AML/ Compliance Officer

0001315785-17-000003.txt : 20170807 0001315785-17-000003.hdr.sgml : 20170807 20170807163748 ACCESSION NUMBER: 0001315785-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170807 DATE AS OF CHANGE: 20170807 EFFECTIVENESS DATE: 20170807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Financial Services, Inc. CENTRAL INDEX KEY: 0001315785 IRS NUMBER: 364529342 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11126 FILM NUMBER: 171012018 BUSINESS ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 BUSINESS PHONE: 860-767-4300 MAIL ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001315785 XXXXXXXX 06-30-2017 06-30-2017 Essex Financial Services, Inc.

P.O. BOX 999 176 WESTBROOK RD ESSEX CT 064260999

13F HOLDINGS REPORT 028-11126 N william terribile AML/ Compliance Officer 8607674300 william terribile Essex CT 08-07-2017 0 350 473366 false INFORMATION TABLE 2 13fefsjun17.xml ABBOTT LABS COM COM 002824100 1491 30672 SH SOLE 0 0 0 0 AIR PRODS & CHEMSINC COM 009158106 375 2619 SH SOLE 0 0 0 0 ALBANY INTL CORP CLA COM 012348108 460 8623 SH SOLE 0 0 0 0 ALLSTATE CORP COM 020002101 515 5818 SH SOLE 0 0 0 0 AMAZON COM INC COM 023135106 3143 3247 SH SOLE 0 0 0 0 AMERICAN ELECTRICPOWER CO COM 025537101 337 4853 SH SOLE 0 0 0 0 AMERICAN EXPRESSCOMPANY COM 025816109 786 9335 SH SOLE 0 0 0 0 AMGEN INC COM 031162100 9077 52700 SH SOLE 0 0 0 0 ANNALY CAP MGMT INC COM 035710409 870 72205 SH SOLE 0 0 0 0 ANTHEM INC COM 036752103 334 1773 SH SOLE 0 0 0 0 APPLE INC COM 037833100 13893 96463 SH SOLE 0 0 0 0 AUTOMATIC DATAPROCESSING INC COM 053015103 1992 19438 SH SOLE 0 0 0 0 BP PLC ADR 055622104 235 6781 SH SOLE 0 0 0 0 BANK AMER CORP COM 060505104 5131 211512 SH SOLE 0 0 0 0 BANK AMER CORP PFD 060505682 1561 1237 SH SOLE 0 0 0 0 BANK OF NEW YORKMELLON CORP COM 064058100 747 14646 SH SOLE 0 0 0 0 BECTON DICKINSON &CO COM 075887109 957 4906 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAYINC DEL CL A CLA COM 084670108 5603 22 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAYINC DEL CL B NEW CLB COM 084670702 5057 29856 SH SOLE 0 0 0 0 BLACKROCK CAPITAL INVESTMENT CORP COM 092533108 686 91628 SH SOLE 0 0 0 0 BOEING CO COM 097023105 6539 33065 SH SOLE 0 0 0 0 BORGWARNER COM 099724106 339 8000 SH SOLE 0 0 0 0 BRISTOL MYERS SQUIBBCO COM 110122108 4476 80339 SH SOLE 0 0 0 0 BROOKFIELD ASSETMGMT INC CLA COM 112585104 610 15549 SH SOLE 0 0 0 0 BROWN FORMAN CORP CLB COM 115637209 201 4139 SH SOLE 0 0 0 0 BUCKEYE PARTNERS L P LTD PART 118230101 293 4581 SH SOLE 0 0 0 0 CIGNA CORP COM 125509109 1218 7277 SH SOLE 0 0 0 0 CSX CORPORATION COM 126408103 827 15158 SH SOLE 0 0 0 0 CVS HEALTH CORP COM 126650100 1664 20678 SH SOLE 0 0 0 0 CATERPILLAR INC COM 149123101 1001 9319 SH SOLE 0 0 0 0 CELGENE CORP COM 151020104 3482 26815 SH SOLE 0 0 0 0 CENTURYLINK INC COM 156700106 518 21695 SH