0001209191-21-061824.txt : 20211027 0001209191-21-061824.hdr.sgml : 20211027 20211027174844 ACCESSION NUMBER: 0001209191-21-061824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210312 FILED AS OF DATE: 20211027 DATE AS OF CHANGE: 20211027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nam Hodong CENTRAL INDEX KEY: 0001836648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211354175 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-12 0 0001315098 Roblox Corp RBLX 0001836648 Nam Hodong 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2021-03-12 4 L 0 36 69.51 A 36 I See Footnotes Class A Common Stock 2021-03-12 4 L 0 2 69.69 A 2 I See Footnotes Class A Common Stock 2021-03-12 4 L 0 34 69.61 A 36 I See Footnotes Class A Common Stock 2021-04-05 4 G 0 45000 0.00 D 1161194 I See Footnotes Class A Common Stock 2021-05-27 4 G 0 50000 0.00 D 1111194 I See Footnotes Class A Common Stock 2021-08-12 4 G 0 47000 0.00 D 1064194 I See Footnotes Class A Common Stock 147636 I See Footnotes These shares are held directly by a trust for the benefit of a minor child of the Reporting Person, for which the Reporting Person serves as co-trustee. This Form 4 is being filed as promptly as practicable following a determination that the shares purchased for each of the trusts for the minor children may be attributable to the Reporting Person for purposes of Section 16 of the Securities Exchange Act of 1934. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be matchable with a sale of 25,000 shares by Altos Ventures Management Inc. (AVM) on August 31, 2021. The Reporting Person has paid to the Issuer an aggregate of $907.08 which represents the full amount of the profit realized in connection with the short-swing transactions by the childrens' trust accounts, without giving effect to direct transaction costs. The Reporting Person serves as a member of the Board of Directors of AVM, and may be deemed to exercise voting and investment control over the shares held by AVM. The Reporting Person disclaims beneficial ownership of the shares held by AVM except to the extent of his pecuniary interest therein. These shares are held directly by a trust for the benefit of a minor child of the Reporting Person, for which the Reporting Person serves as a co-trustee. The shares held by the Nam-MacGill 2006 Family Trust as reported in the Reporting Person's prior Section 16 reports, inadvertently included 55,499 shares that are held by the Nam-MacGill Investments, LLC - Sub Fund No.1. The holdings reported in this Form 4 properly reflect the indirect ownership of the shares of the Reporting Person. These shares are held directly by the Nam-MacGill 2006 Family Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which the Reporting Person serves as Managing Member. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/Hodong Nam 2021-10-26