0001104659-15-023081.txt : 20150326 0001104659-15-023081.hdr.sgml : 20150326 20150326160338 ACCESSION NUMBER: 0001104659-15-023081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150324 FILED AS OF DATE: 20150326 DATE AS OF CHANGE: 20150326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Summer Infant, Inc. CENTRAL INDEX KEY: 0001314772 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 201994619 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 401-334-9966 MAIL ADDRESS: STREET 1: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: KBL Healthcare Acquisition Corp. II DATE OF NAME CHANGE: 20050119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAMSON CAROL CENTRAL INDEX KEY: 0001553563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33346 FILM NUMBER: 15727725 MAIL ADDRESS: STREET 1: C/O SUMMER INFANT, INC. STREET 2: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 4 1 a4.xml 4 X0306 4 2015-03-24 0 0001314772 Summer Infant, Inc. SUMR 0001553563 BRAMSON CAROL C/O SUMMER INFANT, INC. 1275 PARK EAST DRIVE WOONSOCKET RI 02895 1 1 0 0 Chief Executive Officer Common Stock 2015-03-24 4 A 0 20000 0 A 36646 D Common Stock 172537 I See Footnote Common Stock 128337 I See Footnote Common Stock 9625 I See Footnote Employee Stock Option (Right to Buy) 2.64 2015-03-24 4 A 0 40000 0 A 2025-03-24 Common Stock 40000 40000 D Represents award of restricted stock, of which 25% will vest on each of the first, second, third and fourth anniversaries of the grant date. Shares held by the Carol E. Bramson Trust and Howard Bramson Trust - Tenants in Common. Shares held by TBG Capital, LLC Defined Benefit Pension Plan and Trust. Shares held by TBG Capital, LLC 401k PSP & T, F/B/O Carol E. Bramson. 25% of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, third and fourth anniversaries of the March 24, 2015 vesting commencement date. /s/ Elizabeth W. Fraser, attorney-in-fact 2015-03-26