SOLE 0 0 0 0 CHEVRON CORP COM 166764100 3356 32171 SH SOLE 0 0 0 0 CHICAGO BRIDGE &IRON CO COM 167250109 238 12075 SH SOLE 0 0 0 0 CITIGROUP INC COM 172967424 1849 27652 SH SOLE 0 0 0 0 COCA COLA COMPANY COM 191216100 2274 50705 SH SOLE 0 0 0 0 COLGATE PALMOLIVE CO COM 194162103 767 10353 SH SOLE 0 0 0 0 CONSOLIDATED EDISONINC COM 209115104 330 4082 SH SOLE 0 0 0 0 CUMMINS INC COM 231021106 650 4004 SH SOLE 0 0 0 0 DTE ENERGY CO COM 233331107 336 3178 SH SOLE 0 0 0 0 DEERE & CO COM 244199105 305 2471 SH SOLE 0 0 0 0 DELTA AIRLINES INC COM 247361702 488 9089 SH SOLE 0 0 0 0 DISNEY WALT CODISNEY COM 254687106 3535 33272 SH SOLE 0 0 0 0 DOUBLELINE OPPTY COM 258623107 853 41287 SH SOLE 0 0 0 0 DOVER CORP COM 260003108 235 2926 SH SOLE 0 0 0 0 DOW CHEM CO COM 260543103 460 7301 SH SOLE 0 0 0 0 DREYFUS STRATEGICMUNS INC COM 261932107 144 16200 SH SOLE 0 0 0 0 DU PONT E I DENEMOURS & CO COM 263534109 2713 33617 SH SOLE 0 0 0 0 ECOLAB INC COM 278865100 312 2349 SH SOLE 0 0 0 0 EMERSON ELEC CO COM 291011104 611 10251 SH SOLE 0 0 0 0 ENTERPRISE PRODSPARTNERS L P COMUNIT LP 293792107 813 30026 SH SOLE 0 0 0 0 FIRST CONN BANCORPINC COM 319850103 879 34272 SH SOLE 0 0 0 0 FORD MOTOR CO COM 345370860 430 38427 SH SOLE 0 0 0 0 GENERAL DYNAMICSCORP COM 369550108 4804 24249 SH SOLE 0 0 0 0 GENERAL ELECTRIC CO COM 369604103 13788 510495 SH SOLE 0 0 0 0 GENERAL MILLS INC COM 370334104 1069 19296 SH SOLE 0 0 0 0 GETTY REALTY CORP COM 374297109 392 15603 SH SOLE 0 0 0 0 GILEAD SCIENCES INC COM 375558103 1564 22103 SH SOLE 0 0 0 0 GOLDMANS SACHS ACTIVE BETA ETF 381430206 716 22908 SH SOLE 0 0 0 0 HALLIBURTON CO COM 406216101 394 9214 SH SOLE 0 0 0 0 HARTFORD FINL SVS GROUP INC COM 416515104 328 6240 SH SOLE 0 0 0 0 HERSHEY CO COM 427866108 329 3065 SH SOLE 0 0 0 0 HOLOGIC INC COM 436440101 259 5700 SH SOLE 0 0 0 0 HOME DEPOT INC COM 437076102 5113 33330 SH SOLE 0 0 0 0 HONEYWELL INTL INC COM 438516106 1731 12990 SH SOLE 0 0 0 0 ILLINOIS TOOL WORKSINC COM 452308109 419 2926 SH SOLE 0 0 0 0 IMMUCELL CORP COM 452525306 174 23776 SH SOLE 0 0 0 0 INTEL CORP COM 458140100 7043 208740 SH SOLE 0 0 0 0 INTERNATIONALBUSINESS MACHS CORP COM 459200101 3752 24394 SH SOLE 0 0 0 0 INTERNATIONAL PAPERCO COM 460146103 368 6499 SH SOLE 0 0 0 0 I SHARES TR S&P100 ETF 464287101 240 2247 SH SOLE 0 0 0 0 I SHARES TR MORNINGSTAR LARGE CAP ETF 464287119 454 3264 SH SOLE 0 0 0 0 I SHARES TR CORE S&P TOTAL US ETF 464287150 1433 25862 SH SOLE 0 0 0 0 ISHARES TR SELECTDIVID ETF FD ETF 464287168 967 10483 SH SOLE 0 0 0 0 ISHARES TR CORE S&P 500 ETF 464287200 1112 4568 SH SOLE 0 0 0 0 ISHARES TR CORE US AGGREGATE ETF 464287226 946 8634 SH SOLE 0 0 0 0 I SHARES TR EMERGING MKTS ETF 464287234 556 13423 SH SOLE 0 0 0 0 ISHARES TR GLOBALTECH ETF ETF 464287291 589 4500 SH SOLE 0 0 0 0 I SHARES TR S&P 500 GROWTH ETF 464287309 507 3702 SH SOLE 0 0 0 0 ISHARES TR