0001209191-21-064238.txt : 20211112 0001209191-21-064238.hdr.sgml : 20211112 20211112164943 ACCESSION NUMBER: 0001209191-21-064238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Anthony P CENTRAL INDEX KEY: 0001834988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211404460 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-11 0 0001315098 Roblox Corp RBLX 0001834988 Lee Anthony P C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 1 0 0 0 Class A Common Stock 2021-11-11 4 J 0 20000 0.00 D 40336 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 17796 0.00 D 343650 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 928195 0.00 D 19698617 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 61105 0.00 D 2824077 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 605650 0.00 D 13747586 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 694632 0.00 D 30130239 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 32958 0.00 D 633286 I See Footnotes Class A Common Stock 2021-11-11 4 J 0 485541 0.00 D 16690572 I See Footnotes Class A Common Stock 111112 I See Footnotes Class A Common Stock 1056194 I See Footnotes Class A Common Stock 92317 I See Footnotes Class A Common Stock 55499 I See Footnotes Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures Management, Inc. to one of its members. These shares are held directly by Altos Ventures Management, Inc. (AVM). The members of the Board of Directors of AVM are the Reporting Person, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors of AVM disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Hybrid 2, L.P. to its members. These shares are held directly by Altos Hybrid 2, L.P. The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the general partner of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC and the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC (collectively, the General Partners). The Reporting Person is one of the managing members of the general partners and managers of the respective entities that hold the shares reported herein (the Altos Funds). The Reporting Person disclaims beneficial ownership of the shares held by the Altos Funds except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of any of the shares held by the Altos Funds for Section 16 or any other purpose. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its members. These shares are held directly by Altos Roblox SPV 1, LLC. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members. These shares are held directly by Altos Roblox SPV 2, LLC. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its members. These shares are held directly by Altos Roblox SPV 2020, LLC. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its members. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its members. These shares are held directly by Altos Ventures IV Reserve Fund, L.P. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. to its members. These shares are held directly by Altos Ventures IV, L.P. These shares are held directly by Altos Hybrid 4, L.P. These shares are held directly by the Fallen Leaf Revocable Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Fallen Leaf LLC - Sub Fund No. 1 for which the Reporting Person serves as managing member. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Fallen Leaf LLC - Sub Fund No. 2 for which the Reporting Person serves as managing member. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Anthony P. Lee 2021-11-12