0001315098-23-000188.txt : 20231124 0001315098-23-000188.hdr.sgml : 20231124 20231124152004 ACCESSION NUMBER: 0001315098-23-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231121 FILED AS OF DATE: 20231124 DATE AS OF CHANGE: 20231124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guthrie Michael CENTRAL INDEX KEY: 0001607880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 231436611 MAIL ADDRESS: STREET 1: TRUECAR, INC., 120 BROADWAY, SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wk-form4_1700857195.xml FORM 4 X0508 4 2023-11-21 0 0001315098 Roblox Corp RBLX 0001607880 Guthrie Michael C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2023-11-21 4 S 0 14558 36.691 D 258379 D Class A Common Stock 2023-11-21 4 S 0 147 37.358 D 258232 D Class A Common Stock 2023-11-22 4 G 0 13631 0 D 244601 D Class A Common Stock 2023-11-22 4 G 0 13631 0 A 61422 I See Footnote Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale was to satisfy tax withholding obligations to be funded by a "sell to cover' transaction. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $36.35 to $37.34, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $37.35 to $37.43, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents a gift of shares to the Guthrie Family Irrevocable GST Exempt Trust dtd. 10/29/2021. These shares are held by the Guthrie Family Irrevocable GST Exempt Trust dtd. 10/29/2021. The Reporting Person may be deemed to have beneficial ownership of the securities held by the trust. /s/ Adele Freedman Attorney-in-Fact for Michael J. Guthrie 2023-11-24