MSCI EAFEETF ETF 464287465 1343 20595 SH SOLE 0 0 0 0 ISHARES TR RUSSELL MID-CAP GROWTH ETF 464287481 205 1894 SH SOLE 0 0 0 0 ISHARES TR RUSSELLMID-CAP ETF ETF 464287499 2600 13534 SH SOLE 0 0 0 0 ISHARES TR CORE S&PMID-CAP ETF ETF 464287507 1542 8865 SH SOLE 0 0 0 0 ISHARES TR PHLX SEMICONDUCTOR ETF 464287523 248 1772 SH SOLE 0 0 0 0 I SHARES TR NASDAQ BIOTECH ETF 464287556 327 1053 SH SOLE 0 0 0 0 ISHARES TR COHEN &STEERS REIT ETF ETF 464287564 678 6708 SH SOLE 0 0 0 0 I SHARES TR RUSSELL 1000 VALUE ETF 464287598 534 4588 SH SOLE 0 0 0 0 ISHARES TR S&PMIDCAP 400 GROWTHETF ETF 464287606 328 1667 SH SOLE 0 0 0 0 ISHARES TR RUSSELL 1000 GROWTH ETF 464287614 495 4160 SH SOLE 0 0 0 0 ISHARES TR RUSSELL2000 ETF ETF 464287655 518 3673 SH SOLE 0 0 0 0 ISHARESUS TECHNOLOGY ETF ETF 464287721 421 3012 SH SOLE 0 0 0 0 ISHARES TR USINDUSTRIALS ETF ETF 464287754 314 2386 SH SOLE 0 0 0 0 ISHARES TR US HEALTHCARE ETF 464287762 256 1537 SH SOLE 0 0 0 0 ISHARES TR CORE S&PSMALL-CAP ETF ETF 464287804 1566 22331 SH SOLE 0 0 0 0 ISHARES TR MSCI EAFE SMALL CAP ETF 464288273 278 4800 SH SOLE 0 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 596 18209 SH SOLE 0 0 0 0 ISHARES TR S&P U SPFD STK INDEX FD ETF 464288687 741 18922 SH SOLE 0 0 0 0 I SHARES TR US AEROSPACE & DEFENSE ETF 464288760 465 1953 SH SOLE 0 0 0 0 JOHNSON & JOHNSON COM 478160104 12836 97032 SH SOLE 0 0 0 0 KAMAN CORP COM 483548103 386 7737 SH SOLE 0 0 0 0 KEY CORP COM 493267108 734 39160 SH SOLE 0 0 0 0 KIMBERLY CLARK CORP COM 494368103 1109 8593 SH SOLE 0 0 0 0 KRAFT HEINZ CO COM 500754106 682 7967 SH SOLE 0 0 0 0 LEGGETT & PLATT INC COM 524660107 263 5012 SH SOLE 0 0 0 0 LILLY ELI & CO COM 532457108 3204 38929 SH SOLE 0 0 0 0 LOCKHEED MARTIN CORP COM 539830109 1435 5168 SH SOLE 0 0 0 0 LOWES COS INC COM 548661107 261 3368 SH SOLE 0 0 0 0 MAGELLAN MIDSTREAMPARTNERS LP LP 559080106 440 6167 SH SOLE 0 0 0 0 MARRIOTT INTL INC CLA COM 571903202 509 5079 SH SOLE 0 0 0 0 MCDONALDS CORP COM 580135101 1859 12138 SH SOLE 0 0 0 0 MICROSOFT CORP COM 594918104 5078 73673 SH SOLE 0 0 0 0 MONDELEZ INTL INC CLA COM 609207105 847 19622 SH SOLE 0 0 0 0 MORGAN STANLEY COM 617446448 635 14257 SH SOLE 0 0 0 0 MOTOROLA SOLUTIONS INC COM 620076307 752 8675 SH SOLE 0 0 0 0 NEW MTN FIN CORP COM 647551100 175 12000 SH SOLE 0 0 0 0 NIKE INC CL B CLB COM 654106103 620 10505 SH SOLE 0 0 0 0 NORDSON CORP COM 655663102 291 2400 SH SOLE 0 0 0 0 NORFOLK SOUTHN CORP COM 655844108 1264 10390 SH SOLE 0 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 374 1458 SH SOLE 0 0 0 0 NOVO NORDISK AS ADR 670100205 233 5438 SH SOLE 0 0 0 0 NUVEEN NEW YORK AMT-FREE MUN INCOME FD COM 670656107 189 14441 SH SOLE 0 0 0 0 OGE ENERGY CORP COM 670837103 241 6920 SH SOLE 0 0 0 0 PNC FINL SVCS GROUPINC COM 693475105 1335 10690 SH SOLE 0 0 0 0 PPG INDUSTRIES INC COM 693506107 1730 15729 SH SOLE 0 0 