The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNICO EAGLE MINES LTD | COM | 008474108 | 212 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
ALLOT COMMUNICATIONS LTD | SHS | M0854Q105 | 236 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 1,232 | 595,200 | SH | DFND | 1 | 595,200 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 626 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ARCH COAL INC | COM | 039380100 | 1,673 | 347,000 | SH | DFND | 1 | 347,000 | 0 | 0 | |
BALTIC TRADING LIMITED | COM | Y0553W103 | 95 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
CANADIAN NAT RES LTD | COM | 136385101 | 1,151 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
COMSTOCK RES INC | COM NEW | 205768203 | 1,748 | 76,500 | SH | DFND | 1 | 76,500 | 0 | 0 | |
COMSTOCK RES INC | COM NEW | 205768203 | 114 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
DIANA SHIPPING INC | COM | Y2066G104 | 120 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
EMERALD OIL INC | COM NEW | 29101U209 | 1,183 | 176,100 | SH | DFND | 1 | 176,100 | 0 | 0 | |
EMERALD OIL INC | COM NEW | 29101U209 | 168 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
FRANKS INTL N V | COM | N33462107 | 2,230 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
FRANKS INTL N V | COM | N33462107 | 124 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
GOODRICH PETE CORP | COM NEW | 382410405 | 8,685 | 549,010 | SH | DFND | 1 | 549,010 | 0 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 396 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
GOODRICH PETE CORP | COM NEW | 382410405 | 4,746 | 300,000 | SH | Call | DFND | 1 | 300,000 | 0 | 0 |
GULFPORT ENERGY CORP | COM NEW | 402635304 | 2,328 | 32,700 | SH | DFND | 1 | 32,700 | 0 | 0 | |
HALCON RES CORP | COM NEW | 40537Q209 | 3,594 | 830,000 | SH | Call | DFND | 1 | 830,000 | 0 | 0 |
HALLIBURTON CO | COM | 406216101 | 6,253 | 106,173 | SH | DFND | 1 | 106,173 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 4,711 | 80,000 | SH | Call | DFND | 1 | 80,000 | 0 | 0 |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 3,977 | 322,800 | SH | DFND | 1 | 322,800 | 0 | 0 | |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 308 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
ISHARES | RUSSELL 2000 ETF | 464287655 | 11,634 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
LAREDO PETROLEUM INC | COM | 516806106 | 1,118 | 43,240 | SH | DFND | 1 | 43,240 | 0 | 0 | |
MARKET VECTORS ETF TR | JR GOLD MINERS E | 57061R544 | 1,319 | 36,500 | SH | DFND | 1 | 36,500 | 0 | 0 | |
NAVIOS MARITIME HOLDINGS INC | COM | Y62196103 | 1,201 | 121,900 | SH | DFND | 1 | 121,900 | 0 | 0 | |
NAVIOS MARITIME HOLDINGS INC | COM | Y62196103 | 197 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
NEWFIELD EXPL CO | COM | 651290108 | 3,214 | 102,500 | SH | DFND | 1 | 102,500 | 0 | 0 | |
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 5,283 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 704 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
OASIS PETE INC NEW | COM | 674215108 | 2,504 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 953 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 2,059 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
ROSETTA RESOURCES INC | COM | 777779307 | 1,630 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 3,791 | 127,949 | SH | DFND | 1 | 127,949 | 0 | 0 | |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 148 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 121 | 21,700 | SH | DFND | 21,700 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 2,925 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 18,701 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
SYNTROLEUM CORP | COM NEW | 871630208 | 284 | 72,272 | SH | DFND | 72,272 | 0 | 0 | ||
ULTRA PETROLEUM CORP | COM | 903914109 | 1,495 | 55,600 | SH | DFND | 1 | 55,600 | 0 | 0 | |
W & T OFFSHORE INC | COM | 92922P106 | 866 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
W & T OFFSHORE INC | COM | 92922P106 | 87 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 3,850 | 221,800 | SH | DFND | 1 | 221,800 | 0 | 0 | |
WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 7,592 | 437,300 | SH | Call | DFND | 1 | 437,300 | 0 | 0 |