The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AGNICO EAGLE MINES LTD | COM | 008474108 | 132 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| ALLOT COMMUNICATIONS LTD | SHS | M0854Q105 | 106 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
| ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 357 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| AMBAC FINL GROUP INC | COM NEW | 023139884 | 307 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
| AMICUS THERAPEUTICS INC | COM | 03152W109 | 1,399 | 595,200 | SH | DFND | 1 | 595,200 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 1,683 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
| ARCH COAL INC | COM | 039380100 | 1,544 | 347,000 | SH | DFND | 1 | 347,000 | 0 | 0 | |
| BAKER HUGHES INC | COM | 057224107 | 4,929 | 89,200 | SH | DFND | 1 | 89,200 | 0 | 0 | |
| BODY CENT CORP | COM | 09689U102 | 236 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
| BODY CENT CORP | COM | 09689U102 | 197 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
| COMSTOCK RES INC | COM NEW | 205768203 | 1,224 | 66,900 | SH | DFND | 1 | 66,900 | 0 | 0 | |
| EMERALD OIL INC | COM NEW | 29101U209 | 1,532 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| ENERGY XXI (BERMUDA) LTD | USD UNRS SHS | G10082140 | 1,624 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| EOG RES INC | COM | 26875P101 | 1,343 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
| GOLDCORP INC NEW | COM | 380956409 | 108 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| GOODRICH PETE CORP | COM NEW | 382410405 | 5,549 | 326,010 | SH | DFND | 1 | 326,010 | 0 | 0 | |
| GOODRICH PETE CORP | COM NEW | 382410405 | 213 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
| GOODRICH PETE CORP | COM NEW | 382410405 | 7,659 | 450,000 | SH | Call | DFND | 1 | 450,000 | 0 | 0 |
| GULFPORT ENERGY CORP | COM NEW | 402635304 | 3,473 | 55,000 | SH | DFND | 1 | 55,000 | 0 | 0 | |
| HALLIBURTON CO | COM | 406216101 | 5,708 | 112,473 | SH | DFND | 1 | 112,473 | 0 | 0 | |
| HALLIBURTON CO | COM | 406216101 | 508 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| HALLIBURTON CO | COM | 406216101 | 5,075 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 3,518 | 303,000 | SH | DFND | 1 | 303,000 | 0 | 0 | |
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 58 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| LAREDO PETE HLDGS INC | COM | 516806106 | 2,783 | 100,500 | SH | DFND | 1 | 100,500 | 0 | 0 | |
| MAGNUM HUNTER RES CORP DEL | COM | 55973B102 | 475 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
| NEWFIELD EXPL CO | COM | 651290108 | 1,170 | 47,500 | SH | DFND | 1 | 47,500 | 0 | 0 | |
| NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 4,353 | 296,100 | SH | DFND | 1 | 296,100 | 0 | 0 | |
| NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 588 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
| OASIS PETE INC NEW | COM | 674215108 | 2,349 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| PEABODY ENERGY CORP | COM | 704549104 | 1,416 | 72,500 | SH | DFND | 1 | 72,500 | 0 | 0 | |
| PEABODY ENERGY CORP | COM | 704549104 | 98 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| PIONEER NAT RES CO | COM | 723787107 | 3,111 | 16,900 | SH | DFND | 1 | 16,900 | 0 | 0 | |
| PIONEER NAT RES CO | COM | 723787107 | 460 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
| ROYAL GOLD INC | COM | 780287108 | 115 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
| SANCHEZ ENERGY CORP | COM | 79970Y105 | 5,342 | 217,949 | SH | DFND | 1 | 217,949 | 0 | 0 | |
| SANCHEZ ENERGY CORP | COM | 79970Y105 | 368 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| SANDRIDGE ENERGY INC | COM | 80007P307 | 1,214 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| SCHLUMBERGER LTD | COM | 806857108 | 5,814 | 64,520 | SH | DFND | 1 | 64,520 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,234 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
| SUNSHINE HEART INC | COM | 86782U106 | 121 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
| SYNTROLEUM CORP | COM NEW | 871630208 | 254 | 75,300 | SH | DFND | 75,300 | 0 | 0 | ||
| ULTRA PETROLEUM CORP | COM | 903914109 | 1,420 | 65,600 | SH | DFND | 1 | 65,600 | 0 | 0 | |
| WABASH NATL CORP | COM | 929566107 | 676 | 54,700 | SH | DFND | 1 | 54,700 | 0 | 0 | |
| WABASH NATL CORP | COM | 929566107 | 185 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| WALTER ENERGY INC | COM | 93317Q105 | 4,537 | 272,800 | SH | DFND | 1 | 272,800 | 0 | 0 | |
| WALTER ENERGY INC | COM | 93317Q105 | 208 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
| WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 5,459 | 352,400 | SH | DFND | 1 | 352,400 | 0 | 0 | |
| WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 232 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 18,588 | 1,200,000 | SH | Call | DFND | 1 | 1,200,000 | 0 | 0 |
| WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 1,162 | 75,000 | SH | Put | DFND | 1 | 75,000 | 0 | 0 |
| WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 775 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |