0001315098-23-000095.txt : 20230530 0001315098-23-000095.hdr.sgml : 20230530 20230530190817 ACCESSION NUMBER: 0001315098-23-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230525 FILED AS OF DATE: 20230530 DATE AS OF CHANGE: 20230530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baszucki Gregory CENTRAL INDEX KEY: 0001834990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 23978436 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wf-form4_168548806989003.xml FORM 4 X0407 4 2023-05-25 0 0001315098 Roblox Corp RBLX 0001834990 Baszucki Gregory C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 1 0 0 0 0 Class A Common Stock 2023-05-25 4 A 0 6382 0 A 15602 D Class A Common Stock 869250 I See Footnotes Class A Common Stock 869250 I See Footnotes Class A Common Stock 9880267 I See Footnotes Class A Common Stock 1319500 I See Footnotes These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 1/4th of the RSUs shall vest on each of August 20, 2023, November 20, 2023 and February 20, 2024, and the remaining 1/4th of the RSUs shall vest on the earlier of (i) the day before the annual meeting of stockholders held in 2024 or (ii) May 25, 2024, subject to the Reporting Person continuing as a service provider through each vest date. A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. These shares are held directly by the Morningstar Dynasty Trust dtd 11/13/2020 of which Bessemer Trust Company of DE, N.A. serves as trustee. The reporting person may be deemed to have beneficial ownership of the shares held by the trust. These shares are held directly by the Crossbow Dynasty Trust dtd 11/13/2020 of which Bessemer Trust Company of DE, N.A. serves as trustee. The reporting person may be deemed to have beneficial ownership of the shares held by the trust. These shares are held of record by the Greg and Christina Baszucki Living Trust dtd 08/18/2006 of which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the shares held by the Trust. These shares are held directly under a Roth IRA account for the reporting person (formerly known as the PENSCO Trust Co). /s/ Mark Reinstra Attorney-in-Fact for Gregory Baszucki 2023-05-30