0001171843-13-000605.txt : 20130214
0001171843-13-000605.hdr.sgml : 20130214
20130214202923
ACCESSION NUMBER: 0001171843-13-000605
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antal James
CENTRAL INDEX KEY: 0001315696
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32954
FILM NUMBER: 13617234
MAIL ADDRESS:
STREET 1: 30952 STEEPLECHASE DRIVE
CITY: SAN JUAN CAPISTRANO
STATE: CA
ZIP: 92675
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEVELAND BIOLABS INC
CENTRAL INDEX KEY: 0001318641
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 200077155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 73 HIGH STREET
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: (716) 849-6810
MAIL ADDRESS:
STREET 1: 73 HIGH STREET
CITY: BUFFALO
STATE: NY
ZIP: 14203
5
1
form5.xml
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
X0306
5
2012-12-31
0
1
0001318641
CLEVELAND BIOLABS INC
CBLI
0001315696
Antal James
C/O CLEVELAND BIOLABS, INC.
73 HIGH STREET
BUFFALO
NY
14203
1
0
0
0
Common Stock, par value $0.005 per share
2012-12-27
4
P
0
4300
1.35
A
4300
I
Held by Trust
Common Stock, par value $0.005 per share
27258
D
The transaction reported in this Form 5 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2011 and these shares are held by a trust of which the reporting person is a trustee.
/s/ Leah Brownlee, Attorney-in-fact for James Antal
2013-02-14