0001209191-21-053400.txt : 20210825 0001209191-21-053400.hdr.sgml : 20210825 20210825205604 ACCESSION NUMBER: 0001209191-21-053400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210823 FILED AS OF DATE: 20210825 DATE AS OF CHANGE: 20210825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donato Craig CENTRAL INDEX KEY: 0001834992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211208557 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-23 0 0001315098 Roblox Corp RBLX 0001834992 Donato Craig C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 1 0 0 Chief Business Officer Class A Common Stock 2021-08-23 4 S 0 25000 85.0011 D 1455367 D Class A Common Stock 2021-08-23 4 S 0 2502 81.5236 D 1452865 D Class A Common Stock 2021-08-23 4 S 0 659 82.1458 D 1452206 D Class A Common Stock 2021-08-23 4 S 0 1040 83.7586 D 1451166 D Class A Common Stock 2021-08-23 4 S 0 2826 84.7863 D 1448340 D Class A Common Stock 2021-08-23 4 S 0 547 85.0577 D 1447793 D Class A Common Stock 2021-08-23 4 S 0 30000 85.0006 D 365000 I See Footnotes Class A Common Stock 2021-08-24 4 S 0 5702 88.2073 D 1442091 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 23, 2021. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.01, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $80.92 to $81.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.92 to $82.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.03 to $84.02, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $84.03 to $85.02, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $85.03 to $85.12, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the Reporting Person and his spouse serve as trustees. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Trust. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $88.07 to $88.46, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Mark Reinstra Attorney-in-Fact for Craig Donato 2021-08-25