS INC
COM
92343X100
770
16400
SH
DFND
1
16400
0
0
VISA INC
COM CL A
92826C839
1231
5700
SH
DFND
1
5700
0
0
WELLPOINT INC
COM
94973V107
727
7300
SH
DFND
1
7300
0
0
WESTAR ENERGY INC
COM
95709T100
665
18900
SH
DFND
1
18900
0
0
WESTERN DIGITAL CORP
COM
958102105
1561
17000
SH
DFND
1
17000
0
0
WISCONSIN ENERGY CORP
COM
976657106
787
16900
SH
DFND
1
16900
0
0
XEROX CORP
COM
984121103
727
64300
SH
DFND
1
64300
0
0
AMDOCS LTD
SHS
G02602103
665
14300
SH
DFND
1
14300
0
0
EVEREST RE GROUP LTD
COM
G3223R108
1087
7100
SH
DFND
1
7100
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
642
11200
SH
DFND
1
11200
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
1873
13500
SH
DFND
1
13500
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
1087
69000
SH
DFND
1
69000
0
0
ALLIED WRLD ASSUR COM HLDG A
SHS
H01531104
1827
17700
SH
DFND
1
17700
0
0
LOGITECH INTL S A
SHS
H50430232
1384
92896
SH
DFND
1
92896
0
0
UBS AG
SHS NEW
H89231338
1543
74457
SH
DFND
1
74457
0
0
CORE LABORATORIES N V
COM
N22717107
2759
13900
SH
DFND
1
13900
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1388
15600
SH
DFND
1
15600
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1388
23600
SH
DFND
1
23600
0
0