0 0 PENNANTPARK INVT CORP COM 708062104 74 10000 SH SOLE 0 0 0 0 PEOPLES UTD FINL INC COM 712704105 443 25068 SH SOLE 0 0 0 0 PEPSICO INC COM 713448108 3702 32051 SH SOLE 0 0 0 0 PFIZER INC COM 717081103 11060 329252 SH SOLE 0 0 0 0 PHILIP MORRIS INTLINC COM 718172109 3967 33775 SH SOLE 0 0 0 0 PHILLIPS 66 COM 718546104 1987 24028 SH SOLE 0 0 0 0 PIONEER NAT RES CO COM 723787107 238 1490 SH SOLE 0 0 0 0 PROCTER & GAMBLE CO COM 742718109 7368 84545 SH SOLE 0 0 0 0 PUBLIC SVC ENTERPRISE GRP INC COM 744573106 215 4999 SH SOLE 0 0 0 0 RAYTHEON CO COM 755111507 718 4444 SH SOLE 0 0 0 0 REALTY INCOME CORP COM 756109104 833 15096 SH SOLE 0 0 0 0 REYNOLDS AMERN INC COM 761713106 382 5870 SH SOLE 0 0 0 0 ROCKWELL AUTOMATION INC COM 773903109 232 1430 SH SOLE 0 0 0 0 ROPER TECHNOLOGIES INC COM 776696106 281 1212 SH SOLE 0 0 0 0 ROSS STORES INC COM 778296103 231 4000 SH SOLE 0 0 0 0 ROYAL DUTCH SHELLPLC ADR 780259206 249 4686 SH SOLE 0 0 0 0 SCHLUMBERGER LTD COM 806857108 1419 21556 SH SOLE 0 0 0 0 SCHWAB CHARLES CORP COM 808513105 606 14107 SH SOLE 0 0 0 0 SIMON PPTY GROUP INC COM 828806109 424 2624 SH SOLE 0 0 0 0 SONOCO PRODS CO COM 835495102 1113 21649 SH SOLE 0 0 0 0 SOUTHERN CO COM 842587107 2365 49400 SH SOLE 0 0 0 0 STANLEY BLACK &DECKER INC COM 854502101 1857 13193 SH SOLE 0 0 0 0 STARBUCKS CORP COM 855244109 2123 36415 SH SOLE 0 0 0 0 STATE STR CORP COM 857477103 221 2462 SH SOLE 0 0 0 0 STRYKER CORP COM 863667101 1557 11220 SH SOLE 0 0 0 0 SYSCO CORP COM 871829107 368 7303 SH SOLE 0 0 0 0 TJX COMPANIES INC COM 872540109 928 12855 SH SOLE 0 0 0 0 TEXAS INSTRUMENTS INC COM 882508104 206 2679 SH SOLE 0 0 0 0 THERMO FISHERSCIENTIFIC INC COM 883556102 1231 7053 SH SOLE 0 0 0 0 TORONTO DOMINION BKONT COM 891160509 662 13146 SH SOLE 0 0 0 0 TRUSTCO BK CORP NY COM 898349105 108 13982 SH SOLE 0 0 0 0 US BANCORP COM 902973304 5734 110436 SH SOLE 0 0 0 0 UNILEVER PLC ADR 904767704 727 13442 SH SOLE 0 0 0 0 UNILEVER NV NY SHS 904784709 412 7462 SH SOLE 0 0 0 0 UNION PACIFIC CORP COM 907818108 1707 15674 SH SOLE 0 0 0 0 UNITED PARCEL SVCINC CLB COM 911312106 496 4485 SH SOLE 0 0 0 0 UNITED TECHNOLOGIESCORP COM 913017109 3743 30652 SH SOLE 0 0 0 0 V F CORP COM 918204108 288 5000 SH SOLE 0 0 0 0 VANGUARD SPEC PORT DIV APPR INDEXFD ETF 921908844 1516 16362 SH SOLE 0 0 0 0 VANGUARD STAR FD ETF 921909768 495 9516 SH SOLE 0 0 0 0 VANGUARD ADMIRAL FDSINC ETF 921932505 7073 57593 SH SOLE 0 0 0 0 VANGUARD DEVELOPED MARKETS ETF 921943858 707 17112 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS ETF 921946406 2657 34000 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY ALL WORLD ETF 922042718 300 2775 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY WORLD STK ETF 922042742 283 4185 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY FTSE EMERGING MKTS ETF 922042858 596 14595 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX