0001209191-23-042322.txt : 20230714 0001209191-23-042322.hdr.sgml : 20230714 20230714193319 ACCESSION NUMBER: 0001209191-23-042322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230712 FILED AS OF DATE: 20230714 DATE AS OF CHANGE: 20230714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nam Hodong CENTRAL INDEX KEY: 0001836648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 231090244 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures IV, L.P. CENTRAL INDEX KEY: 0001833040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 231090245 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 843 5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures Management Inc. CENTRAL INDEX KEY: 0001881755 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 231090242 BUSINESS ADDRESS: STREET 1: 250 CALIFORNIA DR, FLOOR 4 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: (650) 234-9771 MAIL ADDRESS: STREET 1: 250 CALIFORNIA DR, FLOOR 4 CITY: BURLINGAME STATE: CA ZIP: 94010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Han CENTRAL INDEX KEY: 0001836652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 231090243 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-12 0 0001315098 Roblox Corp RBLX 0001833040 Altos Ventures IV, L.P. C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001836648 Nam Hodong C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001836652 Kim Han C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001881755 Altos Ventures Management Inc. C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0 Class A Common Stock 2023-07-12 4 J 0 43755 0.00 A 119286 I See Footnotes Class A Common Stock 2023-07-12 4 J 0 363452 0.00 A 2368313 I See Footnotes Class A Common Stock 2023-07-12 4 J 0 96371 0.00 A 325233 I See Footnotes Class A Common Stock 72 I See Footnotes Class A Common Stock 100000 I See Footnotes Class A Common Stock 100000 I See Footnotes Class A Common Stock 2023-07-12 4 J 0 363452 0.00 A 2496310 I See Footnotes Class A Common Stock 2023-07-12 4 J 0 96372 0.00 A 325235 I See Footnotes Represents shares of the Issuer's Class A Common Stock received by the reporting person in distributions from Altos Roblox SPV 2020, LLC. These shares are held directly by Altos Ventures Management Inc. The members of the Board of Directors of Altos Ventures Management, Inc. (AVMI) are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors of AVMI disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Represents shares of the Issuer's Class A Common Stock received in pro-rata in kind distributions Altos Ventures IV, L.P., Altos Ventures IV Reserve Fund, L.P., Altos Roblox SPV 2, LLC and Altos Hybrid 2, LP to their respective partners. These shares are held by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Represents shares of the Issuer's Class A Common Stock received in a pro-rata in kind distribution by Altos Roblox SPV 2020, LLC to its partners. These shares are directly by Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Mr. Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by trusts for the minor children of Mr. Nam, for which Mr. Nam serves as co-trustee. These shares are held by the Shipshead Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Nam-MacGill 2020 Irrevocable Children's Trust for which Mr. Nam serves as co-trustee. These shares are held directly by The Kim Living Trust for which Mr. Kim serves as trustee. Mr. Kim disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. These shares are held directly by Han Family Investments, LLC - Sub Fund No. 1 which Mr. Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of the shares except to the extent of pecuniary interest therein. This Form 4 is the second of two Forms 4 filed by the Reporting Persons relating to the same events. The Form 4 has been split into two filings in order to include all Reporting Persons. /s/ Anthony P. Lee, managing director of Altos IV LR GP, LLC, general partner of Altos Ventures IV, L.P. 2023-07-13 /s/ Hodong Nam 2023-07-13 /s/ Han Kim 2023-07-13 /s/Anthony P. Lee, authorized signatory for Altos Ventures Management, Inc. 2023-07-13