0001315098-21-000059.txt : 20211124 0001315098-21-000059.hdr.sgml : 20211124 20211124190039 ACCESSION NUMBER: 0001315098-21-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211122 FILED AS OF DATE: 20211124 DATE AS OF CHANGE: 20211124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baszucki David CENTRAL INDEX KEY: 0001834991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211448645 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wf-form4_163779842516961.xml FORM 4 X0306 4 2021-11-22 0 0001315098 Roblox Corp RBLX 0001834991 Baszucki David C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 1 1 1 0 President & CEO Class A Common Stock 2021-11-22 4 S 0 5150 126.4178 D 52750 I See Footnote Class A Common Stock 2021-11-22 4 S 0 8880 127.4447 D 43870 I See Footnote Class A Common Stock 2021-11-22 4 S 0 10824 128.4167 D 33046 I See Footnote Class A Common Stock 2021-11-22 4 S 0 7614 129.2939 D 25432 I See Footnote Class A Common Stock 2021-11-22 4 S 0 5270 130.2565 D 20162 I See Footnote Class A Common Stock 2021-11-22 4 S 0 1664 131.4597 D 18498 I See Footnote Class A Common Stock 2021-11-22 4 S 0 2300 132.7826 D 16198 I See Footnote Class A Common Stock 2021-11-22 4 S 0 2200 133.8027 D 13998 I See Footnote Class A Common Stock 2021-11-22 4 S 0 200 134.97 D 13798 I See Footnote Class A Common Stock 2021-11-22 4 S 0 3819 135.9688 D 9979 I See Footnote Class A Common Stock 2021-11-22 4 S 0 3279 137.0238 D 6700 I See Footnote Class A Common Stock 2021-11-22 4 S 0 4600 137.9763 D 2100 I See Footnote Class A Common Stock 2021-11-22 4 S 0 2100 138.78 D 0 I See Footnote Class A Common Stock 2021-11-22 4 S 0 6900 118.2226 D 743100 I See Footnote Class A Common Stock 2021-11-22 4 S 0 5987 119.3519 D 737113 I See Footnote Class A Common Stock 2021-11-22 4 S 0 53596 120.1772 D 683517 I See Footnote Class A Common Stock 2021-11-22 4 S 0 23256 121.4538 D 660261 I See Footnote Class A Common Stock 2021-11-22 4 S 0 84410 122.363 D 575851 I See Footnote Class A Common Stock 2021-11-22 4 S 0 48383 123.3171 D 527468 I See Footnote Class A Common Stock 2021-11-22 4 S 0 27868 124.3228 D 499600 I See Footnote Class A Common Stock 2021-11-22 4 S 0 8700 125.139 D 490900 I See Footnote Class A Common Stock 2021-11-22 4 S 0 10671 126.4206 D 480229 I See Footnote Class A Common Stock 2021-11-22 4 S 0 16036 127.4119 D 464193 I See Footnote Class A Common Stock 2021-11-22 4 S 0 25658 128.4623 D 438535 I See Footnote Class A Common Stock 2021-11-22 4 S 0 12665 129.3606 D 425870 I See Footnote Class A Common Stock 2021-11-22 4 S 0 10276 130.312 D 415594 I See Footnote Class A Common Stock 2021-11-22 4 S 0 3500 131.2923 D 412094 I See Footnote Class A Common Stock 2021-11-22 4 S 0 2957 132.7706 D 409137 I See Footnote Class A Common Stock 2021-11-22 4 S 0 5397 133.4742 D 403740 I See Footnote Class A Common Stock 2021-11-22 4 S 0 1600 135.0744 D 402140 I See Footnote The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 30, 2021. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $125.87 to $126.83, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.87 to $127.86, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.89 to $128.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $128.89 to $129.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $129.89 to $130.84, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $130.95 to $131.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $132.39 to $133.37, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $133.41 to $134.25, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $134.50 to $135.44, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $135.50 to $136.38, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $136.55 to $137.52, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $137.55 to $138.43, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $138.61 to $139.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.75 to $118.74, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.82 to $119.77, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.83 to $120.82, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $120.86 to $121.85, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $121.86 to $122.85, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $122.86 to $123.85, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $123.86 to $124.85, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $124.86 to $125.70, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.91 to $127.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.93 to $128.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $128.93 to $130.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $129.93 to $130.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $130.94 to $131.79, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $132.19 to $133.04, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $133.26 to $133.86, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $134.53 to $135.50, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This Form 4 is the second of three Forms 4 being filed by the Reporting Person relating to the same event. /s/ Mark Reinstra Attorney-in-Fact for David Baszucki 2021-11-24