0001209191-21-054536.txt : 20210902 0001209191-21-054536.hdr.sgml : 20210902 20210902175402 ACCESSION NUMBER: 0001209191-21-054536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210902 DATE AS OF CHANGE: 20210902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tolley Brett CENTRAL INDEX KEY: 0001835039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211234425 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-01 0 0001315098 Roblox Corp RBLX 0001835039 Tolley Brett C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 1 0 0 Principal Accounting Officer Class A Common Stock 2021-09-01 4 M 0 1049 5.21 A 34852 D Class A Common Stock 2021-09-01 4 S 0 1049 83.00 D 33803 D Stock Option (Right to Buy) 5.21 2021-09-01 4 M 0 240 0.00 D 2021-06-01 2030-08-31 Class A Common Stock 240 10529 D Stock Option (Right to Buy) 5.21 2021-09-01 4 M 0 809 0.00 D 2020-11-02 2030-08-31 Class A Common Stock 809 35983 D A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Includes 359 shares acquired by the Reporting Person on August 25, 2021 pursuant to the Issuer's 2020 Employee Stock Purchase Plan. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 23, 2021. A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 1/48th of the shares subject to the option vested on June 1, 2021, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. 1/48th of the shares subject to the option vested on November 1, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. /s/ Mark Reinstra Attorney-in-Fact for Brett Tolley 2021-09-02