FTSE EUR ETF 922042874 444 8051 SH SOLE 0 0 0 0 VANGUARD MUN BD FD TAX-EXEMPT ETF 922907746 247 4815 SH SOLE 0 0 0 0 VANGUARD INDEX S&P 500 ETF 922908363 476 2142 SH SOLE 0 0 0 0 VANGUARD INDEX FDS REIT ETF 922908553 679 8161 SH SOLE 0 0 0 0 VANGUARD INDEX FDS ETF 922908611 295 2401 SH SOLE 0 0 0 0 VANGUARD INDEX FDS ETF 922908629 929 6516 SH SOLE 0 0 0 0 VANGUARD INDEX GROWTH ETF 922908736 447 3522 SH SOLE 0 0 0 0 VANGUARD SMALL CAP ETF 922908751 709 5228 SH SOLE 0 0 0 0 VANGUARD TOTAL STK MKT ETF 922908769 2360 18961 SH SOLE 0 0 0 0 WAL MART STORES INC COM 931142103 729 9628 SH SOLE 0 0 0 0 WALGREEN BOOTSALLIANCE INC COM 931427108 889 11348 SH SOLE 0 0 0 0 WASHINGTON TRBANCORP INC COM 940610108 810 15712 SH SOLE 0 0 0 0 WEBSTER FINL CORP COM 947890109 755 14449 SH SOLE 0 0 0 0 WELLS FARGO & CO COM 949746101 3794 68474 SH SOLE 0 0 0 0 WELLS FARGO & CO CLA COM 949746747 390 15524 SH SOLE 0 0 0 0 WELLS FARGO & CO PFD 949746804 1050 801 SH SOLE 0 0 0 0 WHIRLPOOL CORP COM 963320106 214 1115 SH SOLE 0 0 0 0 YUM BRANDS INC COM 988498101 454 6182 SH SOLE 0 0 0 0 INVESCO ADVANTAGEMUN INC TR COM 46132E103 216 18722 SH SOLE 0 0 0 0 TARGET CORP COM 87612E106 452 8645 SH SOLE 0 0 0 0 TOTAL S A ADR 89151E109 300 6056 SH SOLE 0 0 0 0 TRAVELERS COS INC COM 89417E109 806 6373 SH SOLE 0 0 0 0 ALPS ETF TR ALERIAN ETF 00162Q866 1371 114610 SH SOLE 0 0 0 0 AT&T INC COM 00206R102 5978 158435 SH SOLE 0 0 0 0 ABBVIE INC COM 00287Y109 2645 36484 SH SOLE 0 0 0 0 ABERDEEN INDONESIA FD INC COM 00305P106 93 12196 SH SOLE 0 0 0 0 ADOBE SYS INC COM 00724F101 1236 8737 SH SOLE 0 0 0 0 AETNA INC COM 00817Y108 1983 13061 SH SOLE 0 0 0 0 ALIBABA GROUP HLDG ADR 01609W102 1852 13146 SH SOLE 0 0 0 0 ALPHABET INC CLC COM 02079K107 3641 4007 SH SOLE 0 0 0 0 ALPHABET INC CLA COM 02079K305 5127 5515 SH SOLE 0 0 0 0 ALPINE GLOBAL PREMIER PPTYS FD SH BEN INT 02083A103 63 10000 SH SOLE 0 0 0 0 ALTRIA GROUP INC COM 02209S103 5967 80128 SH SOLE 0 0 0 0 AMERICA MOVIL SAB DEC V ADR 02364W105 764 48000 SH SOLE 0 0 0 0 AMERICAN TOWER REIT COM 03027X100 589 4454 SH SOLE 0 0 0 0 ANHEUSER BUSCH INBEVSA NV ADR 03524A108 326 2953 SH SOLE 0 0 0 0 APOLLO INVT CORP COM 03761U106 112 17500 SH SOLE 0 0 0 0 ARES CAP CORP COM 04010L103 398 24315 SH SOLE 0 0 0 0 ARROW ETF TR ETF 04273H104 330 18015 SH SOLE 0 0 0 0 ATHENAHEALTH INC COM 04685W103 325 2310 SH SOLE 0 0 0 0 AVANGRID INC COM 05351W103 426 9648 SH SOLE 0 0 0 0 BARINGS PARTN INVS SH BEN INT 06761A103 310 22254 SH SOLE 0 0 0 0 BLACKROCK INC COM 09247X101 829 1963 SH SOLE 0 0 0 0 BLACKROCK MUN HOLDINGS FD INC COM 09253N104 187 10700 SH SOLE 0 0 0 0 BLACKSTONE GROUP L P LP 09253U108 1373 41171 SH SOLE 0 0 0 0 BLACKSTONE GSO LONG SHORT CREDIT INC COM 09257D102 217 13423 SH SOLE 0 0 0 0 BLACKSTONE MTG TR COM CLA 09257W100 454 14375 SH SOLE 0 0 0 0 CAMECO CORP COM 13321L108 155 17010 SH