0001315098-24-000036.txt : 20240222 0001315098-24-000036.hdr.sgml : 20240222 20240222204129 ACCESSION NUMBER: 0001315098-24-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240220 FILED AS OF DATE: 20240222 DATE AS OF CHANGE: 20240222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baszucki Gregory CENTRAL INDEX KEY: 0001834990 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 24666973 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 200991664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wk-form4_1708652475.xml FORM 4 X0508 4 2024-02-20 0 0001315098 Roblox Corp RBLX 0001834990 Baszucki Gregory C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 1 0 0 0 0 Class A Common Stock 2024-02-20 4 J 0 1596 0 D 10814 D Class A Common Stock 869250 I See Footnotes Class A Common Stock 9786603 I See Footnotes Class A Common Stock 869250 I See Footnotes Class A Common Stock 1319500 I See Footnotes Phantom Stock 2024-02-20 4 J 0 1596 A Class A Common Stock 1596 4788 D In connection with the vesting on February 20, 2024, of restricted stock units previously granted to the reporting person, the reporting person's receipt of 1,596 shares of Class A common stock was deferred, resulting in the reporting person's receipt instead of 1,596 shares of phantom stock pursuant to Roblox Corporation's deferred compensation plan. The reporting person is therefore reporting the disposition of 1,596 shares of Class A common stock in exchange for an equal number of shares of phantom stock. A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. These shares are held directly by the Morningstar Dynasty Trust dtd 11/13/2020 of which Bessemer Trust Company of DE, N.A. serves as trustee. The reporting person may be deemed to have beneficial ownership of the shares held by the trust. These shares are held of record by the Greg and Christina Baszucki Living Trust dtd 08/18/2006 of which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the shares held by the Trust. These shares are held directly by the Crossbow Dynasty Trust dtd 11/13/2020 of which Bessemer Trust Company of DE, N.A. serves as trustee. The reporting person may be deemed to have beneficial ownership of the shares held by the trust. These shares are held directly under a Roth IRA account for the reporting person (formerly known as the PENSCO Trust Co). Each share of phantom stock represents a right to receive one share of Class A common stock. The phantom stock becomes payable in 10 equal annual installments starting on the date the Reporting Person ceases to be a service provider. /s/ Mark Reinstra Attorney-in-Fact for Gregory Baszucki 2024-02-22