0001562180-23-001531.txt : 20230217
0001562180-23-001531.hdr.sgml : 20230217
20230217180329
ACCESSION NUMBER: 0001562180-23-001531
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230215
FILED AS OF DATE: 20230217
DATE AS OF CHANGE: 20230217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mason Christopher Scott
CENTRAL INDEX KEY: 0001747554
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38603
FILM NUMBER: 23644413
MAIL ADDRESS:
STREET 1: C/O SONOS, INC.
STREET 2: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonos Inc
CENTRAL INDEX KEY: 0001314727
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 030479476
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
BUSINESS PHONE: 805-965-3001
MAIL ADDRESS:
STREET 1: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2023-02-15
false
0001314727
Sonos Inc
SONO
0001747554
Mason Christopher Scott
C/O SONOS, INC.
614 CHAPALA ST.
SANTA BARBARA
CA
93101
false
true
false
false
Principal Accounting Officer
Common Stock
2023-02-15
4
M
false
7281.00
A
55933.00
D
Common Stock
2023-02-15
4
F
false
1988.00
21.45
D
53945.00
D
Restricted Stock Units
2023-02-15
4
M
false
169.00
0.00
D
Common Stock
169.00
215748.00
D
Restricted Stock Units
2023-02-15
4
M
false
7112.00
0.00
D
Common Stock
7112.00
208636.00
D
Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2021, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
/s/ Rebecca Schuster, by power of attorney
2023-02-17
EX-24
2
masonpoa2.txt
MASONPOA2
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that
the undersigned hereby constitutes
and appoints Rebecca Schuster,
Robert Capilupi and Eric Bowers,
and each of them,
as his true and lawful
attorney-in-fact to:
(1) execute for and on behalf of the
undersigned, in the undersigned's
capacity as an officer, director,
and/or person who holds more than 10% of
the outstanding capital stock of
Sonos, Inc. (the "Company"),
any and all Form ID, or Form 3, 4 or 5
reports and any amendments thereto
required to be filed by the undersigned
in accordance with Section 16(a) of
the Securities Exchange Act of 1934
(the "Exchange Act") and the rules
thereunder with respect to
transactions in the Company's securities;
(2) do and perform any and all acts for and
on behalf of the undersigned which
may be necessary or desirable to
complete and execute any such
Form ID, or Form 3, 4 or 5 report
and any amendments thereto
and timely file such report
with the U.S. Securities and Exchange
Commission and any stock exchange
or similar authority; and
(3) take any other action of any type
whatsoever in connection with the
foregoing which, in the opinion of
such attorney in-fact, may be of benefit
to, in the best interest of, or legally
required by, the undersigned, it
being understood that the documents
executed by such attorney in-fact on
behalf of the undersigned, pursuant
to this Power of Attorney, shall be in
such form and shall contain such terms
and conditions as such attorney in-fact
may approve in his or her discretion.
The undersigned hereby grants to each such
attorney-in-fact full power and authority to do
and perform each and every act and thing
whatsoever requisite, necessary, and proper
to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents
and purposes as the undersigned might or could
do if personally present, with full power of
substitution or revocation, hereby ratifying
and confirming all that such attorney-in-fact,
or his or her substitute or substitutes, shall
lawfully do or cause to be done by virtue
of this Power of Attorney and the rights and
powers herein granted. The undersigned
acknowledges that no such attorney in-fact,
in serving in such capacity at the request of
the undersigned, is hereby assuming, nor is
the Company hereby assuming, any of the
undersigned's responsibilities to comply with
Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force
and effect until the undersigned is no longer
required to file Form 3, 4 or 5 reports with
respect to the undersigned's holdings of and
transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed
writing delivered to the foregoing attorneys in-fact.
IN WITNESS WHEREOF, the undersigned has
caused this Power of Attorney to be executed as
of this 1st day of September, 2022.
/s/ Chris Mason
Chris Mason
28199/00018/FW/10112687.1