0001209191-21-064266.txt : 20211112 0001209191-21-064266.hdr.sgml : 20211112 20211112170610 ACCESSION NUMBER: 0001209191-21-064266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Han CENTRAL INDEX KEY: 0001836652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211404717 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nam Hodong CENTRAL INDEX KEY: 0001836648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211404718 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures Management Inc. CENTRAL INDEX KEY: 0001881755 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211404721 BUSINESS ADDRESS: STREET 1: 2420 SAND HILL ROAD, SUITE 203 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 234-9771 MAIL ADDRESS: STREET 1: 2420 SAND HILL ROAD, SUITE 203 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Hybrid 4 GP, LLC CENTRAL INDEX KEY: 0001848629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211404719 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Management Partners IV, LLC CENTRAL INDEX KEY: 0001848634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211404720 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-11 0 0001315098 Roblox Corp RBLX 0001881755 Altos Ventures Management Inc. 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001848634 Altos Management Partners IV, LLC 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001848629 Altos Hybrid 4 GP, LLC 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001836648 Nam Hodong 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001836652 Kim Han 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2021-11-11 4 J 0 20000 0.00 D 40336 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 17796 0.00 D 343650 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 928195 0.00 D 19698617 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 61105 0.00 D 2824077 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 605650 0.00 D 13747586 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 694632 0.00 D 30130239 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 32958 0.00 D 633286 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 485541 0.00 D 16690572 I See Footnotes Class A Common Stock 111112 I See Footnotes Class A Common Stock 36 I See Footnotes Class A Common Stock 36 I See Footnotes Class A Common Stock 1064194 I See Footnotes Class A Common Stock 147636 I See Footnotes Class A Common Stock 1106192 I See Footnotes Class A Common Stock 147636 I See Footnotes Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures Management Inc. to one of its members. These shares are held directly by Altos Ventures Management, Inc. (AVM). The members of the Board of Directors of AVM are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors of AVM disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Hybrid 2, L.P. to its members. These shares are held directly by Altos Hybrid 2, L.P. The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the general partners of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; and the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC (collectively, the General Partners). The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its members. These shares are held directly by Altos Roblox SPV 1, LLC. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members. These shares are held directly by Altos Roblox SPV 2, LLC. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its members. These shares are held directly by Altos Roblox SPV 2020, LLC. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its members. These shares are held directly by Altos Ventures IV Liquidity Fund, L.P. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its members. These shares are held directly by Altos Ventures IV Reserve Fund, L.P. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. to its members. These shares are held directly by Altos Ventures IV, L.P. These shares are held directly by Altos Hybrid 4, L.P. These shares are held directly by a trust for the benefit of a minor child of Hodong Nam, for which Mr. Nam serves as co-trustee. These shares are held directly by the Nam-MacGill 2006 Family Trust for which Mr. Nam serves as trustee. Mr. Nam disclaims beneficial ownership of the such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Mr. Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Kim Living Trust for which Ham Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Anthony P. Lee, Vice President of Altos Ventures Management, Inc. 2021-11-12 Anthony P. Lee, Managing Director of Altos Management Partners IV, LLC 2021-11-12 Anthony P. Lee, Managing Director Altos Hybrid 4 GP, LLC 2021-11-12 Hodong Nam 2021-11-12 Han Kim 2021-11-12