0001567619-22-013411.txt : 20220627
0001567619-22-013411.hdr.sgml : 20220627
20220627175631
ACCESSION NUMBER: 0001567619-22-013411
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220623
FILED AS OF DATE: 20220627
DATE AS OF CHANGE: 20220627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elam Nevan C
CENTRAL INDEX KEY: 0001314773
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39683
FILM NUMBER: 221045891
MAIL ADDRESS:
STREET 1: C/O NEKTAR THERAPEUTICS
STREET 2: 150 INDUSTRIAL ROAD
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rezolute, Inc.
CENTRAL INDEX KEY: 0001509261
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 273440894
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-206-4507
MAIL ADDRESS:
STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: AntriaBio, Inc.
DATE OF NAME CHANGE: 20130114
FORMER COMPANY:
FORMER CONFORMED NAME: FITS MY STYLE INC
DATE OF NAME CHANGE: 20110104
4
1
doc1.xml
FORM 4
X0306
4
2022-06-23
0
0001509261
Rezolute, Inc.
RZLT
0001314773
Elam Nevan C
C/O REZOLUTE, INC.
201 REDWOOD SHORES PARKWAY, SUITE 315
REDWOOD CITY
CA
94065
1
1
0
0
Chief Executive Officer
Stock Option (right to buy)
3.40
2022-06-23
4
A
0
2600000
0
A
2032-06-23
Common Stock
2600000
2600000
D
This Option shall vest and become exercisable as follows: one fourth (1/4) of such Options shall vest on the one year anniversary of the Grant date and one thirty-sixth (1/36) of the remaining Options shall vest on the same day of each month thereafter until the Option is 100% vested. The unvested portion of the option will not be exercisable on or after the Reporting Person's termination of Continuous Service subject to the terms of the Reporting Person's employment agreement.
/s/ Nevan C. Elam
2022-06-27