0001178937-23-000034.txt : 20231212 0001178937-23-000034.hdr.sgml : 20231212 20231212190537 ACCESSION NUMBER: 0001178937-23-000034 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Connect Biopharma Holdings Ltd CENTRAL INDEX KEY: 0001835268 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40212 FILM NUMBER: 231482523 BUSINESS ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 350 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-727-1040 MAIL ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 350 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RA Capital Healthcare Fund LP CENTRAL INDEX KEY: 0001315082 IRS NUMBER: 830406780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 200 BERKELEY STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6177782500 MAIL ADDRESS: STREET 1: 200 BERKELEY STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: RA Capital Biotech Fund LP DATE OF NAME CHANGE: 20050121 144 1 primary_doc.xml 144 0001315082 XXXXXXXX LIVE 0001835268 Connect Biopharma Holdings Ltd 001-40212 12265 EL CAMINO REAL, SUITE 350 SAN DIEGO CA 92130 858-727-1040 RA Capital Healthcare Fund LP 10% Stockholder Common Stock BTIG, LLC

600 Montgomery Street 6th Floor San Francisco CA 94111

220738 198664.20 55071559 12/12/2023 Nasdaq Common Stock 03/19/2021 Open Market Purchase Exchange N 220738 03/19/2021 Cash N RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/21/2023 355421 556909.16 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/22/2023 116311 151902.17 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/27/2023 52469 61672.06 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/28/2023 53548 55170.50 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/29/2023 23774 23902.38 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/30/2023 250884 254998.50 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/01/2023 30547 32572.27 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/04/2023 4456 4583.89 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/05/2023 25697 25697.00 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/06/2023 55822 55822.00 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/07/2023 87114 81242.52 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/08/2023 12850 11857.98 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/11/2023 61730 56236.03 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/21/2023 59509 93244.65 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/22/2023 19474 25433.04 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/27/2023 8785 10325.89 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/28/2023 8966 9237.67 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/29/2023 3981 4002.50 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/30/2023 42006 42694.90 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/01/2023 5115 5454.12 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/04/2023 746 767.41 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/05/2023 4303 4303.00 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/06/2023 9346 9346.00 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/07/2023 14586 13602.90 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/08/2023 2151 1984.94 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 12/11/2023 10335 9415.19 12/12/2023 /s/ David Crowe