X0306 4 2017-11-07 1 0001316016 AQUANTIA CORP AQ 0001720532 Aquan LLC 333 BUSH STREET SUITE 2800 SAN FRANCISCO CA 94104 0 0 1 0 0001720824 Wong Hing C/O AQUAN LLC 333 BUSH STREET, SUITE 2800 SAN FRANCISCO, CA 94104 0 0 1 0 Common Stock 2017-11-07 4 C 0 2902752 A 2902752 D Series A Preferred Stock 2017-11-07 4 C 0 5611057 0.00 D Common Stock 561105 0 D Series B Preferred Stock 2017-11-07 4 C 0 2432686 0.00 D Common Stock 243268 0 D Series D Preferred Stock 2017-11-07 4 C 0 14124453 0.00 D Common Stock 1412445 0 D Series E Preferred Stock 2017-11-07 4 C 0 4048979 0.00 D Common Stock 404897 0 D Series F Preferred Stock 2017-11-07 4 C 0 1726430 0.00 D Common Stock 172643 0 D Series G Preferred Stock 2017-11-07 4 C 0 1083940 0.00 D Common Stock 108394 0 D The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering. /s/ Alison Haggerty, Attorney-in-Fact 2017-11-08 /s/ Alison Haggerty, Attorney-in-Fact 2017-11-08