0001104659-24-114783.txt : 20241106 0001104659-24-114783.hdr.sgml : 20241106 20241106160511 ACCESSION NUMBER: 0001104659-24-114783 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241104 FILED AS OF DATE: 20241106 DATE AS OF CHANGE: 20241106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Anthony P CENTRAL INDEX KEY: 0001834988 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 241430859 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 200991664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 tm2427586-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-11-04 0 0001315098 Roblox Corp RBLX 0001834988 Lee Anthony P C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 1 0 0 0 0 Class A Common Stock 2024-11-04 4 J 0 2469980 0 D 4322468 I See footnotes Class A Common Stock 2024-11-04 4 J 0 4454760 0 D 7795829 I See footnotes Class A Common Stock 2024-11-04 4 J 0 96626 0 D 169092 I See footnotes Class A Common Stock 2024-11-04 4 J 0 4152682 0 D 3114511 I See footnotes Class A Common Stock 2024-11-04 4 J 0 414902 0 D 726077 I See footnotes Class A Common Stock 2024-11-04 4 J 0 2065820 0 D 3615183 I See footnotes Class A Common Stock 2024-11-04 4 J 0 55064 0 D 96360 I See footnotes Class A Common Stock 2024-11-04 4 J 0 134700 0 A 134700 I See footnote Class A Common Stock 2024-11-04 4 J 0 1049116 0 A 5756695 I See footnotes Class A Common Stock 2024-11-04 4 J 0 113744 0 A 672281 I See footnotes Class A Common Stock 111112 I See footnote Class A Common Stock 300000 I See footnote Class A Common Stock 300000 I See footnote Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. to its partners. These shares are held directly by Altos Ventures IV, L.P. The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2 GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; and the general partner of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC (collectively, the General Partners). The reporting person is one of managing members of the general partners and managers of the respective entities that hold shares reported herein (the Altos Funds). The reporting person disclaims beneficial ownership of the shares held by the Altos Funds except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is the beneficial owner of any of the shares held by the Altos Funds for Section 16 or any other purpose. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its partners. These shares are held directly by Altos Ventures IV Liquidity Fund, L.P. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its partners. These shares are held directly by Altos Ventures IV Reserve Fund, L.P. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its partners. These shares are held directly by Altos Roblox SPV 1, LLC. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its partners. These shares are held directly by Altos Roblox SPV 2, LLC. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its partners. These shares are held directly by Altos Roblox SPV 2020, LLC. Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Hybrid 2, L.P. These shares are held directly by Altos Hybrid 2, L.P. Represents shares of the Issuer's Class A Common Stock received by Altos Ventures Management Inc. (AVMI) in pro-rata in kind sub-distributions from Altos Roblox SPV 1, LLC and Altos Roblox SPV 2020, LLC. These shares are held directly by AVMI. The members of the Board of Directors of AVMI are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors disclaims beneficial ownership of the shares except to the extent of pecuniary interest therein. Represents shares of the Issuer's Class A Common Stock received by the reporting person in the various pro-rata in kind distributions from Altos Ventures IV, LP, Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P., Altos Roblox SPV 1, LLC, Altos Roblox SPV 2, LLC and Altos Hybrid 2, L.P. These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Represents shares of the Issuer's Class A Common Stock received by the reporting person in a pro-rata in kind distributions from Altos Roblox SPV 2020, LLC. These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. These shares are held directly by Altos Hybrid 4, L.P. These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee. These shares are held directly by a trust for the daughter of the reporting person, for which the reporting person serves as co-trustee. /s/ Anthony P. Lee 2024-11-06