-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JE/xCihRGbhrjA5UnldD8WHG4SCjYk56isMuHHCFCB4vxOZhsXOa/KJB8hLMJ63L jmdfOG2Wl5tkQJjDgKH3iQ== 0000919574-07-005103.txt : 20071109 0000919574-07-005103.hdr.sgml : 20071109 20071109152322 ACCESSION NUMBER: 0000919574-07-005103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071108 FILED AS OF DATE: 20071109 DATE AS OF CHANGE: 20071109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Summer Infant, Inc. CENTRAL INDEX KEY: 0001314772 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 201994619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 401-334-9966 MAIL ADDRESS: STREET 1: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: KBL Healthcare Acquisition Corp. II DATE OF NAME CHANGE: 20050119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RH CAPITAL ASSOCIATES LLC CENTRAL INDEX KEY: 0001032991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33346 FILM NUMBER: 071231110 BUSINESS ADDRESS: STREET 1: 139 WEST SADDLE RIVER ROAD CITY: SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 2014442850 FORMER NAME: FORMER CONFORMED NAME: RH CAPITAL ASSOCIATES DATE OF NAME CHANGE: 19970211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORWITZ ROBERT CENTRAL INDEX KEY: 0001032992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33346 FILM NUMBER: 071231111 BUSINESS ADDRESS: STREET 1: 139 WEST SADDLE RIVER ROAD CITY: SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 2014442850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: R H CAPITAL ASSOCIATES NUMBER ONE LP CENTRAL INDEX KEY: 0001269876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33346 FILM NUMBER: 071231112 MAIL ADDRESS: STREET 1: 139 WEST SADDLE RIVER ROAD CITY: SADDLE RIVER STATE: NJ ZIP: 07458 4 1 p826060_ex.xml X0202 4 2007-11-08 1 0001314772 Summer Infant, Inc. SUMR 0001269876 R H CAPITAL ASSOCIATES NUMBER ONE LP 139 WEST SADDLE RIVER ROAD SADDLE RIVER NJ 07458 0 0 1 0 0001032992 HORWITZ ROBERT 139 WEST SADDLE RIVER ROAD SADDLE RIVER NJ 07458 0 0 1 0 0001032991 RH CAPITAL ASSOCIATES LLC 139 WEST SADDLE RIVER ROAD SADDLE RIVER NJ 07458 0 0 1 0 Warrants 5.00 2007-11-08 4 S 0 1114152 1.00 D 2007-03-06 2009-04-20 Common Shares 1114152 0 D Warrants 5.00 2007-11-08 4 S 0 0 0 D 2007-03-06 2009-04-20 Common Shares 0 0 I By Robert Horwitz and RH Capital Associates LLC Warrants 5.00 2007-11-08 4 S 0 413748 1.00 D 2007-03-06 2009-04-20 Common Shares 413748 413748 I By Robert Horwitz and RH Capital Associates LLC These securities are owned by RH Capital Associates Number One, L.P. (the "Partnership"), which is a Reporting Person. These securities may be deemed to be beneficially owned by RH Capital Associates LLC, which is the sole general partner of the Partnership, and Robert Horwitz, the managing member of RH Capital Associates LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. These securities may be deemed to be beneficially owned by RH Capital Associates LLC, which serves as the investment manager to private investment vehicles, and Robert Horwitz, the managing member of RH Capital Associates LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. By: /s/ Robert Horwitz 2007-11-09 By: RH Capital Associates LLC, /s/ Robert Horwitz, Managing Member 2007-11-09 By: RH Capital Number One, L.P., By: RH Capital Associates LLC, By: /s/ Robert Horwitz, Managing Member 2007-11-09 -----END PRIVACY-ENHANCED MESSAGE-----