SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Altos Ventures IV Liquidity Fund, L.P.

(Last) (First) (Middle)
2882 SAND HILL ROAD
SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/11/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/11/2021 J(1) 466,666 D $0.00 0 I See Footnotes(2)(3)(4)(5)
Class A Common Stock 03/11/2021 J(6) 344,444 D $0.00 0 I See Footnotes(3)(4)(5)(7)
Class A Common Stock 03/11/2021 J(8) 111,111 D $0.00 0 I See Footnotes(3)(4)(5)(9)
Class A Common Stock 03/11/2021 J(10) 222,222 D $0.00 0 I See Footnotes(3)(4)(5)(11)
Class A Common Stock 03/11/2021 J(12) 222,222 D $0.00 0 I See Footnotes(3)(4)(5)(13)
Class A Common Stock 03/11/2021 J(14) 111,111 D $0.00 0 I See Footnotes(3)(4)(5)(15)
Class A Common Stock 03/11/2021 J(16) 111,111 D $0.00 0 I See Footnotes(3)(4)(5)(17)
Class A Common Stock 03/11/2021 J(18) 22,222 D $0.00 0 I See Footnotes(3)(4)(5)(19)
Class A Common Stock 03/11/2021 J(20) 55,555 D $0.00 0 I See Footnotes(3)(4)(5)(21)
Class A Common Stock 475,582 I See Footnotes(3)(4)(5)(22)
Class A Common Stock 111,112 I See Footnotes(3)(4)(5)(23)
Class A Common Stock 24,553,106 I See Footnotes(3)(4)(5)(24)
Class A Common Stock 3,416,653 I See Footnotes(3)(4)(5)(25)
Class A Common Stock 17,026,377 I See Footnotes(3)(4)(5)(26)
Class A Common Stock 36,507,533 I See Footnotes(3)(4)(5)(27)
Class A Common Stock 786,183 I See Footnotes(3)(4)(5)(28)
Class A Common Stock 20,340,126 I See Footnotes(3)(4)(5)(29)
Class A Common Stock 389,022 I See Footnotes(30)
Class A Common Stock 389,023 I See Foonotes(31)
Class A Common Stock 7,236 I See Footnotes(32)
Class A Common Stock 7,236 I See Footnotes(33)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Altos Ventures IV Liquidity Fund, L.P.

(Last) (First) (Middle)
2882 SAND HILL ROAD
SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Hybrid 4, L.P.

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Hybrid CC, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Hybrid HG, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Hybrid UP, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Management Partners IV, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Roblox 2020 Management Partners, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Roblox Management Partners, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Roblox SPV 1, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Roblox SPV 2, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 4 GS, LLC to its members.
2. These shares are held directly by Altos Hybrid 4 GS, LLC
3. The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; and the general partner of Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P. and Altos Ventures IV, L.P. is Altos Management Partners IV, LLC (collectively, the General Partners). The manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the manager of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the manager of Altos Hybrid 4 GS, LLC and Altos Hybrid HG, LLC is Altos Hybrid 4 GP, LLC; the manager of Altos Hybrid 2 V, LLC and Altos Hybrid 2 P-FIO, LLC is Altos Hybrid 2 GP, LLC; the manager of Altos Hybrid 3 B, LLC, Altos Hybrid 3M, LLC, and Altos Hybrid 3W, LLC is Altos Hybrid 3 GP, LLC; the manager of Altos Hybrid UP, LLC and Altos Hybrid CC, LLC is Altos Hybrid 4 GP, LLC (collectively, the Managers).
4. (Continued from footnote 3). The General Partners and the Managers disclaim beneficial ownership of the shares reported herein except to the extent of their respective pecuniary interests therein, if any.
5. The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hondong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any.
6. Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid HG, LLC to its members.
7. These shares are held directly by Altos Hybrid HG, LLC
8. Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 2 V, LLC to its members.
9. These shares are held directly by Altos Hybrid 2 V, LLC
10. Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 2 P-FIO, LLC to its members.
11. These shares are held directly by Altos Hybrid 2 P-FIO, LLC
12. Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 3 B, LLC to its members.
13. These shares are held directly by Altos Hybrid 3 B, LLC
14. Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid UP, LLC to its members.
15. These shares are held directly by Altos Hybrid UP, LLC
16. Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 3 W, LLC to its members.
17. These shares are held directly by Altos Hybrid 3 W, LLC
18. Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 3 M, LLC to its members.
19. These shares are held directly by Altos Hybrid 3 M, LLC
20. Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid CC, LLC to its members.
21. These shares are held directly by Altos Hybrid CC, LLC
22. These shares are held directly by Altos Hybrid 2, L.P.
23. These shares are held directly by Altos Hybrid 4, L.P.
24. These shares are held directly by Altos Roblox SPV 1, LLC
25. These shares are held directly by Altos Roblox SPV 2, LLC
26. These shares are held directly by Altos Roblox SPV 2020, LLC
27. These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
28. These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
29. These shares are held directly by Altos Ventures IV, L.P.
30. These shares are held directly by The Kim Trust for which Han Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
31. These shares are held directly by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
32. These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
33. These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Hodong Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Remarks:
Anthony P. Lee, Managing Director of Altos Management Partners IV, LLC, the General Partner of Altos Ventures IV Liquidity Fund, L.P. 03/15/2021
Anthony P. Lee, the Managing Director of Altos Hybrid 4 GP, LLC, the Manager of Altos Hybrid 4, L.P. 03/12/2021
Anthony P. Lee, the Managing Director of Altos Hybrid 4 GP, LLC, the Manager of Altos Hybrid CC, LLC 03/12/2021
Anthony P. Lee, the Managing Member of Altos Hybrid 4 GP, LLC, the Manager of Altos Hybrid HG, LLC 03/12/2021
Anthony P. Lee, the Managing Member of Altos Hybrid 4 GP, LLC, the Manager of Altos Hybrid UP, LLC 03/12/2021
Anthony P. Lee, Managing Director of Altos Roblox Management Partners IV, LLC 03/12/2021
Anthony P. Lee, Managing Director of Altos Roblox 2020 Management Partners, LLC 03/12/2021
Anthony P. Lee, Managing Director of Altos Management Partners, LLC 03/12/2021
Anthony P. Lee, Managing Director of Altos Roblox Management Partners, LLC, the Manager of Altos Roblox SPV 1, LLC 03/12/2021
Anthony P. Lee, Managing Director of Altos Roblox Management Partners, LLC, the Manager of Altos Roblox SPV 2, LLC 03/12/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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