0001315098-22-000178.txt : 20221128 0001315098-22-000178.hdr.sgml : 20221128 20221128193317 ACCESSION NUMBER: 0001315098-22-000178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220831 FILED AS OF DATE: 20221128 DATE AS OF CHANGE: 20221128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baszucki David CENTRAL INDEX KEY: 0001834991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 221427854 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wf-form4_166968197951130.xml FORM 4 X0306 4 2022-08-31 0 0001315098 Roblox Corp RBLX 0001834991 Baszucki David C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 1 1 1 0 President & CEO Class A Common Stock 2022-11-23 4 M 0 550000 0.0759 A 550001 D Class A Common Stock 2022-11-23 4 S 0 549577 31.8531 D 424 D Class A Common Stock 2022-11-23 4 S 0 423 32.18 D 1 D Class A Common Stock 2022-11-23 4 G 0 100000 0 D 1112500 I See Footnote Class A Common Stock 2022-11-23 4 G 0 100000 0 A 100000 I See Footnote Class A Common Stock 2022-11-23 4 S 0 99923 31.8531 D 77 I See Footnote Class A Common Stock 2022-11-23 4 S 0 77 32.18 D 0 I See Footnote Class A Common Stock 750000 I See Footnote Class A Common Stock 375000 I See Footnote Stock Option (Right to Buy) 0.0759 2022-11-23 4 M 0 550000 0.0759 D 2026-03-21 Class A Common Stock 550000.0 4184730 D Class B Common Stock 2022-08-31 4 G 0 16000 0 D Class A Common Stock 16000.0 25774354 I See Footnote Class B Common Stock 2022-08-31 4 G 0 8000 0 A Class A Common Stock 8000.0 12781474 I See Footnote Class B Common Stock 2022-08-31 4 G 0 8000 0 A Class A Common Stock 8000.0 12781474 I See Footnote The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 27, 2022. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $31.18 to $32.17, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents a transfer of shares by the Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation. Due to an administrative error, the Reporting Person's Form 4 dated August 24, 2022 incorrectly reported that the transfer of 8,000 shares by the Reporting Person's Trust to each of the 2020 David Baszucki Gift Trust dtd 12/31/2018 and the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 was of Class A shares. These transfers were of Class B shares. The balances reflected herein have been updated to correct this error. These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee. These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. All of the shares subject to the option are fully vested and exercisable as of the date hereof. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the election of the Reporting Person and has no expiration date. Represents a transfer of 8,000 shares by the Reporting Person's Trust to each of the 2020 David Baszucki Gift Trust dtd 12/31/2018 and the 2020 Jan Baszucki Gift Trust dtd 12/31/2018. The Bessemer Trust Company of Delaware, N.A. serves as trustee for each of these Gift Trusts. Includes 180 shares of Class B Common Stock that had not previously been reflected in the Reporting Person's beneficially owned securities due to an administrative error. /s/ Mark Reinstra Attorney-in-Fact for David Baszucki 2022-11-28