SOLE 0 0 0 0 CISCO SYSTEMS INC COM 17275R102 2828 90342 SH SOLE 0 0 0 0 COLONY NORTHSTAR INC COM CLA 19625W104 282 20000 SH SOLE 0 0 0 0 COMCAST CORP CLA COM 20030N101 1179 30302 SH SOLE 0 0 0 0 COMPASS DIVERSIFIEDHLDGS SH BEN INT 20451Q104 10916 625536 SH SOLE 0 0 0 0 COMPASS DIVERSIFIEDHLDGS PFD SER A 20451Q203 247 10000 SH SOLE 0 0 0 0 CONOCOPHILLIPS COM 20825C104 1713 38969 SH SOLE 0 0 0 0 CONSTELLATION BRANDSINC CLA COM 21036P108 441 2275 SH SOLE 0 0 0 0 COSTCO WHOLESALECORP COM 22160K105 920 5754 SH SOLE 0 0 0 0 DEUTSCHE MUN INC TR COM 25160C106 169 12500 SH SOLE 0 0 0 0 DIAGEO PLC ADR 25243Q205 443 3698 SH SOLE 0 0 0 0 DOMINION RES INC COM 25746U109 271 3537 SH SOLE 0 0 0 0 DREYFUS STRATEGICMUN BD FD INC COM 26202F107 243 28517 SH SOLE 0 0 0 0 DUKE ENERGY CORP COM 26441C204 1316 15748 SH SOLE 0 0 0 0 EOG RES INC COM 26875P101 674 7442 SH SOLE 0 0 0 0 EATON VANCE TAXMANAGED BY WRT OP COM 27828Y108 573 37550 SH SOLE 0 0 0 0 ENERGY TRANSFERPARTNERS L P LTD PART 29273R109 1107 54300 SH SOLE 0 0 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 250 3800 SH SOLE 0 0 0 0 EVERSOURCE ENERGY COM 30040W108 557 9174 SH SOLE 0 0 0 0 EXELON CORP COM 30161N101 265 7355 SH SOLE 0 0 0 0 EXPRESS SCRIPTSHLDG CO COM 30219G108 293 4586 SH SOLE 0 0 0 0 EXXON MOBIL CORP COM 30231G102 12333 152771 SH SOLE 0 0 0 0 FACEBOOK INC CLA COM 30303M102 3585 23745 SH SOLE 0 0 0 0 FEDEX CORP COM 31428X106 268 1235 SH SOLE 0 0 0 0 FIRST TR ETF 33738R803 241 10000 SH SOLE 0 0 0 0 GENERAL MOTORS COM 37045V100 336 9625 SH SOLE 0 0 0 0 GLAXOSMITHKLINE PLC ADR 37733W105 348 8079 SH SOLE 0 0 0 0 GOLDMAN SACHS GROUPINC COM 38141G104 2060 9284 SH SOLE 0 0 0 0 HCP INC COM 40414L109 350 10950 SH SOLE 0 0 0 0 INVESCO MUN TR COM 46131J103 149 11600 SH SOLE 0 0 0 0 INVESCO TR INVT GRADNEW YORK MUNS COM 46131T101 209 15286 SH SOLE 0 0 0 0 INVESCO TR MUN OPPTY COM 46132C107 166 12661 SH SOLE 0 0 0 0 IRON MTN INC COM 46284V101 265 7719 SH SOLE 0 0 0 0 ISHARES SILVER TRISHARES ETF 46428Q109 246 15650 SH SOLE 0 0 0 0 ISHARES TR EAFE MIN VOL ETF 46429B689 1326 19146 SH SOLE 0 0 0 0 ISHARES USA MIN VOL ETF 46429B697 1836 37513 SH SOLE 0 0 0 0 ISHARES TR CORE TOTAL INTL STK ETF 46432F834 1538 26817 SH SOLE 0 0 0 0 ISHARES TR CORE EAFE ETF 46432F842 1350 22170 SH SOLE 0 0 0 0 ISHARES TR CORE DIV GROWTH ETF 46434V621 443 14155 SH SOLE 0 0 0 0 JP MORGAN CHASE &CO COM 46625H100 6005 65702 SH SOLE 0 0 0 0 KKR & CO LTD PART 48248M102 525 28215 SH SOLE 0 0 0 0 KINDER MORGAN INCDEL COM 49456B101 963 50262 SH SOLE 0 0 0 0 KINDER MORGAN INCDEL PFD CONV PFD 49456B200 1603 36525 SH SOLE 0 0 0 0 LABORATORY CORP AMERHLDGS COM 50540R409 1109 7196 SH SOLE 0 0 0 0 MACQUARIEINFRASTRUCTURE COM 55608B105 426 5428 SH SOLE 0 0 0 0 MASTERCARD INC CL A CLA COM 57636Q104 596 4909 SH SOLE 0 0 0 0 MCKESSON CORP COM 58155Q103 266 1616 SH SOLE 0 0 0 0 MERCK & CO INC COM 58933Y105 