0001104659-14-006575.txt : 20140205 0001104659-14-006575.hdr.sgml : 20140205 20140205091328 ACCESSION NUMBER: 0001104659-14-006575 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140201 FILED AS OF DATE: 20140205 DATE AS OF CHANGE: 20140205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Summer Infant, Inc. CENTRAL INDEX KEY: 0001314772 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 201994619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 401-334-9966 MAIL ADDRESS: STREET 1: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: KBL Healthcare Acquisition Corp. II DATE OF NAME CHANGE: 20050119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAMSON CAROL CENTRAL INDEX KEY: 0001553563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33346 FILM NUMBER: 14574657 MAIL ADDRESS: STREET 1: C/O SUMMER INFANT, INC. STREET 2: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 4 1 a4.xml 4 X0306 4 2014-02-01 0 0001314772 Summer Infant, Inc. SUMR 0001553563 BRAMSON CAROL C/O SUMMER INFANT, INC. 1275 PARK EAST DRIVE WOONSOCKET RI 02895 1 1 0 0 Chief Executive Officer Employee Stock Option (Right to Buy) 2.27 2014-02-01 4 A 0 200000 0.00 A 2024-01-31 Common Stock 200000 200000 D The option vests in 12 equal monthly installments beginning on February 28, 2014. /s/ Elizabeth W. Fraser, attorney-in-fact 2014-02-04