0001529628-20-000038.txt : 20200318 0001529628-20-000038.hdr.sgml : 20200318 20200318084707 ACCESSION NUMBER: 0001529628-20-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200318 DATE AS OF CHANGE: 20200318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beckelman Lee E CENTRAL INDEX KEY: 0001315758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 20723299 MAIL ADDRESS: STREET 1: 12001 NORTH HOUSTON ROSSLYN CITY: HOUSTON STATE: TX ZIP: 77086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Sand, Inc. CENTRAL INDEX KEY: 0001529628 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 452809926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 HUGHES LANDING BOULEVARD STREET 2: SUITE 800 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: (281) 231-2660 MAIL ADDRESS: STREET 1: 1725 HUGHES LANDING BOULEVARD STREET 2: SUITE 800 CITY: THE WOODLANDS STATE: TX ZIP: 77380 4 1 wf-form4_158453560976649.xml FORM 4 X0306 4 2020-03-16 0 0001529628 Smart Sand, Inc. SND 0001315758 Beckelman Lee E C/O SMART SAND, INC. 1725 HUGHES LANDING BLVD, SUITE 800 THE WOODLANDS TX 77380 0 1 0 0 Chief Financial Officer Common Stock 2020-03-16 4 A 0 7968 0 A 313108 D Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on March 30, 2017. On March 16, 2020, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2017 and continuing through December 31, 2019. Following the conclusion of the three year performance period, the Compensation Committee confirmed the performance of the Company relative to these goals at 97.2%. /s/ Lee E. Beckelman 2020-03-18