0001209191-21-054132.txt : 20210831 0001209191-21-054132.hdr.sgml : 20210831 20210831181543 ACCESSION NUMBER: 0001209191-21-054132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210827 FILED AS OF DATE: 20210831 DATE AS OF CHANGE: 20210831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Ventures IV, L.P. CENTRAL INDEX KEY: 0001833040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211228128 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 843 5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altos Roblox Management Partners, LLC CENTRAL INDEX KEY: 0001848635 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211228127 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Han CENTRAL INDEX KEY: 0001836652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211228126 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-27 0 0001315098 Roblox Corp RBLX 0001833040 Altos Ventures IV, L.P. 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001848635 Altos Roblox Management Partners, LLC 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001836652 Kim Han 2882 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2021-08-27 4 J 0 114136 0.00 D 361446 I See Footnotes Class A Common Stock 2021-08-27 4 J 0 1096643 0.00 D 20626812 I See Footnotes Class A Common Stock 2021-08-27 4 J 0 151849 0.00 D 2885182 I See Footnotes Class A Common Stock 2021-08-27 4 J 0 758069 0.00 D 14353236 I See Footnotes Class A Common Stock 2021-08-27 4 J 0 904003 0.00 D 17176113 I See Footnotes Class A Common Stock 2021-08-27 4 J 0 1626272 0.00 D 30824871 I See Footnotes Class A Common Stock 2021-08-27 4 J 0 35061 0.00 D 666244 I See Footnotes Class A Common Stock 2021-08-27 4 J 0 272237 0.00 A 1286457 I See Footnotes Class A Common Stock 2021-08-27 4 J 0 272237 0.00 A 1286459 I See Fortnotes Class A Common Stock 111112 I See Footnotes Class A Common Stock 67551 I See Footnotes Class A Common Stock 67551 I See Footnotes Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Hybrid 2, LP. These shares are held directly by Altos Hybrid 2, LP. The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any. The General Partners and the Managers disclaim beneficial ownership of the shares reported herein except to the extent of their respective pecuniary interests therein, if any. The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; and the general partner of Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P. and Altos Ventures IV, L.P. is Altos Management Partners IV, LLC (collectively, the General Partners). The manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the manager of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the manager of Altos Hybrid 4 GS, LLC and Altos Hybrid HG, LLC is Altos Hybrid 4 GP, LLC; the manager of Altos Hybrid 2 V, LLC and Altos Hybrid 2 P-FIO, LLC is Altos Hybrid 2 GP, LLC; the manager of Altos Hybrid 3 B, LLC, Altos Hybrid 3M, LLC, and Altos Hybrid 3W, LLC is Altos Hybrid 3 GP, LLC; the manager of Altos Hybrid UP, LLC and Altos Hybrid CC, LLC is Altos Hybrid 4 GP, LLC (collectively, the Managers). Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC. These shares are held directly by Altos Roblox SPV 1, LLC. Represents a pro-rata in-kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members. These shares are held directly by Altos Roblox SPV 2, LLC. Represents a pro-rata in kind distribution by Altos Roblox SPV 2020, LLC to it is members. These shares are held directly by Altos Roblox SPV 2020,LLC. Represents a pro-rata in-kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. These shares are held directly by Altos Ventures IV, L.P. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. These shares are held directly by Altos Ventures IV Liquidity Fund, L.P. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. These shares are held directly by Altos Ventures IV Reserve Fund, L.P. Represents shares received in a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock from Altos Hybrid 2, L.P., Altos Roblox SPV 1, LLC, Altos Roblox SPV 2, LLC, Altos Roblox SPV 2020, LLC, Altos Ventures IV, L.P., Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. These shares are held directly by The Kim Trust for which Han Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by Altos Hybrid 4, L.P. These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Hodong Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Form 4 2 of 2 /s/ Anthony P. Lee, Managing Director of Altos Management Partners IV, LLC, the general partner of Altos Ventures IV, L.P. 2021-08-31 /s/ Anthony P. Lee, Managing Director of Altos Roblox 2020 Management Partners, LLC 2021-08-31 /s/ Han Kim 2021-08-31