0001315098-23-000164.txt : 20231020 0001315098-23-000164.hdr.sgml : 20231020 20231020174719 ACCESSION NUMBER: 0001315098-23-000164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231018 FILED AS OF DATE: 20231020 DATE AS OF CHANGE: 20231020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reinstra Mark CENTRAL INDEX KEY: 0001835037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 231337888 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wk-form4_1697838429.xml FORM 4 X0508 4 2023-10-18 0 0001315098 Roblox Corp RBLX 0001835037 Reinstra Mark C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 1 0 0 Gen. Counsel & Secretary 0 Class A Common Stock 2023-10-18 4 M 0 4000 3.405 A 324763 D Class A Common Stock 2023-10-18 4 S 0 4000 30.62 D 320763 D Class A Common Stock 72058 I See Footnotes Class A Common Stock 22364 I See Footnotes Class A Common Stock 22364 I See Footnote Stock Option (Right to Buy) 3.405 2023-10-18 4 M 0 4000 0 D 2030-12-09 Class A Common Stock 4000 465896 D A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 24, 2023. These shares are held directly by the San Domenico Trust dated August 12, 1999 for which the reporting person serves as trustee. The Reporting Person may be deemed to have beneficial ownership over the securities held by the trust. These shares are held directly by the Mark L. Reinstra 2022 Annuity Trust for which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust. These shares are held directly by the Susan P. Reinstra 2022 Annuity Trust for which the Reporting Person serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust. 1/4th of the shares subject to the option became vested and exercisable on December 4, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. /s/ Adele Freedman Attorney-in-Fact for Mark Reinstra 2023-10-20