2840 44314 SH SOLE 0 0 0 0 METLIFE INC COM 59156R108 434 7906 SH SOLE 0 0 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 103 10180 SH SOLE 0 0 0 0 MONSANTO CO COM 61166W101 328 2768 SH SOLE 0 0 0 0 NEXTERA ENERGY INC COM 65339F101 558 3982 SH SOLE 0 0 0 0 NOVARTIS AG ADR 66987V109 770 9219 SH SOLE 0 0 0 0 NVIDIA CORP COM 67066G104 943 6525 SH SOLE 0 0 0 0 NUVEEN DIV ADVANTAGE MUN FD COM 67066V101 152 10808 SH SOLE 0 0 0 0 O REILLYAUTOMOTIVE INC COM 67103H107 301 1376 SH SOLE 0 0 0 0 ORACLE CORP COM 68389X105 538 10725 SH SOLE 0 0 0 0 PIMCO ENHACED LOW DURATION ETF 72201R718 236 2329 SH SOLE 0 0 0 0 PIMCO ETF TR ETF 72201R775 200 1890 SH SOLE 0 0 0 0 PIMCO INTERMUN BD ETF 72201R866 214 4000 SH SOLE 0 0 0 0 POWERSHARES QQQ TRUNIT SER 1 ETF 73935A104 4442 32275 SH SOLE 0 0 0 0 POWERSHARES DWA MOMENTUM ETF 73935X153 316 6745 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TRFINL PFD PORTFOLIO ETF 73935X229 684 35813 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TR DYNAMICBUYBACK ACHIEVERSPORT ETF 73935X286 815 15191 SH SOLE 0 0 0 0 POWERSHARES DWA ENERGY MOMENTUM ETF 73935X385 307 9175 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TR US 1500 SMALL MID ETF 73935X567 1345 11363 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FDTR FTSE RAFI US 1000PORT ETF 73935X583 2379 23012 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FDTR INTL DIVIDACHIEVERS PORTFOLIO ETF 73935X716 397 25858 SH SOLE 0 0 0 0 POWERSHARES ETF TR II PWRS INT BUYBK ETF 73937B621 1388 43215 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TR IIPOWERSHARES S&P 500HIGH DIVID PORT ETF 73937B654 544 13525 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FDTR II S&P 500 LOWVOLATILITY PORT ETF 73937B779 4472 99980 SH SOLE 0 0 0 0 PRAXAIR INC COM 74005P104 359 2709 SH SOLE 0 0 0 0 PROSHARES TR PSHS UL SHORT ETF 74347B300 409 32245 SH SOLE 0 0 0 0 PROSHARES TR SHORT S&P ETF 74347B425 348 10390 SH SOLE 0 0 0 0 PROSHARES TR S&P 500DIVID ARISTO ETF 74348A467 5683 98366 SH SOLE 0 0 0 0 PROSPECT CAP CORP COM 74348T102 369 45438 SH SOLE 0 0 0 0 QUINTILES IMS HOLDINGS INC COM 74876Y101 240 2680 SH SOLE 0 0 0 0 RYDEX ETF TRGUGGENHEIM S&P 500 ETF 78355W106 4096 44192 SH SOLE 0 0 0 0 RYDEX ETF TRGUGGENHEIM RUSSELL ETF 78355W205 486 2840 SH SOLE 0 0 0 0 RYDEX ETF TRGUGGENHEIM S&P 500 PURE GROWTH ETF 78355W403 410 4357 SH SOLE 0 0 0 0 SPDR S&P 500 ETF 78462F103 5869 24273 SH SOLE 0 0 0 0 SPDR GOLD TR GOLDSHS ETF 78463V107 1317 11156 SH SOLE 0 0 0 0 SPDR INDEX SHS FD S&P EMERGING MKTS ETF 78463X756 310 6650 SH SOLE 0 0 0 0 SPDR SER TR BLOOMBERG BARCLAYS CONV SECS ETF 78464A359 316 6375 SH SOLE 0 0 0 0 SPDR SER TR S&P REGLBKG ETF 78464A698 389 7075 SH SOLE 0 0 0 0 SPDR SER TR S&PDIVID ETF ETF 78464A763 1680 18903 SH SOLE 0 0 0 0 SPDR SER TR S&P BK ETF 78464A797 1043 23963 SH SOLE 0 0 0 0 SPDR SER TR S&PBIOTECH ETF ETF 