0000947871-15-000049.txt : 20150122
0000947871-15-000049.hdr.sgml : 20150122
20150122123713
ACCESSION NUMBER: 0000947871-15-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150112
FILED AS OF DATE: 20150122
DATE AS OF CHANGE: 20150122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockwood Holdings, Inc.
CENTRAL INDEX KEY: 0001315695
STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800]
IRS NUMBER: 522277366
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-514-0300
MAIL ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riordan Thomas
CENTRAL INDEX KEY: 0001334630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32609
FILM NUMBER: 15541006
MAIL ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
4
1
ss413319_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-01-12
1
0001315695
Rockwood Holdings, Inc.
ROC
0001334630
Riordan Thomas
C/O ROCKWOOD HOLDINGS, INC.
100 OVERLOOK CENTER
PRINCETON
NJ
08540
0
1
0
0
Executive VP & Chief Admin Ofr
Common Stock, par value $0.01 per share
2015-01-12
4
D
0
25516
D
15959
D
Common Stock, par value $0.01 per share
2015-01-12
4
A
0
3910
0
A
19869
D
Common Stock, par value $0.01 per share
2015-01-12
4
D
0
11727
78.68
D
8142
D
Common Stock, par value $0.01 per share
2015-01-12
4
A
0
1261
0
A
9403
D
Common Stock, par value $0.01 per share
2015-01-12
4
D
0
9403
78.68
D
0
D
Disposed of pursuant to an Agreement and Plan of Merger dated as of July 15, 2014, by and among Albemarle Corporation, Albemarle Holdings Corporation and Rockwood Holdings, Inc., in exchange for $1,292,405.39 and 12,255 shares of common stock of Albemarle Corporation having a market value of $59.70 per share as of the close of trading on the effective date of the merger.
Represents additional shares of common stock of the Issuer that were earned upon the closing of the merger on market stock units granted in December 2012 in addition to the number of target shares reported on December 14, 2012. These shares include 185 shares representing dividend equivalent rights accrued to the reporting person on the additional shares.
These market stock units were converted, as of the effective time of the merger, into a cash amount equal to $922,680.36 (less any required withholding taxes), which amount was calculated based on the per-share merger consideration and the issuer's share performance as of the effective time of the merger. The market stock units (as so earned) vested in full upon the reporting person's qualifying termination of employment as of the effective date of the merger, in accordance with the terms of the award.
Represents additional shares of common stock of the Issuer that were earned upon the closing of the merger on market stock units granted in December 2013 in addition to the number of target shares reported on December 18, 2013. These shares include 28 shares representing dividend equivalent rights accrued to the reporting person on the additional shares.
These market stock units were converted, as of the effective time of the merger, into a cash amount equal to $739,828.04 (less any required withholding taxes), which amount was calculated based on the per-share merger consideration and the issuer's share performance as of the effective time of the merger. The market stock units (as so earned) vested in full upon the reporting person's qualifying termination of employment as of the effective date of the merger, in accordance with the terms of the award.
/s/ Thomas Riordan
2015-01-22