0001209191-21-067052.txt : 20211129 0001209191-21-067052.hdr.sgml : 20211129 20211129200840 ACCESSION NUMBER: 0001209191-21-067052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211124 FILED AS OF DATE: 20211129 DATE AS OF CHANGE: 20211129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures IV Liquidity Fund, L.P. CENTRAL INDEX KEY: 0001766317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211457999 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Hybrid 2, L.P. CENTRAL INDEX KEY: 0001694364 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211458006 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 234-9771 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Roblox SPV 2, LLC CENTRAL INDEX KEY: 0001747200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211458003 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Roblox SPV 1, LLC CENTRAL INDEX KEY: 0001747201 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211458004 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures IV Reserve Fund, L.P. CENTRAL INDEX KEY: 0001766268 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211457998 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Roblox 2020 Management Partners, LLC CENTRAL INDEX KEY: 0001848636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211458000 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Roblox SPV 2020, LLC CENTRAL INDEX KEY: 0001803466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211458001 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures IV, L.P. CENTRAL INDEX KEY: 0001833040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211457997 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 843 5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Hybrid 2 GP, LLC CENTRAL INDEX KEY: 0001848631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211458005 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Management Partners IV, LLC CENTRAL INDEX KEY: 0001848634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211458002 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-24 0 0001315098 Roblox Corp RBLX 0001694364 Altos Hybrid 2, L.P. 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001848631 Altos Hybrid 2 GP, LLC 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001747201 Altos Roblox SPV 1, LLC 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001747200 Altos Roblox SPV 2, LLC 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001848634 Altos Management Partners IV, LLC 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001803466 Altos Roblox SPV 2020, LLC 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001848636 Altos Roblox 2020 Management Partners, LLC 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001766317 Altos Ventures IV Liquidity Fund, L.P. 2882 SAND HILL ROAD SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001766268 Altos Ventures IV Reserve Fund, L.P. 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001833040 Altos Ventures IV, L.P. 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2021-11-24 4 S 0 16000 125.0734 D 327650 D Class A Common Stock 2021-11-25 4 J 0 270 0.00 D 327380 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 103132 0.00 D 19595485 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 83139 0.00 D 2740938 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 100260 0.00 D 13647326 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 700953 0.00 D 29429286 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 336 0.00 D 612950 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 373253 0.00 D 16317319 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 21832 0.00 A 62168 I See Footnotes Class A Common Stock 111112 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 178779 0.00 A 1227473 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 260425 0.00 A 408061 I See Footnotes Class A Common Stock 36 I See Footnotes Class A Common Stock 36 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 178779 0.00 A 1214971 I See Footnotes Class A Common Stock 2021-11-25 4 J 0 260425 0.00 A 408061 I See Footnotes The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $125.06 to $125.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held directly by Altos Hybrid 2, L.P. The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC and the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC (collectively, the General Partners). The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by the Fund to its general partner. These shares are held directly by Altos Roblox SPV 1, LLC. These shares are held directly by Altos Roblox SPV 2, LLC. These shares are held directly by Altos Roblox SPV 2020, LLC. These shares are held directly by Altos Ventures IV Liquidity Fund, L.P. These shares are held directly by Altos Ventures IV Reserve Fund, L.P. These shares are held directly by Altos Ventures IV, L.P. Represents shares received in a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock from Altos Roblox SPV 1, LLC and Altos Roblox SPV 2020, LLC. These shares are held directly by Altos Ventures Management, Inc. These shares are held directly by Altos Hybrid 4, L.P. Represents shares received in a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock from Altos Ventures IV, L.P., Altos Ventures IV Liquidity Fund, L.P., Altos Roblox SPV 1, LLC, Roblox SPV 2, LLC, Altos Ventures IV Reserve Fund, L.P. and Altos Roblox SPV 2020, LLC. These shares are held directly by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Hodong Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by a trust for a minor child of Mr. Nam, for which Mr. Nam serves as a co-trustee. These shares are held directly by The Kim Living Trust for which Han Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Anthony P. Lee, managing director of Altos Hybrid 2 GP, LLC, general partner of Altos Hybrid 2, L.P. 2021-11-29 Anthony P. Lee, managing director of Altos Hybrid 2 GP, LLC 2021-11-29 Anthony P. Lee, managing director of Altos Roblox Management Partners IV, LLC, managing member of Altos Roblox SPV 1, LLC 2021-11-29 Anthony P. Lee, managing director of Altos Roblox Management Partners IV, LLC, managing director Altos Roblox SPV 2, LLC 2021-11-29 Anthony P. Lee, managing member of Altos Roblox Management Partners IV, LLC 2021-11-29 Anthony P. Lee, managing member Altos Roblox 2020 Management Partners, LLC, managing member of Altos Roblox SPV 2020, LLC 2021-11-29 Anthony P. Lee, managing director of Altos Roblox 2020 Management Partners, LLC 2021-11-29 Anthony P. Lee, managing member of Altos IV LR GP, LLC, general partner of Altos Ventures IV Liquidity Fund, L.P. 2021-11-29 Anthony P. Lee, managing director Altos IV LR GP, LLC, general partner of Altos Ventures IV Reserve Fund, L.P. 2021-11-29 Anthony P. Lee, managing director Altos Management Partners IV, LLC, general partner of Altos Ventures IV, L.P. 2021-11-29