0001209191-22-047433.txt : 20220824 0001209191-22-047433.hdr.sgml : 20220824 20220824211445 ACCESSION NUMBER: 0001209191-22-047433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220822 FILED AS OF DATE: 20220824 DATE AS OF CHANGE: 20220824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures IV Reserve Fund, L.P. CENTRAL INDEX KEY: 0001766268 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 221192782 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Hybrid 2, L.P. CENTRAL INDEX KEY: 0001694364 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 221192786 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 234-9771 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Roblox SPV 2, LLC CENTRAL INDEX KEY: 0001747200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 221192788 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Roblox SPV 1, LLC CENTRAL INDEX KEY: 0001747201 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 221192787 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures Management Inc. CENTRAL INDEX KEY: 0001881755 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 221192785 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 234-9771 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures IV Liquidity Fund, L.P. CENTRAL INDEX KEY: 0001766317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 221192781 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Roblox SPV 2020, LLC CENTRAL INDEX KEY: 0001803466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 221192780 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Hybrid 4, L.P. CENTRAL INDEX KEY: 0001826414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 221192784 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 843 5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures IV, L.P. CENTRAL INDEX KEY: 0001833040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 221192783 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 843 5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-08-22 0 0001315098 Roblox Corp RBLX 0001833040 Altos Ventures IV, L.P. C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001766268 Altos Ventures IV Reserve Fund, L.P. C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001766317 Altos Ventures IV Liquidity Fund, L.P. C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001803466 Altos Roblox SPV 2020, LLC C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001747200 Altos Roblox SPV 2, LLC C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001747201 Altos Roblox SPV 1, LLC C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001694364 Altos Hybrid 2, L.P. C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001881755 Altos Ventures Management Inc. C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 0001826414 Altos Hybrid 4, L.P. C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 0 1 0 Class A Common Stock 2022-08-22 4 J 0 354590 0.00 D 15501459 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 891 0.00 D 581719 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 294291 0.00 D 27957821 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 142731 0.00 D 12964964 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 78981 0.00 D 2603897 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 97975 0.00 D 18615712 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 243 0.00 D 311014 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 26658 0.00 A 59988 I See Footnotes Class A Common Stock 111112 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 268229 0.00 A 1784464 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 37685 0.00 A 156484 I See Footnotes Class A Common Stock 72 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 268229 0.00 A 1622462 I See Footnotes Class A Common Stock 2022-08-22 4 J 0 37685 0.00 A 156484 I See Footnotes Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. to its partners. The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; and the general partner of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC (collectively, the General Partners). The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any. These shares are held directly by Altos Ventures IV, L.P. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its partners. These shares are held directly by Altos Ventures IV Reserve Fund, L.P. The members of the Board of Directors of Altos Ventures Management, Inc. (AVMI) are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors of AVMI disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its partners. These shares are held directly by Altos Ventures IV Liquidity Fund, L.P. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its partners. These shares are held directly by Altos Roblox SPV 2020, LLC. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its partners. These shares are held directly by Altos Roblox SPV 2, LLC. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its partners. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Hybrid 2, L.P. to its partners. These shares are held directly by Altos Hybrid 2, L.P. Represents shares of the Issuer's Class A Common Stock acquired in a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock from Altos Roblox 2020 Management Partners, LLC and Altos Roblox Management Partners, LLC. These shares are held directly by Altos Ventures Management Inc. These shares are held directly by Altos Hybrid 4, L.P. Includes 289,262 shares transferred from the Nam-MacGill LLC-Sub Fund No. 1 since the Reporting Person's last Form 4. These shares are held by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are directly by Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Mr. Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by trusts for the minor children of Mr. Nam, for which Mr. Nam serves as co-trustee. These shares are held directly by The Kim Living Trust for which Mr. Kim serves as trustee. Mr. Kim disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. These shares are held directly by Han Family Investments, LLC - Sub Fund No. 1 which Mr. Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of the shares except to the extent of pecuniary interest therein. This Form 4 is the first of two Forms 4 being filed by the Reporting Persons relating to the same event. This Form 4 has been split into two filings in order to include all Reporting Persons. /s/ Anthony P. Lee, Managing Director of Altos Management Partners IV, LLC, the general partner of Altos Ventures IV, LP 2022-08-24 /s/ Anthony P. Lee, Managing Director of Altos Ventures Management Partners IV LR GP, LLC, the managing member of Altos Ventures IV Reserve Fund, L.P. 2022-08-24 /s/ Anthony P. Lee, Managing Director of Altos Ventures Management IV LP GP, LLC, the general partner of Altos Ventures IV Liquidity Fund, L.P. 2022-08-24 Anthony P. Lee, Managing Director of Altos Roblox 2020 Management Partners, LLC, the managing member of Altos Roblox SPV 2020, LLC 2022-08-24 /s/ Anthony P. Lee, Managing Director of Altos Roblox Management Partners IV, LLC, the managing member of Altos Roblox SPV 2, LLC 2022-08-24 /s/ Anthony P. Lee, Managing Director of Altos Roblox Management Partners IV, LLC, managing member of Altos Roblox SPV 1, LLC 2022-08-24 /s/ Anthony P. Lee, Managing Director of Altos Hybrid 2GP, LLC, general partner of Altos Hybrid 2, L.P. 2022-08-24 /s/ Anthony P. Lee, Authorized Signatory, Altos Ventures Management, Inc. 2022-08-24 /s/ Anthony P. Lee, Management Director, Altos Hybrid 4GP, LLC, general partner of Altos Hybrid 4, L.P. 2022-08-24