0001171843-13-000605.txt : 20130214 0001171843-13-000605.hdr.sgml : 20130214 20130214202923 ACCESSION NUMBER: 0001171843-13-000605 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antal James CENTRAL INDEX KEY: 0001315696 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32954 FILM NUMBER: 13617234 MAIL ADDRESS: STREET 1: 30952 STEEPLECHASE DRIVE CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEVELAND BIOLABS INC CENTRAL INDEX KEY: 0001318641 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 200077155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 73 HIGH STREET CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: (716) 849-6810 MAIL ADDRESS: STREET 1: 73 HIGH STREET CITY: BUFFALO STATE: NY ZIP: 14203 5 1 form5.xml ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0306 5 2012-12-31 0 1 0001318641 CLEVELAND BIOLABS INC CBLI 0001315696 Antal James C/O CLEVELAND BIOLABS, INC. 73 HIGH STREET BUFFALO NY 14203 1 0 0 0 Common Stock, par value $0.005 per share 2012-12-27 4 P 0 4300 1.35 A 4300 I Held by Trust Common Stock, par value $0.005 per share 27258 D The transaction reported in this Form 5 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2011 and these shares are held by a trust of which the reporting person is a trustee. /s/ Leah Brownlee, Attorney-in-fact for James Antal 2013-02-14