0000038777-22-000082.txt : 20220214 0000038777-22-000082.hdr.sgml : 20220214 20220214114238 ACCESSION NUMBER: 0000038777-22-000082 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd. CENTRAL INDEX KEY: 0001316466 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11198 FILM NUMBER: 22627506 BUSINESS ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 BUSINESS PHONE: 81.3.5219.5779 MAIL ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 FORMER COMPANY: FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd. DATE OF NAME CHANGE: 20050202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001316466 XXXXXXXX 12-31-2021 12-31-2021 false Legg Mason Asset Management (Japan) Co., Ltd.

1-5-1 Marunouchi Chiyoda-ku Tokyo M0 100-6536

13F COMBINATION REPORT 028-11198 0000038777 028-00734 FRANKLIN RESOURCES INC N Mina Kikuchi 81-3-5219-5779 /s/MINA KIKUCHI Tokyo M0 02-11-2022 0 119 90464 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 981 5520 SH DFND 5520 0 0 ACTIVISION BLIZZARD INC COM 00507V109 547 8218 SH DFND 8218 0 0 ALLY FINL INC COM 02005N100 523 10990 SH DFND 10990 0 0 ALPHABET INC CAP STK CL C 02079K107 1878 649 SH DFND 649 0 0 ALPHABET INC CAP STK CL A 02079K305 1347 465 SH DFND 465 0 0 AMAZON COM INC COM 023135106 1417 425 SH DFND 425 0 0 AMERICAN ELEC PWR CO INC COM 025537101 805 9050 SH DFND 9050 0 0 AMGEN INC COM 031162100 969 4306 SH DFND 4306 0 0 APPLE INC COM 037833100 4612 25971 SH DFND 25971 0 0 APPLIED MATLS INC COM 038222105 1074 6825 SH DFND 6825 0 0 AUTOZONE INC COM 053332102 1046 499 SH DFND 499 0 0 BANK NOVA SCOTIA B C COM 064149107 708 10000 SH DFND 10000 0 0 BEST BUY INC COM 086516101 610 6008 SH DFND 6008 0 0 BIO RAD LABS INC CL A 090572207 700 927 SH DFND 927 0 0 CATERPILLAR INC COM 149123101 663 3206 SH DFND 3206 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 598 5133 SH DFND 5133 0 0 CHEMOURS CO COM 163851108 791 23556 SH DFND 23556 0 0 CIRRUS LOGIC INC COM 172755100 841 9139 SH DFND 9139 0 0 CISCO SYS INC COM 17275R102 821 12956 SH DFND 12956 0 0 CITIGROUP INC COM NEW 172967424 862 14279 SH DFND 14279 0 0 CITIZENS FINL GROUP INC COM 174610105 728 15413 SH DFND 15413 0 0 CME GROUP INC COM 12572Q105 880 3854 SH DFND 3854 0 0 CMS ENERGY CORP COM 125896100 321 4932 SH DFND 4932 0 0 COCA COLA CO COM 191216100 861 14539 SH DFND 14539 0 0 CONSOLIDATED EDISON INC COM 209115104 799 9359 SH DFND 9359 0 0 COSTCO WHSL CORP NEW COM 22160K105 1201 2115 SH DFND 2115 0 0 CUBESMART COM 229663109 342 6014 SH DFND 6014 0 0 DECKERS OUTDOOR CORP COM 243537107 801 2188 SH DFND 2188 0 0 DEERE & CO COM 244199105 681 1985 SH DFND 1985 0 0 DIGITAL RLTY TR INC COM 253868103 910 5146 SH DFND 5146 0 0 ELECTRONIC ARTS INC COM 285512109 538 4079 SH DFND 4079 0 0 ESSEX PPTY TR INC COM 297178105 668 1897 SH DFND 1897 0 0 EVEREST RE GROUP LTD COM G3223R108 431 1575 SH DFND 1575 0 0 EVERGY INC COM 30034W106 595 8674 SH DFND 8674 0 0 EVERSOURCE ENERGY COM 30040W108 768 8441 SH DFND 8441 0 0 EXXON MOBIL CORP COM 30231G102 1039 16980 SH DFND 16980 0 0 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 602 4429 SH DFND 4429 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 332 6357 SH DFND 6357 0 0 FLOWERS FOODS INC COM 343498101 200 7287 SH DFND 7287 0 0 FORTINET INC COM 34959E109 932 2594 SH DFND 2594 0 0 FTI CONSULTING INC COM 302941109 658 4292 SH DFND 4292 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 467 1220 SH DFND 1220 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 415 6014 SH DFND 6014 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 280 6850 SH DFND 6850 0 0 HORMEL FOODS CORP COM 440452100 446 9132 SH DFND 9132 0 0 IDEXX LABS INC COM 45168D104 850 1291 SH DFND 1291 0 0 INGREDION INC COM 457187102 281 2904 SH DFND 2904 0 0 INTEL CORP COM 458140100 889 17261 SH DFND 17261 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1008 7545 SH DFND 7545 0 0 INTERNATIONAL PAPER CO COM 460146103 582 12387 SH DFND 12387 0 0 JOHNSON & JOHNSON COM 478160104 941 5499 SH DFND 5499 0 0 KELLOGG CO COM 487836108 785 12178 SH DFND 12178 0 0 KIMBERLY-CLARK