SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Altos Ventures IV Liquidity Fund, L.P.

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/02/2021
3. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 222,222 I See Footnotes(1)(18)(19)(20)
Class A Common Stock 111,111 I See Footnotes(2)(18)(19)(20)
Class A Common Stock 475,582 I See Footnotes(3)(18)(19)(20)
Class A Common Stock 222,222 I See Footnotes(4)(18)(19)(20)
Class A Common Stock 22,222 I See Footnotes(5)(18)(19)(20)
Class A Common Stock 111,111 I See Footnotes(6)(18)(19)(20)
Class A Common Stock 466,666 I See Footnotes(7)(18)(19)(20)
Class A Common Stock 111,112 I See Footnotes(8)(18)(19)(20)
Class A Common Stock 55,555 I See Footnotes(9)(18)(19)(20)
Class A Common Stock 344,444 I See Footnotes(10)(18)(19)(20)
Class A Common Stock 111,111 I See Footnotes(11)(18)(19)(20)
Class A Common Stock 27,281,228 I See Footnotes(12)(18)(19)(20)
Class A Common Stock 3,796,276 I See Footnotes(13)(18)(19)(20)
Class A Common Stock 18,918,191 I See Footnotes(14)(18)(19)(20)
Class A Common Stock 40,563,924 I See Footnotes(15)(18)(19)(20)
Class A Common Stock 848,844 I See Footnotes(16)(18)(19)(20)
Class A Common Stock 22,600,140 I See Footnotes(17)(18)(19)(20)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Altos Ventures IV Liquidity Fund, L.P.

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Hybrid HG, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Roblox SPV 1, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Roblox SPV 2, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Roblox SPV 2020, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Ventures IV Reserve Fund, L.P.

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Altos Ventures IV, L.P.

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Kim Han

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Nam Hodong

(Last) (First) (Middle)
2882 SAND HILL ROAD, SUITE 100

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. These shares are held directly by Altos Hybrid 2 P-FIO LLC
2. These shares are held directly by Altos Hybrid 2 V LLC
3. These shares are held directly by Altos Hybrid 2, L.P.
4. These shares are held directly by Altos Hybrid 3 B, LLC
5. These shares are held directly by Altos Hybrid 3 M, LLC
6. These shares are held directly by Altos Hybrid 3 W, LLC
7. These shares are held directly by Altos Hybrid 4 GS, LLC
8. These shares are held directly by Altos Hybrid 4, L.P.
9. These shares are held directly by Altos Hybrid CC, LLC
10. These shares are held directly by Altos Hybrid HG, LLC
11. These shares are held directly by Altos Hybrid UP, LLC
12. These shares are held directly by Altos Roblox SPV 1, LLC
13. These shares are held directly by Altos Roblox SPV 2, LLC
14. These shares are held directly by Altos Roblox SPV 2020, LLC
15. These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
16. These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
17. These shares are held directly by Altos Ventures IV, L.P.
18. The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2, GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4, GP, LLC; and the general partner of Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P. and Altos Ventures IV, L.P. is Altos Management Partners IV, LLC (collectively, the General Partners). The manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; the manager of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the manager of Altos Hybrid 4 GS, LLC and Altos Hybrid HG, LLC is Altos Hybrid 4, GP, LLC; the manager of Altos Hybrid 2 V, LLC and Altos Hybrid 2 P-FIO, LLC is Altos Hybrid 2 GP, LLC; the manager of Altos Hybrid 3 B, LLC, Altos 3 M, LLC and Altos Hybrid 3 W, LLC, is Altos Hybrid 3 GP, LLC; the manager of Altos Hybrid UP, LLC and Altos Hybrid CC, LLC is Altos Hybrid 4 GP, LLC (collectively, the Managers).
19. (Continued form footnote 18) The General Partners and the Managers disclaim beneficial ownership of the shares reported herein except to the extent of their respective pecuniary interests therein, if any.
20. The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hondong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any.
Remarks:
Form 2 of 3.
/s/ Anthony P. Lee, Managing Member of Altos Hybrid 4 GP, LLC, the Manager of Altos Hybrid HG, LLC 03/02/2021
/s/ Anthony P. Lee, Managing Director of Altos Roblox Management Partners, LLC, the Manager of Altos Roblox SPV 1, LLC 03/02/2021
/s/ Anthony P. Lee, Managing Director of Altos Roblox Management Partners, LLC, the Manager of Altos Roblox SPV 2, LLC 03/02/2021
/s/ Anthony P. Lee, Managing Director of Altos Roblox 2020 Management Partners, LLC, the Manager of Altos Roblox SPV 2020, LLC 03/02/2021
/s/ Anthony P. Lee, Managing Director of Altos Management Partners IV, LLC, the General Partner of Altos Ventures IV Liquidity Fund, L.P. 03/02/2021
/s/ Anthony P. Lee, Managing Director of Altos Management Partners IV, LLC, the General Partner of Altos Ventures IV Reserve Fund, L.P. 03/02/2021
/s/ Anthony P. Lee, Managing Director of Altos Management Partners IV, LLC, the General Partner of Altos Ventures IV, L.P. 03/02/2021
/s/ Han Kim 03/02/2021
/s/ Hondong Nam 03/02/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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