0000038777-21-000099.txt : 20210513 0000038777-21-000099.hdr.sgml : 20210513 20210513171031 ACCESSION NUMBER: 0000038777-21-000099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd. CENTRAL INDEX KEY: 0001316466 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11198 FILM NUMBER: 21920690 BUSINESS ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 BUSINESS PHONE: 81.3.5219.5779 MAIL ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 FORMER COMPANY: FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd. DATE OF NAME CHANGE: 20050202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001316466 XXXXXXXX 03-31-2021 03-31-2021 false Legg Mason Asset Management (Japan) Co., Ltd.

1-5-1 Marunouchi Chiyoda-ku Tokyo M0 100-6536

13F COMBINATION REPORT 028-11198 0000038777 028-00734 FRANKLIN RESOURCES INC N Mina Kikuchi 81-3-5219-5779 /s/MINA KIKUCHI Tokyo M0 05-11-2021 0 120 91787 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 913 4741 SH DFND 4741 0 0 ACTIVISION BLIZZARD INC COM 00507V109 618 6643 SH DFND 6643 0 0 ALPHABET INC CAP STK CL C 02079K107 1659 802 SH DFND 802 0 0 ALPHABET INC CAP STK CL A 02079K305 1186 575 SH DFND 575 0 0 AMAZON COM INC COM 023135106 1788 578 SH DFND 578 0 0 AMERICAN ELEC PWR CO INC COM 025537101 755 8914 SH DFND 8914 0 0 ANTHEM INC COM 036752103 808 2251 SH DFND 2251 0 0 APPLE INC COM 037833100 4121 33741 SH DFND 33741 0 0 APPLIED MATLS INC COM 038222105 1285 9619 SH DFND 9619 0 0 AUTOZONE INC COM 053332102 956 681 SH DFND 681 0 0 BANK NOVA SCOTIA B C COM 064149107 788 12600 SH DFND 12600 0 0 BEST BUY INC COM 086516101 854 7440 SH DFND 7440 0 0 BK OF AMERICA CORP COM 060505104 815 21054 SH DFND 21054 0 0 CARDINAL HEALTH INC COM 14149Y108 832 13691 SH DFND 13691 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 712 6355 SH DFND 6355 0 0 CHEMOURS CO COM 163851108 814 29172 SH DFND 29172 0 0 CINTAS CORP COM 172908105 630 1846 SH DFND 1846 0 0 CIRRUS LOGIC INC COM 172755100 558 6576 SH DFND 6576 0 0 CISCO SYS INC COM 17275R102 830 16045 SH DFND 16045 0 0 CITIGROUP INC COM NEW 172967424 1286 17683 SH DFND 17683 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 843 19088 SH DFND 19088 0 0 CITRIX SYS INC COM 177376100 917 6533 SH DFND 6533 0 0 CLOROX CO DEL COM 189054109 544 2818 SH DFND 2818 0 0 CME GROUP INC COM 12572Q105 822 4025 SH DFND 4025 0 0 CMS ENERGY CORP COM 125896100 209 3411 SH DFND 3411 0 0 COCA COLA CO COM 191216100 702 13318 SH DFND 13318 0 0 COMERICA INC COM 200340107 799 11139 SH DFND 11139 0 0 CONOCOPHILLIPS COM 20825C104 577 10899 SH DFND 10899 0 0 CONSOLIDATED EDISON INC COM 209115104 768 10269 SH DFND 10269 0 0 CORESITE RLTY CORP COM 21870Q105 226 1884 SH DFND 1884 0 0 COSTCO WHSL CORP NEW COM 22160K105 923 2619 SH DFND 2619 0 0 CUBESMART COM 229663109 259 6839 SH DFND 6839 0 0 DECKERS OUTDOOR CORP COM 243537107 995 3011 SH DFND 3011 0 0 DEVON ENERGY CORP NEW COM 25179M103 778 35608 SH DFND 35608 0 0 DIGITAL RLTY TR INC COM 253868103 687 4877 SH DFND 4877 0 0 DOLLAR GEN CORP NEW COM 256677105 446 2201 SH DFND 2201 0 0 DTE ENERGY CO COM 233331107 742 5571 SH DFND 5571 0 0 ELECTRONIC ARTS INC COM 285512109 684 5050 SH DFND 5050 0 0 ESSEX PPTY TR INC COM 297178105 608 2238 SH DFND 2238 0 0 EVEREST RE GROUP LTD COM G3223R108 707 2854 SH DFND 2854 0 0 EVERGY INC COM 30034W106 711 11944 SH DFND 11944 0 0 EVERSOURCE ENERGY COM 30040W108 701 8101 SH DFND 8101 0 0 FACEBOOK INC CL A 30303M102 771 2619 SH DFND 2619 0 0 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 506 4986 SH DFND 4986 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 320 7873 SH DFND 7873 0 0 FORTINET INC COM 34959E109 972 5273 SH DFND 5273 0 0 FTI CONSULTING INC COM 302941109 745 5314 SH DFND 5314 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 794 11891 SH DFND 11891 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 376 8484 SH DFND 8484 0 0 HOME DEPOT INC COM 437076102 570 1866 SH DFND 1866 0 0 HUMANA INC COM 444859102 854 2038 SH DFND 2038 0 0 ICON PLC SHS G4705A100 807 4108 SH DFND 4108 0 0 IDEXX LABS INC COM 45168D104 949 1939 SH DFND 1939 0 0 INGREDION INC COM 457187102 323 3596 SH DFND 3596 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 969 7269 SH DFND 7269 0 0 JOHNSON & JOHNSON COM 478160104 936 5698 SH DFND 5698 0 0 KELLOGG CO COM 487836108 771 12187 SH DFND 12187 0 0 KEYCORP COM 493267108 703 35178 SH DFND 35178 0 0 KIMBERLY-CLARK CORP COM 494368103 769 5527 SH DFND 5527 0 0 KINROSS GOLD CORP COM 496902404 437 65600 SH DFND 65600 0 0 KROGER CO COM 501044101 656 18233 SH DFND 18233 0 0 LAM RESEARCH CORP COM 512807108 1078 1811 SH DFND 1811 0 0 LAUDER ESTEE COS INC CL A 518439104 747 2568 SH DFND 2568 0 0 LEGGETT & PLATT INC COM 524660107 355 7786 SH DFND 7786 0 0 LOCKHEED MARTIN CORP COM 539830109 1758 4757 SH DFND 4757 0 0 LOGITECH INTL S A SHS H50430232 797 7602 SH DFND 7602 0 0 LOWES COS INC COM 548661107 1020 5365 SH DFND 5365 0 0 MANPOWERGROUP INC COM 56418H100 957 9681 SH DFND 9681 0 0 MANULIFE FINL CORP COM 56501R106 543 25249 SH DFND 25249 0 0 MASCO CORP COM 574599106 531 8872 SH DFND 8872 0 0 MCDONALDS CORP COM 580135101 878 3917 SH DFND 3917 0 0 MCKESSON CORP COM 58155Q103 901 4619 SH DFND 4619 0 0 MERCK & CO. 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