0001209191-21-061822.txt : 20211027 0001209191-21-061822.hdr.sgml : 20211027 20211027174436 ACCESSION NUMBER: 0001209191-21-061822 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210323 FILED AS OF DATE: 20211027 DATE AS OF CHANGE: 20211027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Han CENTRAL INDEX KEY: 0001836652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211354166 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-23 0 0001315098 Roblox Corp RBLX 0001836652 Kim Han 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2021-03-23 4 S 0 17620 68.1252 D 1188572 I See Footnote Class A Common Stock 2021-03-23 4 S 0 6558 68.9408 D 1182014 I See Footnote Class A Common Stock 2021-03-23 4 S 0 3970 70.1269 D 1178044 I See Footnote Class A Common Stock 2021-03-23 4 S 0 1852 70.9112 D 1176192 I See Footnote Class A Common Stock 2021-04-06 4 G 0 20000 0.00 D 1156192 I See Footnote Class A Common Stock 2021-05-27 4 G 0 50000 0.00 D 1106192 I See Footnote Class A Common Stock 147636 I See Footnote The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $67.65 to $68.64, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares held by The Kim Living Trust, as reported in the Reporting Person's prior Section 16 reports, inadvertently included 55,499 shares that are held by Han Family Investments, LLC - Sub Fund No.1. The holdings reported in this Form 4 properly reflect the indirect ownership of the shares of the Reporting Person. These shares are held directly by The Kim Living Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $68.65 to $69.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $69.75 to $70.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $70.80 to $71.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which the Reporting Person serves as Managing Member. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Han Kim 2021-10-26