CORP COM 494368103 863 6036 SH DFND 6036 0 0 KINROSS GOLD CORP COM 496902404 307 52900 SH DFND 52900 0 0 KROGER CO COM 501044101 903 19946 SH DFND 19946 0 0 LAM RESEARCH CORP COM 512807108 751 1044 SH DFND 1044 0 0 LAUDER ESTEE COS INC CL A 518439104 410 1107 SH DFND 1107 0 0 LEGGETT & PLATT INC COM 524660107 266 6460 SH DFND 6460 0 0 LOCKHEED MARTIN CORP COM 539830109 943 2654 SH DFND 2654 0 0 LOGITECH INTL S A SHS H50430232 518 6140 SH DFND 6140 0 0 LOWES COS INC COM 548661107 1120 4333 SH DFND 4333 0 0 MANPOWERGROUP INC WIS COM 56418H100 761 7818 SH DFND 7818 0 0 MANULIFE FINL CORP COM 56501R106 386 20249 SH DFND 20249 0 0 MASCO CORP COM 574599106 503 7165 SH DFND 7165 0 0 MCDONALDS CORP COM 580135101 1031 3846 SH DFND 3846 0 0 MCKESSON CORP COM 58155Q103 927 3730 SH DFND 3730 0 0 MERCK & CO INC COM 58933Y105 881 11492 SH DFND 11492 0 0 META PLATFORMS INC CL A 30303M102 711 2115 SH DFND 2115 0 0 METLIFE INC COM 59156R108 647 10349 SH DFND 10349 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 660 389 SH DFND 389 0 0 MGIC INVT CORP WIS COM 552848103 396 27451 SH DFND 27451 0 0 MICROSOFT CORP COM 594918104 2657 7900 SH DFND 7900 0 0 MID-AMER APT CMNTYS INC COM 59522J103 383 1669 SH DFND 1669 0 0 MODERNA INC COM 60770K107 415 1633 SH DFND 1633 0 0 MOLINA HEALTHCARE INC COM 60855R100 993 3121 SH DFND 3121 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 313 6504 SH DFND 6504 0 0 NORTONLIFELOCK INC COM 668771108 736 28337 SH DFND 28337 0 0 OGE ENERGY CORP COM 670837103 485 12639 SH DFND 12639 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 824 2299 SH DFND 2299 0 0 OLD REP INTL CORP COM 680223104 260 10563 SH DFND 10563 0 0 PEPSICO INC COM 713448108 1057 6087 SH DFND 6087 0 0 PFIZER INC COM 717081103 2123 35947 SH DFND 35947 0 0 PHILIP MORRIS INTL INC COM 718172109 975 10259 SH DFND 10259 0 0 PINNACLE WEST CAP CORP COM 723484101 271 3835 SH DFND 3835 0 0 PPL CORP COM 69351T106 384 12787 SH DFND 12787 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 774 10701 SH DFND 10701 0 0 PROCTER AND GAMBLE CO COM 742718109 1396 8532 SH DFND 8532 0 0 PRUDENTIAL FINL INC COM 744320102 793 7329 SH DFND 7329 0 0 PULTE GROUP INC COM 745867101 624 10910 SH DFND 10910 0 0 QORVO INC COM 74736K101 517 3307 SH DFND 3307 0 0 QUALCOMM INC COM 747525103 722 3948 SH DFND 3948 0 0 REALTY INCOME CORP COM 756109104 818 11429 SH DFND 11429 0 0 REGENERON PHARMACEUTICALS COM 75886F107 903 1430 SH DFND 1430 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 608 27892 SH DFND 27892 0 0 ROBERT HALF INTL INC COM 770323103 742 6653 SH DFND 6653 0 0 ROSS STORES INC COM 778296103 357 3121 SH DFND 3121 0 0 SEMPRA COM 816851109 805 6082 SH DFND 6082 0 0 SMUCKER J M CO COM NEW 832696405 755 5562 SH DFND 5562 0 0 SOUTHERN CO COM 842587107 812 11835 SH DFND 11835 0 0 SOUTHWEST GAS HLDGS INC COM 844895102 201 2871 SH DFND 2871 0 0 STAG INDL INC COM 85254J102 319 6648 SH DFND 6648 0 0 SYNCHRONY FINANCIAL COM 87165B103 503 10838 SH DFND 10838 0 0 TARGET CORP COM 87612E106 948 4098 SH DFND 4098 0 0 TERADATA CORP DEL COM 88076W103 314 7400 SH DFND 7400 0 0 TERADYNE INC COM 880770102 940 5748 SH DFND 5748 0 0 TESLA INC COM 88160R101 318 301 SH DFND 301 0 0 UNITED PARCEL SERVICE INC CL B 911312106 815 3804 SH DFND 3804 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 848 3924 SH DFND 3924 0 0 UNUM GROUP COM 91529Y106 246 10003 SH DFND 10003 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 962 18517 SH DFND 18517 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 774 3525 SH DFND 3525 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1237 23715 SH DFND 23715 0 0 WEC ENERGY GROUP INC COM 92939U106 677 6971 SH DFND 6971 0 0 WELLS FARGO CO NEW COM 949746101 546 11374 SH DFND 11374 0 0 WP CAREY INC COM 92936U109 490 5971 SH DFND 5971 0 0 XCEL ENERGY INC COM 98389B100 628 9271 SH DFND 9271 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 354 15642 SH DFND 15642 0 0 YELP INC CL A 985817105 529 14593 SH DFND 14593 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 305 1656 SH DFND 1656 0 0