X0306 4 2017-11-07 0 0001316016 AQUANTIA CORP AQ 0001192382 AALAEI FARAJ C/O AQUANTIA CORP., 105 EAST TASMAN DRIVE SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2017-11-07 4 C 0 17413 A 17413 I By: Farajollah Aalaei 2000 Irrevocable Trust Common Stock 638460 I By: Farajollah Aalaei Living Trust dated January 14, 2000 Common Stock 663461 I By: Lindenwood Trust dated 8/13/2014 Common Stock 5000 I By: Cyrus Akbarpour, as Custodian for Dena Aalaei Common Stock 5000 I By: Dariush Aalaei Common Stock 5000 I By: Ali A. Aalaei Common Stock 50000 I By: Dena Aalaei 2007 Irrevocable Trust Series A Preferred Stock 2017-11-07 4 C 0 33666 0.00 D Common Stock 3366 0 I By: Farajollah Aalaei 2000 Irrevocable Trust Series B Preferred Stock 2017-11-07 4 C 0 14596 0.00 D Common Stock 1459 0 I By: Farajollah Aalaei 2000 Irrevocable Trust Series D Preferred Stock 2017-11-07 4 C 0 84747 0.00 D Common Stock 8474 0 I By: Farajollah Aalaei 2000 Irrevocable Trust Series E Preferred Stock 2017-11-07 4 C 0 24294 0.00 D Common Stock 2429 0 I By: Farajollah Aalaei 2000 Irrevocable Trust Series F Preferred Stock 2017-11-07 4 C 0 10359 0.00 D Common Stock 1035 0 I By: Farajollah Aalaei 2000 Irrevocable Trust Series G Preferred Stock 2017-11-07 4 C 0 6503 0.00 D Common Stock 650 0 I By: Farajollah Aalaei 2000 Irrevocable Trust The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering. /s/ Alison Haggerty, Attorney-in-Fact 2017-11-08