78464A870 1079 13983 SH SOLE 0 0 0 0 SPDR DOW JONES IND AVG ETF 78467X109 433 2032 SH SOLE 0 0 0 0 SPDR S&P MIDCAP400 ETF ETF 78467Y107 511 1609 SH SOLE 0 0 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 314 13028 SH SOLE 0 0 0 0 SALESFORCE.COM INC COM 79466L302 385 4447 SH SOLE 0 0 0 0 SANOFI ADR 80105N105 522 10898 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR ENERGY ETF 81369Y506 845 13019 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR FINANCIAL ETF 81369Y605 748 30320 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY ETF 81369Y803 219 4004 SH SOLE 0 0 0 0 SERVICENOW INC COM 81762P102 258 2432 SH SOLE 0 0 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 225 2350 SH SOLE 0 0 0 0 SPECTRANETICS CORP COM 84760C107 558 14538 SH SOLE 0 0 0 0 SPROTT FOCUS TR INC COM 85028J109 2141 290497 SH SOLE 0 0 0 0 TESLA MTRS INC COM 88160R101 419 1159 SH SOLE 0 0 0 0 3M CO COM 88579Y101 1657 7957 SH SOLE 0 0 0 0 TWO HBRS INVT CORP COM 90187B101 140 14100 SH SOLE 0 0 0 0 UNITEDHEALTH GROUPINC COM 91324P102 1640 8846 SH SOLE 0 0 0 0 UNITI GROUP INC COM 91325V108 293 11674 SH SOLE 0 0 0 0 VALERO ENERGY CORP COM 91913Y100 481 7127 SH SOLE 0 0 0 0 VANECK VECTORS GOLD ETF 92189F106 709 32126 SH SOLE 0 0 0 0 VANECK VECTORS AGRIBUSINESS ETF 92189F700 231 4200 SH SOLE 0 0 0 0 VANECK VECTORS JR GOLD ETF 92189F791 395 11825 SH SOLE 0 0 0 0 VANGUARD WORLD FD ENERGY ETF 92204A306 701 7920 SH SOLE 0 0 0 0 VANGUARD WORLD FDS FINLS ETF ETF 92204A405 5525 88327 SH SOLE 0 0 0 0 VANGUARD WORLD FDS HEALTH CARE ETF 92204A504 2206 14968 SH SOLE 0 0 0 0 VANGUARD WORLD FDS INDLS ETF 92204A603 259 2018 SH SOLE 0 0 0 0 VANGUARD WORLD FDSVANGUARD INFORMATION ETF 92204A702 1517 10774 SH SOLE 0 0 0 0 VERIZONCOMMUNICATIONS INC COM 92343V104 2776 62153 SH SOLE 0 0 0 0 VISA INC CLA COM 92826C839 3479 37097 SH SOLE 0 0 0 0 VODAFONE GROUP PLC ADR 92857W308 205 7137 SH SOLE 0 0 0 0 W P CAREY INC COM 92936U109 237 3587 SH SOLE 0 0 0 0 WELLTOWER INC COM 95040Q104 318 4255 SH SOLE 0 0 0 0 WESTERN ASSET MANAGED MUNI FD COM 95766M105 199 14444 SH SOLE 0 0 0 0 WISDOMTREE TR MIDCAPDIVID FD ETF 97717W505 332 3400 SH SOLE 0 0 0 0 WISDOM TREE INTL SMALL CAP DIV ETF 97717W760 526 7567 SH SOLE 0 0 0 0 WISDOMTREE TR EUROPE HEDGE ETF 97717X701 298 4781 SH SOLE 0 0 0 0 YUM CHINA HLDGS INC COM 98850P109 272 6909 SH SOLE 0 0 0 0 ALLERGAN PLC COM G0177J108 594 2443 SH SOLE 0 0 0 0 AON PLC SHRS CL A G0408V102 497 3737 SH SOLE 0 0 0 0 ACCENTURE PLCIRELAND CLA COM G1151C101 393 3174 SH SOLE 0 0 0 0 CONSOLIDATED WATERCO COM G23773107 202 4938 SH SOLE 0 0 0 0 EATON CORP COM G29183103 176 14159 SH SOLE 0 0 0 0 MEDTRONICS PLC COM G5960L103 503 6467 SH SOLE 0 0 0 0 CHUBB LTD COM H1467J104 1420 16006 SH SOLE 0 0 0 0 GASLOG PARTNERS LP LTD PART Y2687W108 2164 14883 SH SOLE 0 0 0 0 TEEKAY TANKERS LTDCL A CLA COM Y8565N102 27 14652 SH SOLE 0 0 0 0